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HomeMy WebLinkAbout2025-11-25 - AGENDA REPORTS - FIVE-YEAR REVIEW RECORDS RETENTION SCHEDULEO Agenda Item: 5 CITY OF SANTA CLARITA .` AGENDA REPORT 1W CONSENT CALENDAR CITY MANAGER APPROVAL: DATE: November 25, 2025 SUBJECT: FIVE-YEAR REVIEW AND APPROVAL OF THE CITY'S RECORDS RETENTION SCHEDULE DEPARTMENT: Administrative Services PRESENTER: Mary Cusick RECOMMENDED ACTION City Council adopt a resolution approving amendments to the City of Santa Clarita Records Retention Schedule. BACKGROUND The City of Santa Clarita's (City) Records Retention Schedule (RRS) establishes guidelines for the classification, life, care, and disposition of City records. It includes the parameters set forth by Section 34090 et seq. of the Government Code. The RRS outlines a documented, procedural method for disposing of any record that has served its purpose and is no longer required for administrative, fiscal, historical, or legal purposes. The RRS allows the City Clerk, with the City Attorney's written consent, to destroy certain records for the cost-effective and efficient operation of government. In 1993, the City Council adopted Resolution 93-119, establishing the City's Records and Information Management (RIM) program and authorizing the implementation of the City's RRS. In 2005, the City Council adopted Resolution 05-90, which amended the RRS; conferred authority to the City Clerk to make limited amendments to the RRS that include the addition of new record classifications and updating retention periods to meet or exceed the minimum requirements set by state or federal statute; and required a review by the body at least once every five years. Before the City Council is the result of the fourth such review, and each time, the amendments include changes in business needs and state and federal regulations. Since the last review, the City Clerk approved 35 new classifications, increased the retention of 11 existing classifications, and modified the description of an additional 17 classifications. For the purpose of the five-year review, Exhibit A to the resolution is a detailed overview of these administrative amendments made to the RRS since 2020. Page 1 Packet Pg. 256 O ALTERNATIVE ACTION Other action as determined by the City Council. FISCAL IMPACT There is no fiscal impact by this action. Retaining records according to the approved Records Retention Schedule limits the City's fiscal liability with regard to staff resources, storage costs, and retrieval fees. ATTACHMENTS Resolution Page 2 Packet Pg. 257 5.a RESOLUTION NO. 25- A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SANTA CLARITA, CALIFORNIA, AMENDING THE CITY OF SANTA CLARITA RECORDS RETENTION SCHEDULE WHEREAS, Section 34090 et seq. of the Government Code of the State of California provides the parameters whereby any City of Santa Clarita (City) record which has served its purpose and is no longer required may be destroyed; and WHEREAS, the Records Retention Schedule establishes orderly procedures for retaining official City records in active and inactive files, and for disposing of records when they are no longer needed for administrative, fiscal, historical, or legal purposes; and WHEREAS, the Records Retention Schedule applies to all forms and formats of official City records, regardless of physical characteristics; and WHEREAS, on September 14, 1993, the City Council adopted Resolution 93-119 establishing the Records Management Program and adopting the Records Retention Schedule; and WHEREAS, the City Council has approved amendments to the Records Retention Schedule in 2005, 2010, 2015, and 2020; and WHEREAS, over time, regulatory compliance laws that affect the records of the City of Santa Clarita change; and WHEREAS, an ongoing review of the Records Retention Schedule is performed and permissible revisions are made semi-annually; and WHEREAS, a five-year review of the Records Retention Schedule has been performed; and WHEREAS, recommended changes to records retention have been approved by the City Attorney and City Department Heads as recommended by the Custodian of Records (City Clerk); and WHEREAS, the administrative changes attached as Exhibit A are brought before the City Council for the five-year update. NOW, THEREFORE, the City Council of the City of Santa Clarita, California, does hereby resolve as follows: SECTION 1. The Records Retention Schedule is hereby amended to include those changes as outlined in the attached Exhibit A. Page 1 of 2 Packet Pg. 258 5.a SECTION 2. The City Clerk shall certify to the adoption of this resolution. PASSED, APPROVED AND ADOPTED this th day of MAYOR ATTEST: CITY CLERK DATE: STATE OF CALIFORNIA ) COUNTY OF LOS ANGELES ) ss. CITY OF SANTA CLARITA ) 2025. I, Mary Cusick, City Clerk of the City of Santa Clarita, do hereby certify that the foregoing Resolution No. 25- was duly adopted by the City Council of the City of Santa Clarita at a regular meeting thereof, held on the th day of 2025, by the following vote: AYES: COUNCILMEMBERS: NOES: