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HomeMy WebLinkAbout1990-01-09 - AGENDA REPORTS - FRANCHISE ORD (2)0 AGENDA REPORT UNFINISHED BUSINESS DATE: January 9, 1989 SUBJECT: Franchise Ordinance 89-28 DEPARTMENT: City Manager BACKGROUND • City Manager Approval Item to be presented by: Ken Pulskam This item was on the. Agenda of December 12, 1989, to introduce the franchise section (Title 4) of the Santa Clarita Municipal Code. It is now presented for second reading and adoption. This ordinance does not affect franchises granted by. the City of Santa Clarita as indeterminate franchises or other franchises until their expiration. This document has been reviewed by the appropriate members of City staff. All comments from the staff members involved have been incorporated into this version. Title 4 is composed of Division 1. or basic franchise and Division 2 which addresses cable television systems. Throughout Title 4, the responsibility for administration of the ordinance is divided among the Director of Public Works and the Director of Finance. The separation was initiated to ensure that both aspects of the ordinance received appropriate attention. As with the County of Los Angeles Franchise Code, much of the City Ordinance is governed by the Public Utilities Code. The intent of the Basic Franchise Ordinance was to simplify the regulation of franchises yet not lose any of the authority to franchise. While the Basic Ordinance is the foundation for establishing a franchise, specific and, if necessary, more stringent language may be incorporated into individual franchise agreements. Major deviations from .the Los Angeles County Ordinance include the elimination of sections regarding airports, electrical trains, electric motor coaches, street railways and specific provisions for oil franchises. One significant addition of Section 4.04.370 provides for future undergrounding of facilities to the extent possible. Division 2, cable television franchise, has also been simplified, yet is designed to increase customer service. As with any cable television franchise, various provisions are governed by the Federal Cable Act and the Federal Communications Commission. Section 4.20.120 onward provides for expediting responses to customer complaints, strict reporting requirements and designation of fees and credits as line items on subscriber statements. In addition, section 4.20.071 specifically addresses City use of cable franchise equipment and facilities to provide public, educational and governmental programming. RECOMMENDATION That the City Council adopt Ordinance 89-28. ATTACHMENT Continued 1®: � � 170f�►� �ati�� Ite111: Ordinance 89-28 • • • ORDINANCE NO. -� AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF SANTA CLARITA, CALIFORNIA, AMENDING THE MUNICIPAL CODE TO ADD TITLE 4 RELATING TO FRANCHISES. THE CITY COUNCIL OF THE CITY OF SANTA CLARITA, CALIFORNIA, DOES ORDAIN AS FOLLOWS: SECTION 1. The Municipal Code for the City of Santa Clarita is amended to add Title 4, Franchises, to read as follows: J PDT/ORD96358 -1- TBM/T':TLE.4 s J _TITLE 4 FRANCHISES Division 1 BASIC FRANCHISES Chapter 4.01 SCOPE OF DIVISION 4.01.010 Applicability of Statutory Law. Nothing in this.Division shall modify or supersede any provision of the general law for the state of California regarding the sale of franchises by the City, including Division 3 of the Public Utilities Code. 4.01.020 Basic Franchises. All franchises awarded by the City shall be awarded pursuant to this Division l unless the award of franchise is explicitly provided under some other provision of law. Chapter 4.02 DEFINITIONS 4.02.005 Director. "Director" means the Public Works Director of the City or assignee. 4.02.010 Facilities. "Facilities" meansall property of .the grantee, including service connections.with the grantee's facilities, whether installed by the grantee or not, erected, -constructed, laid, operated or maintained in, upon,' over, under, along or across any highway pursuant to any right or privilege granted by the.franchise. 4.02.020 Franchise payment period. "Franchise payment period" is: A. If the franchise grants to a public utility or to a mutual water company a right not theretofore in existence, the fifth year after the effective date of the ordinance granting the franchise; or, at the option of the -1- TBM/TITLE4 grantee any shorter period of -time, and each year there- after, during the life of the franchise.. B. In all other cases, including all"franchises granted to persons who are -neither public utilities nor mutual water companies, the first year after the effective date of the ordinance granting the franchise; or, at the option of the grantee, any shorter period of'time immediately following the effective date of the said ordi- nance, and each year thereafter, during the life of the franchise. 