COUNCILMEMBERS: ABSENT: COUNCILMEMBERS: CITY CLERK Page 2 of 2 Packet Pg. 259 5.a PROPOSED UPDATE TO RECORDS RETENTION SCHEDULE - EXHIBIT A RECORDS SERIES COUNCIL SERIES CODE TITLE/CLASSIFICATION ADD CHANGE RETENTION DESCRIPTION OF REQUESTED AMENDMENT CITATION(S) ACTION Change current scope from: Includes first meetings of the City Council, Planning and Parks, Rec & Community Services Commissions. To: Includes photographs, videos, and newspaper ADM-1 HISTORICAL RECORDS X GC 34090 N clippings of the first meetings of the City Council and all Commissions. This is a change in scope to include all Commissions and a description of the records maintained. New classification. Add scope: Monthly vendor audits conducted internally by Purchasing and presented to auditors if requested. The retention period meets legal, fiscal, and administrative GC 34090 ADM-6 AUDIT REPORTS X AU+4 requirements per the State Records Retention Schedule. This new records classification reflects N OMB A-128 the Information Services Division's current record maintenance practices and ensures compliance with proper records retention and destruction. New classification. Add scope: Includes Resolutions and original documentation filed with the City Clerk from other agencies within the City of Santa Clarita boundaries. The retention period ASSESSMENT DISTS - GC 34090 ASM-3 X P meets legal, fiscal, and administrative requirements per the State Records Retention Schedule. N OTHER AGENCIES GC 53315.E This new records classification reflects the Information Services Division's current record maintenance practices and ensures compliance with proper records retention and destruction. Change current title from: Successful Bids. To: Formal Solicitations. Change current scope from: Includes original bid; bid bond; legal posting notices; and other supporting documentation - projects over $50,000. To: Includes original bid; bid bond; legal posting notices; and other GC 25105-1 BID-1 SUCCESSFUL BIDS X supporting documentation for non-public projects over $50,000 and public projects over GC 34090 N $200,000. This change in title and scope reflects the Information Services Division's current CCP 337 record maintenance practices and ensures compliance with proper records retention and destruction. Change current title from: Unsuccessful Bids. To: Informal Solicitations. Change current scope from: Includes original bid; bid bond; bid posting notices; and other supporting documentation - projects over $50,000. To: Includes original bid; bid bond; bid posting notices; and other GC 25105-1 BID-2 UNSUCCESSFUL BIDS X supporting documentation for non-public projects under $50,000 and public projects under GC 34090 N $200,000. This change in title and scope reflects the Information Services Division's current CCP 337 record maintenance practices and ensures compliance with proper records retention and destruction. Change current title from: Solicitation Records. To: Procurement Records. Change current scope from: Includes successful and unsuccessful RFQs, RFPs, and Bid solicitations. RFQs under $50,000 and RFPs for any amount. To: Includes supporting documentation for procurement GC 25105-1 BID-3 SOLICITATION RECORDS X processes such as single and sole sources, cooperative agreements, quotes/proposals, etc. GC 34090 N This change in title and scope reflects the Information Services Division's current record CCP 337 maintenance practices and ensures compliance with proper records retention and destruction. Change current title from: Bus Service Files. To: Bus Vehicle Files. Change current scope from: Includes bus registration; bus shelter documentation; bus stop database; and marketing FTA C 5010.1E BUS-1 BUS SERVICE FILES X materials. To: Includes bus vehicle registration and related documents. This change in title and N GC 34090 scope reflects the Transit Division's current record maintenance practices and ensures compliance with proper records retention and destruction. LU J 0 LU 2 U U) Z 0 H Z LU H LU W U) 0 Q' 0 U LU Q' C O O N d Q' C d E t v a AU=Audit CL=Close CY=Current Year E=Election L=Life M=Month P=Permanent QC=Quality Control T=Termination 1 Packet Pg. 260 5.a PROPOSED UPDATE TO RECORDS RETENTION SCHEDULE - EXHIBIT A RECORDS SERIES COUNCIL SERIES CODE TITLE/CLASSIFICATION ADD CHANGE RETENTION DESCRIPTION OF REQUESTED AMENDMENT CITATION(S) ACTION New classification. Add scope: Includes the City's bus stops, street furniture, and related documentation. The retention period meets legal, fiscal, and administrative requirements per FTA C 5010.1E BUS-2 BUS STOPS X CL+7 the U. S. Department of Transportation Federal Transit Administration. This new records N GC 34090 classification reflects the Transit Division's current record maintenance practices and ensures compliance with proper records retention and destruction. New classification. Add scope: Includes appraisals, site plans, land use, and related documents. The retention period meets legal, fiscal, and administrative requirements per the U. S. FTA C 5010.1E BUS-3 APPRAISALS X CL+7 Department of Transportation Federal Transit Administration. This new records classification N GC 34090 reflects the Transit Division's current record maintenance practices and ensures compliance with proper records retention and destruction. New classification. Add scope: Includes long-range, short-range, operations, studies, and related documents. The retention period meets legal, fiscal, and administrative requirements FTA C 5010.1E BUS-4 STUDIES & PLANS X CL+7 per the U. S. Department of Transportation Federal Transit Administration. This new records N GC 34090 classification reflects the Transit Division's current record maintenance practices and ensures compliance with proper records retention and destruction. New classification. Add scope: Includes grants, FTA, financial, and related documents not maintained by the Finance Division. The retention period meets legal, fiscal, and administrative TRANSIT GRANT FTA C 5010.1E BUS-5 X CL+7 requirements per the U. S. Department of Transportation Federal Transit Administration. This N APPLICATIONS GC 34090 new records classification reflects the Transit Division's current record maintenance practices and ensures compliance with proper records retention and destruction. New classification. Add scope: Includes operations contractor, marketing, and related documents. The retention period meets legal, fiscal, and administrative requirements per the FTA C 5010.1E BUS-6 OPERATIONS X CL+7 U. S. Department of Transportation Federal Transit Administration. This new records N GC 34090 classification reflects the Transit Division's current record maintenance practices and ensures compliance with proper records retention and destruction. New classification. Add scope: Includes accessibility reports and related documents. The retention period meets legal, fiscal, and administrative requirements per the U. S. Department FTA C 5010.1E BUS-7 ACCESS SERVICES X CL+7 of Transportation Federal Transit Administration. This new records classification reflects the N GC 34090 Transit Division's current record maintenance practices and ensures compliance with proper records retention and destruction. New classification. Add scope: Includes complaints and related documents. The retention period meets legal, fiscal, and administrative requirements per the U. S. Department of AMERICANS WITH FTA C 5010.1E BUS-8 X CL+7 Transportation Federal Transit Administration. This new records classification reflects the N DISABILITIES ACT GC 34090 Transit Division's current record maintenance practices and ensures compliance with proper records retention and destruction. New classification. Add scope: Includes fare collection and related documents. The retention period meets legal, fiscal, and administrative requirements per the U. S. Department of FTA C 5010.1E BUS-9 TRANSIT ACCESS PASS X CL+7 Transportation Federal Transit Administration. This new records classification reflects the N GC 34090 Transit Division's current record maintenance practices and ensures compliance with proper records retention and destruction. W J 0 W 2 U U) Z O H Z W H W W U) 0 Q' O U LU C O O d C d E t v CU a AU=Audit CL=Close CY=Current Year E=Election L=Life M=Month P=Permanent QC=Quality Control T=Termination 2 Packet Pg. 261 5.a PROPOSED UPDATE TO RECORDS RETENTION SCHEDULE - EXHIBIT A RECORDS SERIES COUNCIL SERIES CODE TITLE/CLASSIFICATION ADD CHANGE RETENTION DESCRIPTION OF REQUESTED AMENDMENT CITATION(S) ACTION New classification. Add scope: Includes Senior Center rideshare reports and related documents. The retention period meets legal, fiscal, and administrative requirements per the SENIOR CENTER FTA C 5010.1E BUS-10 X CL+7 U. S. Department of Transportation Federal Transit Administration. This new records N RIDESHARE GC 34090 classification reflects the Transit Division's current record maintenance practices and ensures compliance with proper records retention and destruction. New classification. Add scope: Resident requests for transit service changes, including new routes, additional or adjusted time points, and modifications to existing routes. The retention NEW BUS SERVICE period meets legal, fiscal, and administrative requirements per the U. S. Department of FTA C 5010.1E BUS-11 X CL+7 N REQUESTS Transportation Federal Transit Administration. This new records classification reflects the GC 34090 Transit Division's current record maintenance practices and ensures compliance with proper records retention and destruction. New classification. Add scope: Includes abatement orders, including service requests, correspondence, notices, legal, photos, and supporting community preservation activities. The retention period meets legal, fiscal, and administrative requirements per the State Records COD-1-2 GRAFFITI CASE FILES X CL+5 GC 34090(d) N Retention Schedule. This new records classification reflects the Community Preservation Division's current record maintenance practices and ensures compliance with proper records retention and destruction. Prior to 2024, these records were