4.02.030 Franchise report period. "Franchise report period" in all cases means the first year after the effective date of.the ordinance granting the franchise; or, at the option of the grantee, any shorter period of time immediately following the effective date of the said ordinance, and each year thereafter, during the life of the franchise. 4.02.040 Grantee. "Grantee" means the person to whom the franchise is granted, and any person to whom it lawfully may be assigned. 4.02.045 Highway. "Highway" means that term as defined in the Streets and Highways Code for the State of California and over which the. City has jurisdiction to grant franchises. 4.02.050 Main. "Main" means any -pipeline, conduit, direct buried line or anv distribution facility laid along or approximately parallel with and in any highway for the transmission or distribution of electricity or any substance or commodity. 4.02.070 Revenue Collector. "Revenue Collector" means the Director of Finance of the City, or assignee. 4.02.080 Service connection. "Service connec- tion" means the wire, pipes or conduits connecting the building or place where the service or commodity suppliedby the grantee is used or delivered, or is made available for use or delivery, with the supply line or supply main in the highway or with s'ucn supply 1ine.or supply main on private property. -2- TBM/TITLE4 • Chapter 4.04 GENERAL REGULATIONS AND CONDITIONS 04.04.010 Title for citation.. The franchise. ordinance codified in this Division l shall be known.as and may be cited as ".the basic franchise ordinance." 4.04.020 Rules, regulations, terms and conditions applicable. Every franchise granted by the City for the use of City highways for any purpose, except as otherwise provided in the ordinance granting such franchise, shall be granted upon and be subject to such of the following rules, regulations, restrictions, terms and conditions as are incorporated therein by reference, in addition to the rules, regulations, restrictions, terms and conditions set forth in the ordinance.granting each such franchise. .4.04.030 Franchise grant not exclusive. The granting of a franchise or any of the terms or conditions therein shall not be construed to prevent the City from granting any identical or similar franchise to any person other than the grantee. . 4.04.050 Application. The application for a franchise shall be filed with the Director. 4.04.060 Term of franchise. Unless the ordinance granting the franchise provides otherwise, the term of the franchise shall be 25 years. 4.04.070 Acceptance of franchise. The grantee, shall within 60 days after the passage of the ordinance granting the franchise, file with the City clerk a written acceptance of the terms and conditions of said ordinance, including such terms and conditions of this Division. 4.04.080 Surety bond required when Amount and conditions. The notice of sale may require that the grantee shall file, within the time specified therein, and at all times during the life of the franchise, keep on file with the Director a corporate surety bond running to the City in the sum of $1,000.00, or such other sum as. may be specifically provided in the said notice of sale with surety to be approved by the Director, conditioned that the grantee shall well and truly observe, fulfill and perform each term and condition of the franchise and that in case of any breach of condition of the bond,. the whole amount of the -3- TBM/TITLE4 • penal sum thetein.named shall be deemed to be liquidated damages, and shall be recoverable from the principal and sureties.uron the bond. If the bond is not so .filed within the time aforesaid, the award of.the franchise may 6e set aside at any time prior to the filing thereof, and any money paid therefor shall be forfeited; and if an ordinance has been enacted granting the franchise, the Council m*ay.repeal such ordinance. In the event that said bond, after it has been so filed, shall at any time during the life of the franchise become insufficient, the grantee, by accepting the terms and conditions thereof, agrees to renew said bond with sureties to be approved by the Director within 10 days after written notice to do so from the Director. 4.04.100 Notice of sale -- Deposit to cover costs. Prior to publication of the notice of sale, the applicant for a franchise shall deposit with the City Clerk a sum which the Clerk estimates to be ample to cover.the cost of such publication. 4.04.110 Notice of sale -- Costs -- Disrosition of extra funds. The cost of publication of the notice of sale of a franchise shall be paid from the money deposited by the appiicant. If the cost of publication is less than the amount deposited the Clerk shall: A., Refund the difference to the arriicant if the franchise is not awarded to the applicant; B. Apply the difference to other moneys due to the City from the applicant.under the terms of the franchise if the franchise is awarded to the applicant. 