in paper format. From 2024 onward, they are imaged in COUNCIL COMMITTEES - From P to CL+QC Laserfiche and maintained permanently. Paper records are destroyed after QC. This change in COM-1-1 X GC 34090 N AGENDAS 3M retention reflects the Information Services Division's current record maintenance practices and ensures compliance with proper records retention and destruction. Prior to 2024, these records were in paper format. From 2024 onward, they are imaged in COUNCIL COMMITTEES - From P to CL+QC Laserfiche and maintained permanently. Paper records are destroyed after QC. This change in COM-1-2 X GC 34090 N MINUTES 3M retention reflects the Information Services Division's current record maintenance practices and ensures compliance with proper records retention and destruction. Change current scope from: Includes, but not limited to, Anti -Gang Task Force, Blue Ribbon Task Force, ITAC, Sports Advisory Committee, and Tourism. Committee members are not appointed by the City Council. Records include both agendas and minutes. To: Includes, but COMMITTEES - NON COM-5 X not limited to, Anti -Gang Task Force, Blue Ribbon Task Force, ITAC, and Tourism. Committee GC 34090 N APPOINTED members are not appointed by the City Council. Records include both agendas and minutes. This is a change in scope only to remove the Sports Advisory Committee, which is no longer a committee. Change current scope from: Includes CDBG/Urban Development, Community Service, and both state and federal grants/contracts. To: Includes CDBG/Urban Development, Community CON-4 GRANT PROGRAMS X From CL+5 to CL+7 Service, Federal Transit Administration, and both state and federal grants/contracts. This is a FTA C 5010.1E N GC 34090 change in scope to include FTA contracts and increase the retention per the U. S. Department of Transportation Federal Transit Administration. GRANT PROGRAMS - This is an increase in retention per the U. S. Department of Transportation Federal Transit FTA C 5010.1E CON-4-1 X From CL+S to CL+7 N PROJECT FILES Administration. GC 34090 W J 0 W 2 U U) Z O Z W H W W U) 0 Q' O U LU Q' C O O d Q' C d E t v CU a AU=Audit CL=Close CY=Current Year E=Election L=Life M=Month P=Permanent QC=Quality Control T=Termination 3 Packet Pg. 262 5.a PROPOSED UPDATE TO RECORDS RETENTION SCHEDULE - EXHIBIT A RECORDS SERIES COUNCIL SERIES CODE TITLE/CLASSIFICATION ADD CHANGE RETENTION DESCRIPTION OF REQUESTED AMENDMENT CITATION(S) ACTION Change current scope from: Includes leases, equipment, services, supplies and bike locker rentals. May include permits, contracts, diagrams, schedules, insurance binders, policies and schedules. Includes both City facilities rentals and facilities rented by the City. To: Includes 48 CFR:2 LEASE & RENTAL leases, equipment, services, supplies, bike locker rentals, facility reservation permits, and party GC 34090 CON-5 X N AGREEMENTS reservation applications. May include permits, contracts, diagrams, schedules, insurance GC 53066 binders, policies and schedules. Includes both City facilities rentals and facilities rented by the PU7685 City. This is a change in scope only to include facility reservation permits and party reservation applications, which were initially under general contracts and agreements. Change current scope from: Includes consultant agreements, professional services, maintenance agreements and material/supply contracts, as well as contract classes, facility reservation permits, party reservation applications, instructor agreements, and speaker 48 CFR:2 CONTRACTS & agreements. To: Includes consultant agreements, professional services, maintenance GC 34090 CON-6 AGREEMENTS X agreements and material/supply contracts, as well as contract classes, instructor agreements, GC 53066 N and speaker agreements. This is a change in scope only to remove facility reservation permits PU7685 and party reservation applications, which are now included under lease and rental agreements. New classification. Add scope: Includes professional services, maintenance agreements, and 48 CFR:2 material/supply contracts, except for construction agreements. The retention period meets CC 337.15 CONTRACTS & CON-10 X CL+10 legal, fiscal, and administrative requirements per the State Records Retention Schedule. This GC 34090 N AGREEMENTS - CIP new records classification reflects the Capital Improvement Projects Division's current record GC 53066 maintenance practices and ensures compliance with proper records retention and destruction. PU 7685 Change current scope from: Includes records that are not attached to an agreement or project file, including correspondence, proclamations, social media, award applications, press releases, publications, and petitions submitted, but not tied to a referendum, recall, or initiative. To: Includes records that are not attached to an agreement or project file, including CORRESPONDENCE & COR-1 X correspondence, speaker and comment cards received at Council and Commission meetings, GC 34090(d) N SUBJECT FILES travel and training requests, proclamations, social media, award applications, press releases, publications, and petitions submitted, but not tied to a referendum, recall, or initiative. This change in scope includes travel and training requests, as well as speaker and comment cards received at Council and Commission meetings. New classification. Add scope: Includes records that are not attached to an agreement or CORRESPONDENCE & project file, including letters, memos, proclamations, publications, and resident service center COR-2 X CL+7 GC 34090 N SUBJECT FILES - CMO requests. This new records classification reflects the City Manager's Office's current record maintenance practices. Change current scope from: Contains records re: planning, design, construction, conversion, or modification of local government -owned facilities, structures, and systems. To: Contains CCP 337.1 records re: planning, design, construction, conversion, or modification of local government- CPP-1 DESIGN &CONSTRUCTION X CCP 337.15 N owned facilities, structures, and systems. Records may be maintained in physical format or GC 34090 digitally on flash drives within the project file. This is a change in scope to include how the records are maintained. LU J 0 LU 2 U U) Z 0 H Z LU F— LU W U) 0 Q' 0 U LU C O O N d C d E t v a AU=Audit CL=Close CY=Current Year E=Election L=Life M=Month P=Permanent QC=Quality Control T=Termination 4 Packet Pg. 263 5.a PROPOSED UPDATE TO RECORDS RETENTION SCHEDULE - EXHIBIT A RECORDS SERIES COUNCIL SERIES CODE TITLE/CLASSIFICATION ADD CHANGE RETENTION DESCRIPTION OF REQUESTED AMENDMENT CITATION(S) ACTION Change current scope from: Includes certified petitions submitted to a legislative body for initiative, referendum, or recall. All elected bodies, including the City Council and Mobile Home EC 9213 ELE-3 PETITIONS X Panel. To: Includes the Municipal Measures Report and certified petitions submitted to an EC 17200(a) N elected legislative body for initiative, referendum, or recall. This is a change in scope to include GC 34090 the Municipal Measures Report and remove the Mobile Home Panel, which has dissolved. New classification. Add scope: Includes Council district maps, certifications, district consultant EC 21601 documentation, and staff notes. The retention period meets legal, fiscal, and administrative GC 34090 ELE-9 DISTRICTS X E+2 requirements per the State Records Retention Schedule. This new records classification reflects GC 34871 N the Information Services Division's current record maintenance practices and ensures GC 34886 compliance with proper records retention and destruction. SCMC 2.04.005 New classification. Add scope: Includes, but is not limited to, nomination papers; ballot designation worksheets; translation approvals; candidate statements; receipts; and code of fair campaign practices; statement of write-in candidate, etc. The retention period meets legal, EC 17100 ELE-10 CANDIDATE FORMS X E+2 GC 34090 N fiscal, and administrative requirements per the State Records Retention Schedule. This new GC 81009(B) records classification reflects the Information Services Division's current record maintenance practices and ensures compliance with proper records retention and destruction. New classification. Add scope: Includes Office of the State Controller, State -Mandated SB90 Claims, and supporting documents; employee time records or time logs, sign -in sheets, invoices, and receipts; worksheets, cost allocation reports, purchase orders, contracts, GC 17560 SB90: STATE MANDATE FIN-3-2 X CL+3 agendas, training packets, and declarations. The retention period meets legal, fiscal, and GC 17561 N REIMBURSEMENT administrative requirements per the State Records Retention Schedule. This new records GC 34090 classification reflects the Finance Division's current record maintenance practices and ensures compliance with proper records retention and destruction. Change: All records under this classification are being moved to individual retention schedules From AU+6 to FIN-10-5-2 PAYROLL REPORTS X FIN-10-5-2-1 through 10-5-2-3 to reflect the Finance Division's current record maintenance GC 34090 N Various practices and ensure compliance with proper records retention and destruction. New classification. Add scope: Reports by pay period, quarter, year: Benefit Summary, Organization Summary, Interface Edit, Direct Deposit, Workers Comp, Council Payroll. The PAYROLL REPORTS - FIN retention period meets legal, fiscal, and administrative requirements per the State Records FIN-10-5-2-1 X AU+6 GC 34090 N PLUS Retention Schedule. This new records classification reflects the Finance Division's current record maintenance practices and ensures compliance with proper records retention and destruction. W J 0 W 2 U U) Z O H Z W H W W U) 0 O U LU Q' C O O d Q' C d E t v CU a AU=Audit CL=Close CY=Current Year E=Election L=Life M=Month P=Permanent QC=Quality Control T=Termination 5 Packet Pg. 264 5.a PROPOSED UPDATE TO RECORDS RETENTION SCHEDULE - EXHIBIT A RECORDS SERIES COUNCIL SERIES CODE TITLE/CLASSIFICATION ADD CHANGE RETENTION DESCRIPTION OF REQUESTED