4.04.120 Mar of facilities installed in highways -- Annual filing required. A. The grantee, except the grantee of a franchise for a railroad track, shall file with the Director, within 90 days after the effective date of the ordinance granting the franchise, and each year thereafter within 90 days after. the anniversary of the effective date of the ordinance, a map or set of maps, each drawn to a scale not.smaller than 400 feet to one inch, showing in detail the exact.location and size of all facilities, except service connections used by or under the control of the grantee, installed beneath the surface of the highways described in and maintained pursuant to the authority of the ordinance granting the franchise. -4- TBM/TITLE4 B. The map or set of maps filed pursuant to the provisions of this section shall show in detail the location of such facilities, excluding service connections, which shall have been laid, constructed or abandoned subsequent to the filing of the last preceding map or set of maps. Each map or set of maps shall be accompanied by an affidavit endorsed thereon.and subscribedand sworn to by the grantee, verifying the correctness thereof., 4.04.130 Public utility franchises -- Value agreement. The.grantee of any franchise awarded to a public utility, by accepting the terms and conditions thereof, stipulates and agrees that in any proceeding for.the purpose of regulating the rates of the grantee., no greater value shall be placed upon the franchise than the actual cash paid therefor by the grantee, including.the cost of advertising paid by the.grantee. 4.04.150 Pavments to City -- Service connections excluded when. Whenever the length of anv wire, pipe or conduit is a factor in calculating any payment due. under any franchise granted by the City, all service connections shall be excluded in determining such length. 4.04.160 Payments to City -- Publishing and advertising costs. The grantee shall pay to the City within 30 days after receiving a statement therefor, all advertising -and publishing costs, including it -he cost of publishing the ordinance, incurred in connection with the granting of the franchise, minus the amount, if any, which the grantee has deposited. The grantee shall not receive credit for any deposit made by any other person. 4.04.190 Report of annual aross receipts -- Filing time. A. The grantee of any franchise awarded to a public utility or a mutual water company, except a franchise for a railroad track, shall file with the Revenue Collector for each franchise payment period, within 90 days after such. period, two copies of a report verified by the responsible officer of the.grantee (except where the grantee is an individual, in which case the report shall be. verified by the oath of the grantee) showing the totai gross receipts of the grantee for the franchise payment period, received or accrued in connection with the furnishing of the commodity. or. service arising.from the use or operation of the franchise, together with such additional data as is necessary in the discretion of the Revenue.Collector to calculate or verify the calculation of the annual payment -5- TBM/TITLE4 (or the pro rata thereof for the first period if the first. period is. less than one year) and which payment shall be paid.concurrently with the filing of the statement. B. In the event the amount paid is incorrect in the judgment of the Revenue Collector, it may order the payment of such additional sum as it may find due. 4.04.200 Report of annual gross receipts--- Interest charged on late payments. Should any annual report and accompanving payment be not made within the 90 -day period therein mentioned, the grantee shall further pay interest on the amount due under that section at the rate of ten (10) percent per month from the last day of the franchise payment period for which such payment was due. 4.04.210 Right to examine records and facilities. At all reasonable times, the grantee shall permit any duly authorized representative of the City to examine all property.o£ the grantee erected,. constructed, laid, operated or maintained pursuant to the franchise, together with any appurtenant property of the grantee, and to examine and copy any and all books, accounts, papers, mans and other records kept or maintained by the grantee or under its control regarding the operations, affairs, transactions, property or financial condition of the grantee. 