AMENDMENT CITATION(S) ACTION 26 CFR 31.6001-1 New classification. Add scope: Pay Register, Total Postings, Payroll Postings, Prelist, Distribution 26 CFR 16001-1 Reports, Deduction Register, Contribution Register, Leave Balance Register, Leave Balance 29 CFR 516.5 Report, Payroll EFT Assignments Validation, Payroll EFT Tape Report, Bank Recon Register, FinE REPORTS - 29 CFR 516.6 FIN-10-5-2-2 X AU+6 Bank Recon EFT Register, Positive Pay for US Bank, Warn 200, and CADE9. The retention period N ELECTRONIC 29 CFR 1627.3(2) meets legal, fiscal, and administrative requirements per the State Records Retention Schedule. CAC 22-1085-2 This new records classification reflects the Finance Division's current record maintenance GC 34090LC practices and ensures compliance with proper records retention and destruction. 1174(d) New classification. Add scope: Intellitime Hours by Pay Code, Prelist Journal with backup, EFT Transmittal form, Positive Pay for US Bank, and CALPERS Summary Sheet. The retention period 29 CFR 516.5 FIN-10-5-2-3 FinE REPORTS - PHYSICAL X AU+6 meets legal, fiscal, and administrative requirements per the State Records Retention Schedule. 29 CFR 516.6 N This new records classification reflects the Finance Division's current record maintenance GC 34090 practices and ensures compliance with proper records retention and destruction. Change current scope from: Includes PAFs, W4s, unemployment notifications, deduction reports, employee payroll files, and PERS retirement reports. To: Includes PAFs, W4s, deferred 26 CFR 16001-1 comp, and employee payroll file. This change in scope involves removing unemployment 29 CFR 516.5 PAYROLL DEDUCTION FIN-10-5-3-1 X notifications, which the Human Resources Division maintains, and eliminating deduction and 29 CFR 516.6 N AUTHORIZATION PERS retirement reports, which are now maintained under a separate schedule. This 29 CFR 1627.3(2) adjustment reflects the Finance Division's current record maintenance practices and ensures GC 34090 compliance with proper records retention and destruction policies. Change current title from: Purchasing - Purchase Orders. To: Purchasing - Purchase & Task Orders. Change current scope from: Includes purchase orders and requisitions. To: Includes PURCHASING -PURCHASE CCP 337 FIN-14-1 X purchase orders, task orders, and requisitions. This is a change in title and scope to reflect the N ORDERS GC 34090 Information Services Division's record maintenance practices and ensure compliance with proper records retention and destruction. FPPC18944 FPPC 18944.1 CAMPAIGN STATEMENTS - This is an increase in retention per the Fair Political Practices Commission and ensures FPPC-3 X From E+7 to E+10 GC 34090 N NOT ELECTED compliance with proper records retention and destruction. GC 81009 GC 84615 FPPC Lobbying New classification. Add scope: Includes FPPC 635 required to be completed by the City. The Disclosure REPORT OF LOBBYIST retention period meets the requirements per the Fair Political Practices Commission. This new Manual — Record FPPC-5-3 X CY+S N EMPLOYER records classification reflects the Information Services Division's current record maintenance Keeping practices and ensures compliance with proper records retention and destruction. GC 34090 GC 86116 W J 0 W 2 U U) Z O H Z W H W W U) 0 Q' O U LU C O O d C d t v CU a AU=Audit CL=Close CY=Current Year E=Election L=Life M=Month P=Permanent QC=Quality Control T=Termination 6 Packet Pg. 265 5.a PROPOSED UPDATE TO RECORDS RETENTION SCHEDULE - EXHIBIT A RECORDS SERIES COUNCIL SERIES CODE TITLE/CLASSIFICATION ADD CHANGE RETENTION DESCRIPTION OF REQUESTED AMENDMENT CITATION(S) ACTION New classification. Add scope: Includes correspondence to and from the Fair Political Practices Commission. The retention period meets legal, fiscal, and administrative requirements per the FPPC-7 FPPC CORRESPONDENCE X CY+5 State Records Retention Schedule. This new records classification reflects the Information GC 34090 N Services Division's current record maintenance practices and ensures compliance with proper records retention and destruction. 29 CFR 1627.3 29 CFR 1602.30.32 29 CFR 1607.4 EMPLOYEE FILES - This is an increase in retention, as required by California SB 807, and ensures compliance with 29 CFR 655 HR-1-2 X From T+3 to T+4 N PERFORMANCE REVIEWS proper records retention and destruction. CCR Sec 1174 GC 6250 et seq GC 12946 GC 34090 SB807 GC 6250 et seq This is an increase in retention, as required by California SB 807, and ensures compliance with GC 12946 HR-4 RECRUITMENT -JOB FILES X From CL+3 to CL+4 N proper records retention and destruction. GC 34090 SB807 Add scope: Includes 1-9 forms and external requests for verification of employment. This is a change in scope to include verification of employment to reflect the Human Resources GC 34090 HR-7 I-9 FORMS X N Division's current record maintenance practices and ensure compliance with proper records Pub. L 99-603 retention and destruction. 