4.04.220 Liability for damages. The grantee shall indemnify, defend and 'hold the City, its officers, agents, and employees harmless from and against any and all loss, damages, liability, claims, suits, costs and expenses, including reasonable attorney's fees, defense costs and legal fees, regardless of the merit or outcome of any such claim or suit, claimed, arising from or connected with the grant, exercise or enjoyment of the franchise, the grantee's franchise operations, and the use, operation or maintenance .of the facilities erected, constructed, laid, operated or maintained under the franchise. 4.04.230 Sale, lease or transfer of franchise -- Terms and conditions. A. The grantee shall not sell, -transfer, assign or lease the franchise, or any part thereof, except with the consent of the City Council. Such sale, transfer, assignment or lease shall be made only by filing with the City Council a copy of the duly executed instrument of such sale, transfer, assignment or lease, and a written request for the consent of the Council to such sale, transfer, MI: TBM/TITLE4 assignment or lease. If such duly executed instrument and such written request is not filed with the City Council before the expiration of 60 days after the effective date of such sale,,transfer, assignmentor lease then, upon the . expiration of said 60 days, the franchise shall be subject to forfeiture and the City Council may, without notice, by ordinance, repeal the franchise. B -As a condition to the granting of consent to such sale, transfer, assignment or lease, the Council may* impose such additional terms and conditions upon the franchise and upon the grantee or assignee which the City Council may deem to be in the public interest. Such additional terms and conditions shall be expressed by ordinance. C. Nothing herein contained shall be construed to grant to the grantee the right to sell, transfer,_assign or lease the franchise, or any part thereof except in the manner aforesaid. This section applies to any assignment, whether by operation of law, by voluntary act of the grantee or,otherwise. No such consent shall be required to any transfer of the franchise in trust or by way of mortgage or hypothecation.with all or a part of grantee's other property for the purpose of securing any indebtedness of grantee. A merger will not be deemed a sale, transfer, assignment or lease of the franchise under this section. 4.04.240 Conditions of franchise Qrant -- Suspension or forfeiture grounds and procedure. The franchise is granted and shall be held and enjoyed u)on-each and every condition contained in the ordinance granting the franchise, including such conditions incorporated by reference, and shall be strictly.construed against the grantee. Any neglect, failure or refusal to comply with any of the conditions of the franchise shall constitute grounds forthe suspension or forfeiture thereof. The City Council, orior to any suspension or forfeiture of the franchise, shall give to the grantee not less than 30 days' notice in writing of any default thereunder. If the grantee does not .within the noticed period begin the work of compliance, or after such beginning does not prosecute the work with due diligence to completion, the City Council may hold a hearing, at which the grantee shall have the right to appear and be heard, and thereupon the City Council may determine whether such conditions are material and essential to the franchise and whether the grantee is in default and may. declare the franchise suspended or forfeited. Notice of the hearing shall be given to the grantee not less than ten days before the hearing. -7- TBM/TTTLE4 .4.04.260 Extra communication circuits for Citv use. The City council, in granting the franchise, does expressly reserve at no cost to the City the right and privilege_of installing and maintaining communication circuits upon any poles or in any communication conduit erected or placed by virtue of the franchise. The City may use the circuits for maintaining a communication, control and fire -alarm service in the dispatch of City business;. and all such poles erected or conduits laid under the authority of the franchise shall be erected and laid in such a manner as to leave sufficient space for the proper accommodation of the four circuits to be installed and maintained by the. City. 4.04.270 Franchise area -- All facilities subject to franchise conditions. All facilities erected, constructed, laid, operated or maintained by the grantee in highways, including services connected with the grantee's facilities, whether installed by the grantee or not, in the area described in and by virtue of the authority provided by the ordinance granting the franchise, prior to the effective date of said ordinance, except those maintained under prior right other than franchise, shall become subject to all the terms and conditions of such ordinance. upon such effective date. 4.04.280 Attachment of facilities to bridges or other City structures. A franch.ise.aoes not give the grantee the right to attach any pipe, conduit or other facility to any bridge or other City structure unless specifically provided in the Ordinance granting the franchise. 4.04.290 Authoritv to accuire grantee's works, property and rights. The City shall have the right at any time during the term of the franchise to acquire the works, property and.rights of the grantee (if such grantee is not a public utility underthe jurisdiction of the Public Utilities Commission), or any portion thereof constructed, acquired or operated under the franchise upon making reasonable compensation. 4.04.320 Construction, operation and maintenance regulations. All facilities erected, constructed, laid, operated or maintained under the provisions of the franchise shall be erected, constructed, laid, operated or maintained in accordance with. and conforming to all the ordinances, codes, rules and regulations now or hereafter adopted or WE TBM/TITLE4 prescribed by the.City Council, and shall be of new, first class and standard material and subject to the approval of any duly authorized representative of the City.. 4.04.340 Excavation permit -- Prerequisite to commencement of work -- Exceptions. Where.the provisions of the highway permit ordinance require the issuance of an excavation permit, the grantee shall not commence any excavation work under the franchise until it shall have obtained such permit, except in cases of emergency affecting public health, safety or welfare, or the preservation of life or property, in which case the grantee shall apply for such permit not later than the next business day. 4.04.350 Excavation permit -- For pipelines carrving flammable substances -- Issuance conditions. Prior to the issuance of any excavation.permit for the construction or installation of any pipeline for the transmission of flammable liquids or gases, which -are heavier than air, approval shall be obtained from the Fire Department. Such approval shah be based on the deter- mination that no undue fire hazard will be created to life or property in the areas through which the proposed pipeline will be located. 4.04.360 Eic_hwav facilities -- Construction and repair orocedures.. The work of erecting, constructing, laying, replacing, repairing or removing facilities in, upon, over, under, along or across any highway shall be conducted with as little hindrance as practicable to the use of the highway for purpose of travel; and as soon as the erecting, constructing, laying, replacing, repairing or removing of any of said facilities is completed, ail portions of the highway which have been excavated or otherwise injured hereby shall be placed in as good condition as the same was before erecting, constructing, laying, replacing, repairing or, removing of the facilities, to the satisfaction of the Director; and the grantee shall be responsible to the Citv and shall save the City, its - officers, emulovees and agents, free and harmless from all damages or liability arising from any damage or injury suffered by any person by reason of any excavation or obstruction being improperly guarded during said work, or the failure cf the grantee to properly perform, maintain or protect any phase of the work. 4.04.370 Mains and other facilities -- Depth of installation. Unless special circumstances make it impossible or not feasible and the Director so-finds:- TBM/TITLE4 A. All mains laid under the franchise, except electrical. conduits, shall be laid and maintained not less than 30 inches below the gutter grade, or 38 inches below grade if no gutter, unless the grantee files a written statement that no service connection will be made to any portion of the upper half of such main, in which case the main may be not less than 24 inches below the gutter grade or 32 inches below grade if no gutter. B. All other facilities, including electrical conduits and service connections laid under the franchise, shall be laid and maintained not less than 24 inches below the gutter grade. 4.04.380 Improvement of highway_ surface -- Notice to grantee -- Time for installation of facilities. A. The Citv reserves the right to improve the surface or subgrade of any highway and construct or reconstruct any other facilities over which the franchise is granted,.upon written notice that the grantor intends to improve any such highway within the territory covered by the franchise, and requests that the grantee erect, install, lay or construct beneath the surface of the highway the facilities which at that time are known or believed by the grantee to be necessary or convenient to serve its needs and those of the public in the foreseeable future; the grantee shall commence such work on or before the date specified in such written notice and request, which date shall be not less than 30 days from receipt of such written notice and request, and diligently prosecute such work to completion. B. After the completion of such highway imD_rovements by the grantor, the right of the grantee to day or construct facilities in, under or through the improved surface of the highway or portion of the highway under the franchise shall be subject to such additional terms and conditions as the Director may impose to minimize any damage to such improved surface. 