29 CFR 1627.3 29 CFR 1602.30.32 EMPLOYEE FILES - This is an increase in retention, as required by California SB 807, and ensures compliance with CCR Sec 1174 HR-8 X From T+3 to T+4 N EMPLOYEE RELATIONS proper records retention and destruction. GC 6250 et seq GC 12946 GC 34090 SB807 Add scope: Includes certificates, amendments, additional insured, endorsements, primary and non-contributory, and waiver of subrogation. This is a change in retention to reflect the CCP 337.2 POLICIES - From P to CL+QC Information Services Division's current record maintenance practices and ensure compliance INS-2 X CCP 343 N ENDORSEMENTS 1Y with proper records retention and destruction. Prior to 2022, these records were in paper and GC 34090 electronic formats. 2022 forward, they are imaged in Laserfiche and maintained permanently. Paper records are destroyed after QC. New classification. Add scope: Includes backup documentation pertaining to the request and release of legal holds not associated with litigation. Active until the issue is resolved. The LEGAL HOLDS - NON retention period meets legal, fiscal, and administrative requirements per the State Records LIT-6-1 X CL+2 GC 34090 N LITIGATION Retention Schedule. This new records classification reflects the Information Services Division's current record maintenance practices and ensures compliance with proper records retention and destruction. W J 0 W 2 U N Z _0 H Z W H W W co 0 0 U W C O r 3 O to :.i C N E t v r Q AU=Audit CL=Close CY=Current Year E=Election L=Life M=Month P=Permanent QC=Quality Control T=Termination 7 Packet Pg. 266 5.a PROPOSED UPDATE TO RECORDS RETENTION SCHEDULE - EXHIBIT A RECORDS SERIES COUNCIL SERIES CODE TITLE/CLASSIFICATION ADD CHANGE RETENTION DESCRIPTION OF REQUESTED AMENDMENT CITATION(S) ACTION New classification. Add scope: Includes backup documentation pertaining to the request and release of legal holds associated with litigation. Active until litigation is complete. The LEGAL HOLDS - retention period meets legal, fiscal, and administrative requirements per the State Records LIT-6-2 X CL+2 GC 34090 N LITIGATION Retention Schedule. This new records classification reflects the Information Services Division's current record maintenance practices and ensures compliance with proper records retention and destruction. B&P 9884.11 VEHICLES & EQUIPMENT - This is an increase in retention per the Bureau of Automotive Repair and ensures compliance CCR 3340.15(e) OPS-1 CITY -OWNED X From L+2 to L+3 with proper records retention and destruction. CCR 3358(d) N GC 34090 Change current scope from: Includes court -referred community service and workers associated with the program; enrollment, certificates, liability releases, sign-in/out sheets, evaluations, and attendance records. To: Includes court -referred community service participants and PROG-2 SPECIAL PROGRAMS X program records such as certificates, liability releases, sign-in/out sheets, evaluations, and GC 34090 N attendance logs, as well as documentation for other City special programs, including but not limited to the Hometown Heroes Banners and City Hall Ceremonies. This change broadens the scope to include other special programs. Change current scope from: Includes backup correspondence and work effort documents. May include records specific to program areas, i.e., attendance records, sign-in/out sheets, evaluations, etc. To: Includes backup correspondence and work effort documents. May include PROG-3 VOLUNTEER PROGRAMS X records specific to program areas, such as attendance records, sign-in/out sheets, applications, GC 34090 N liability release forms, and evaluations. This change in scope includes sign-in/out sheets, applications, and/or liability release forms to reflect the Rec & CS Division's current record maintenance practices and ensure compliance with proper records retention and destruction. Change current scope from: Includes applications and/or liability release forms for adult volunteers. To: Includes applications and/or liability release forms and sign-in/out sheets for PROG-3-1 ADULT VOLUNTEERS X adult volunteers. This is a change in scope to include sign-in/out sheets to reflect the Rec & CS GC 34090 N Division's current record maintenance practices and ensure compliance with proper records retention and destruction. New classification. Add scope: Includes procurements, plan development, maintenance audits, installations, construction, and other related documents, as well as Resident Service Center questions, comments, or concerns regarding GO! Santa Clarita. The retention period meets FTA C 5010.1E PROJ-1 PROJECT FILES - TRANSIT X CL+7 legal, fiscal, and administrative requirements per the U. S. Department of Transportation N GC 34090 Federal Transit Administration. This new records classification reflects the Transit Division's current record maintenance practices and ensures compliance with proper records retention and destruction. New classification. Add scope: Includes City Trademarks, Patents, and Logos. The retention period meets legal, fiscal, and administrative requirements per the US Patent and Trademark FEDERAL REGISTERED 44 