4.04.390 Maintenance and protection of- facili-ties following other improvements. A. If the City constructs or maintains any storm drain, sewer structure or other facility or improvement. under or across any facility of the grantee, the grantee shall provide, at no expense to the City, such support.as shall be reasonably required to.support, maintain and protect grantee's facility. -10- TBM/TITLE4 s B. This.section shall not relieve any contractor of liability arising from violation•of any law, ordinance or regulation, or from -negligence which may proximately cause injuries to any of grantee's facilities. 4.04.400 Defective facilities in hiahways -- Renair requirements and costs. If any portion of any highway shall be damaged by reason of defective facilities laid or constructed under the franchise;'the grantee shall, - at its own expense, repair any such defect and out such highway in as good condition as it was before such damage. was incurred, to the satisfaction of the Director. If the grantee, within 10 days after receipt of written notice from the Director instructing it to repair such damage, fails to commence to comply with such .instructions, or, thereafter, fails diligently to prosecute such work to comoletion, then the Director immediately may do whatever work is necessary to carry out the repair at the cost and expense of the grantee, which cost and expense, by the acceptance of the franchise, the grantee agrees to pay upon demand. if such damage constitutes an immediate danger to public health or safety requiring the immediate repair thereof, the Director, without notice, may repair such damage and the grantee agrees to pay the reasonable costs thereof upon demand. 4.04.410 City's right 'Co chance hiQhway. The Citv reserves the right to chance the grade, to chance the width, or to alter or change the location of any highway over which the franchise is granted. 4.04.420 Relocation of facilities. if any of the facilities erected, constructed, installed or maintained.by the grantee pursuant to the franchise on, along, upon, over, in, under or across any highway are located in a manner which prevents or interferes with the change of grade, traffic needs, operation, maintenance, improvement, repair, construction, reconstruction, widening, alteration.or relocation of the highway, the grantee shall relocate permanently or temporarily any such facility at no expense to the City upon receipt of a written request from the Director to do to, and shall commence such work on or before the date specified in such written request, which date shall be not less than 30 days from .receipt of such written request, and thereafter diligently prosecute such work to completion. 4.04.440 Relocation of facilities -- Conditions. The City reserves the right to lay, construct, repair, alter, relocate and maintain subsurface or other facilities or improvements of any type or description in a -11- TBM/TITLE4 governmental but not proprietary capacity within the highways over which the franchise is granted. If the City finds that the location or relocation of such facilities or improvements conflicts with the facilities laid, constructed or maintained under the franchise, whether such facilities were -.laid before or after the facilities of the City were laid, the grantee of such franchise skull, at no expense to the City, on or before the date specified in a written request from the Director, which date shall be not less than 30 days after the receipt of such notice and request to do so, commence work to change the location, either permanentiv or temporarily, of ail facilities so conflicting with such improvements to a permanent or temporary location in said highways to be approved by.the Director, and thereafter diligently prosecute such work to completion. 4.04.450 Relocation of facilities -- Costs. A. If the grantee, after reasonable notice, fails or refuses to relocate permanently or temporarily its facilities located in, on, upon, along, under, over, across or above any highway, or to pave, surface, grade, repave, resurface or regrade as required pursuant to any provision of the franchise, the City may cause the work to be done, and shall keep an itemized account of the entire cost, and the grantee_snall hold harmless the City,.its officers, emplovees and agents from anv liability which may arise or be claimed to arise from the moving, cutting or alteration . of any of the grantee's facilities, or the turning on or off of water, oil or other liquid, gas or electricity. B. The grantee agrees to, and shall, reimburse the City for such cost within 30 days after presentation to the said grantee of an itemized account. 4.04.470 Abandoning facilities -- Terms and cor.citions. The Director, upon any terms and conditions as the Director may see fit to impose, may give the grantee of the franchise permission to abandon, without removing, anv facility laid, erected, constructed, operated or maintained under the franchise. Unless such permission is granted, the grantee shall remove all abandoned facilities within 90 days after such abandonment, and shall restore the highway to its former state at the time such facilities were removed, as near as aav be, so as not tO iTipair its usefulness. 4.04.480 Uhdergroundina of facilities., To the extent possible, the City shall recuire that all facilities which may be installed underground be so installed and in accordance with the provisions of this Title. MWM TBM/TITLE4 r� U Chapter 4.06 COMPENSATION 4.06.010 Rates. As consideration for the franchise granted, the franchisee shall pay to the City in lawful money of.the.United States the following: A. In the case of an initial grant of franchise, or on franchises which extend, renew or continue previously granted franchises, the franchisee shall pay to the City a granting fee of -not less than $5,000.00 within 30 days after the council adopts the ordinance granting the franchise.. Such amount shall be established by the Revenue Collector; 5. Provided, however, that if the oioe or pipeline to be laid or constructed pursuant to the franchise is one-fourth mile or less in length, or the franchise, extends,.renews or continues a previously granted franchise to lav or construct a pipe or pipeline one-fourth mile or less in length, the franchisee shall pay to the City a granting fee of not less than S500.00 within 30 days after the council adopts the ordinance granting the franchise. Such amount shall be established by the Revenue Collector; and C. The franchisee of any franchise awarded to any others, including. a public utility or mutual water company granted or exercising a franchise for a purpose not involving the furnishing of any service to the public or any portion thereof, as further consideration for the franchise hereby granted, including the extension, renewal or continuation of a previously granted franchise, shall pay to the City in lawful money of the United States, during.the li.fe of the franchise for each and every year., including the year of .granting Zhe.francnise, according to the "franchise payment period", a "base annual fee": D. Initial Construction Charges and Other Fees. In addition to the foregoing annual payments, the franchisee shall: 1. Pay City. within 60 days. after the end of each.calendar year, during the life of the franchise, an initial construction charge calculated at a rate of $100.00 per mile or fraction thereof for all new mains laid during the preceding year;- -13- TBM/TL ITLE4 2. Pay City during the life of the fran- chise, an annual fee.of $50.00 per pole -mile or portion thereof, and $50.00 per mile or portion thereof ofunder- ground conduit for telephone or telegraph lines maintained under the franchise. Said fee shall be due within 60 days. after the end of each calendar year. .4.06.020 Proration of payments. In the event of abandonment of facilities with the approval of. the City as elsewhere in the ordinance provided, or in .the event of removal of such.facilities by the franchisee, the payments. otherwise due the City for occupancy of the roads or. highways by such facilities shall be prorated for the calendar year in which such removal or abandonment occurs as of the end of the calendar month in which removed or abandoned. 4.06.030 Prompt oavment -- Delinauencv charge. In the event franchisee falls to make the payments for the franchise or the payments on or before the dates due, franchisee shall pay as additional consideration the following amount: A sum of money equal to 10 percent per month commencing from the due date of the total amount due. 4.06.040 RecordkeeoinQ recuirement.s. Franchisee shall keep and preserve, for a period of five years, subsequent to the date of the most recent franchise fee determination as ascertained by an audit made by rhe City or on its behalf, all records necessary to determine r -he amount of such franchise fees or other payments due. Franchisee, upon demand by City, shall make such records available for inspection within the City. Chapter 4.08 CONSTRUCTION . 