U.S.C. 33 REC-2-1 X CL+2 Office. This new records classification reflects the Information Services Division's current N DOCUMENTS GC 34090 record maintenance practices and ensures compliance with proper records retention and destruction. W J 0 W 2 U U) Z O H Z W H W W U) 0 O U LU C O O d Q' C d E t v CU a AU=Audit CL=Close CY=Current Year E=Election L=Life M=Month P=Permanent QC=Quality Control T=Termination 8 Packet Pg. 267 5.a PROPOSED UPDATE TO RECORDS RETENTION SCHEDULE - EXHIBIT A RECORDS SERIES COUNCIL SERIES CODE TITLE/CLASSIFICATION ADD CHANGE RETENTION DESCRIPTION OF REQUESTED AMENDMENT CITATION(S) ACTION New classification. Add scope: Includes inspection records detailing date, location, hazards WVPP -IDENTIFICATION, GC 34090 identified, corrective actions, and inspector's name. The retention period meets the legal, SAF-7 EVALUATION, X CL+S LC 6401.9 N fiscal, and administrative requirements as mandated by California SB 553, ensuring compliance CORRECTION SB 553 with proper records retention and destruction procedures. New classification. Add scope: Includes training dates, content/summary of session, name and GC 34090 WVPP - TRAINING qualifications of trainer, and attendee names and job titles. The retention period meets the SAF-7-1 X CL+2 LC 6401.9 N RECORDS legal, fiscal, and administrative requirements as mandated by California SB 553, ensuring SB 553 compliance with proper records retention and destruction procedures. New classification. Add scope: Includes a written record of all violent incident reports. The GC 34090 WVPP - VIOLENT retention period meets the legal, fiscal, and administrative requirements as mandated by SAF-7-2 X CL+S LC 6401.9 N INCIDENT LOGS California SB 553, ensuring compliance with proper records retention and destruction SB 553 procedures. New classification. Add scope: Includes post -incident response procedures with the exception GC 34090 WVPP - INCIDENT of medical information. The retention period meets the legal, fiscal, and administrative SAF-7-3 X CL+S LC 6401.9 N INVESTIGATIONS requirements as mandated by California SB 553, ensuring compliance with proper records SB 553 retention and destruction procedures. New classification. Add scope: Water and irrigation -related reports, and zone deficiency notices. This records classification will support water usage analysis, forecasting, and budget REPORTS - WATER, planning. Retaining these records over time allows tracking of performance trends by zone and 40 CFR 141.33 SD-5-4 IRRIGATION, ZONE X CY+10 vendor. The retention period meets legal and administrative requirements per the State N GC 34090 DEFICIENCY Records Retention Schedule. This new records classification reflects the Special Districts Division's current record maintenance practices and ensures compliance with proper records retention and destruction. New classification. Add scope: Includes (but is not limited to) State of Special Districts, T44/T48/T62 Deficient Zones, Special Districts Record Storage Revamp/Standardization, etc. Retaining these records provides long-term value as a reference document to SD operations SD-5-5 PRESENTATIONS X CY+7 GC 34090 N and procedures. This new records classification reflects the Special Districts Division's current record maintenance practices and ensures compliance with proper records retention and destruction. New classification. Add scope: Includes scope of work written by staff, selected proposal or quote, subsequent contract, and significant correspondence. Retaining these records provides LANDSCAPE long-term value as a reference document for similar future projects. The retention period SD-7 MAINTENANCE RESERVE X CL+5 GC 34090 N exceeds the legal, fiscal, and administrative requirements per the State Records Retention PROJECT FILES Schedule. This new records classification reflects the Special Districts Division's current record maintenance practices and ensures compliance with proper records retention and destruction. W J 0 W 2 U U) Z 0 H Z W H W W U) 0 Q' 0 U LU Q' C O O N d C d E t v CU a AU=Audit CL=Close CY=Current Year E=Election L=Life M=Month P=Permanent QC=Quality Control T=Termination 9 Packet Pg. 268 5.a PROPOSED UPDATE TO RECORDS RETENTION SCHEDULE - EXHIBIT A SERIES CODE RECORDS SERIES TITLE/CLASSIFICATION ADD CHANGE RETENTION DESCRIPTION OF REQUESTED AMENDMENT CITATION(S) COUNCIL ACTION New classification. Add scope: Includes bus video footage pulled for internal investigations. The retention period meets legal, fiscal, and administrative requirements per the U. S. Department of Transportation Federal Transit Administration. This new records classification is FTA C 5010.1E VID-3 BUS VIDEO FOOTAGE X CL+7 N filling a need to comply with proper records retention and destruction. This new records GC 34090 classification reflects the Transit Division's current record maintenance practices and ensures compliance with proper records retention and destruction. AU=Audit CL=Close CY=Current Year E=Election L=Life M=Month P=Permanent QC=Quality Control T=Termination 10 Packet Pg. 269