4.08.020 New or replacement installations. New installations or replacements of pipelines and appurtenances and all other facilities necessary for the installation, . operation, maintenance, and safety of pipelines and conduits shall be laid and maintained only pursuant to permit issued by the public works department. All such installations or replacements shall be reviewed by the Director as to the most desirable location in the roads or highways of the City and the Director's decision shall be final and binding on the franchisee. -14- TBM/TITLE4 4.08.030 Highway work -- Conditions and requirements. The work of constructing, laying, replacing, maintaining, repairing, abandoning or removing all pipelines and appurtenances authorized under the provisions of this Division 1 in, over, under, along or across any highway shall be done to the satisfaction of the Director at the expense of the franchisee and in accordance with the terms and conditions of this Code. 4.08.040 Annual completion statement. The franchisee shall submit an annual summary to the City identifying the permit or permits issued during the preceding calendar year, identifying the total length of pipeline, conduit or other facility, the construction of which was authorized under such permit or permits, the nominal internal diameter or diagonal of the pipeline or conduit, and the total length of pipeline, conduit or other facility. 4.08.050 Emergency equipment and personnel. At all times during the term of this franchise, the franchisee shall maintain or arrange for, on a 24 -hour -a -day basis adequate emergency equipment and a properly trained emergency -crew within.a reasonable distance from any facilities installed or maintained pursuant hereto for the purpose of shutting off the pressure and the flow of contents Iof such facilities in the event of an emergency resulting from an earthquake, act of war, civil disturbance, fire, flood, or any other cause or nature whatsoever. 4.08.070 Removal or abandonment of facilities -- Procedures. A. At the expiration, revocation or termination of this franchise or of the permanent discontinuance of the use or all or a portion of its facilities, the franchisee shall, within 30 days thereafter, make written application to the Director for authority either: 1. To abandon all or a portion of such IC in place; or 2. To remove all or a portion of such facilities. Such application shall describe the facilities desired to be abandoned, their location, and shall describe with reasonable accuracy the physical condition of such facilities. The Director shall determine whether any abandonment or removal which is thereby proposed may be -15- .TBM/TITLE4 �. effected without detriment to the public interest and under what conditions such proposed abandonment or removal may be effected. B. Within 30 days of notice of the Director's determination, the franchisee shall apply.for a permit from the City to abandon or remove the facility. C. The franchisee shall, within 60 days after obtaining such permit, commence and diligently prosecute to completion the work authorized by the permit. 4.08.080 Removal or abandonment of facilities -- Failure to comply -- Remedies. A. If any facilities to be abandoned "Tri place" subject to prescribed conditions shall not be abandoned in accordance with all such conditions, the Director may make additional appropriate orders, including an order that the franchisee shall remove any or all such facilities. The franchisee shall comply with such additional orders. B. In the event that the franchisee shall tail to comely with the. terms and conditions of abandonment or removal as may be required by this Division, a.nd within such time as may be prescribed by the Director, --'-en the City may remove or cause to be removed such facilities at t: ".e franchisee's expense. The franchisee shall oav to the City the cost of such work plus the current rate of overhead being charged by the City for reimbursable wore. C. If, at the expiration, revocation or termination of this franchise, or of the permanent discontinuance of the use of ail or a portion of its facilities, the franchisee shall within 30 days thereafter, fail or refuse to make written application for the above- mentioned authority, the Director shall ;Hake the determina- tion as to whether the facilities shall be abandoned in place or removed.. The Director shall then notify the franchisee of the determination. The franchisee shall thereafter comply with the provisions of subsections B and C of this Section 4.08.070. -16- TBM/TITLE4 • Division 2 CABLE TELEVISION SYSTEM FRANCHISES Chapter 4.10 DEFINITIONS 4.10.010 Definitions generally -- Interpretation of language. For the purpose of this Division 2, the following terms, phrases, words and their derivations shall have the meaning given in this chapter. 4.10.020 Advertisina'receiDts. "Advertising receipts" means any and ail income, compensation, fees and other consideration received directly or indirectly by franchisee, derived from any form of advertising, relating directly or indirectly to franchisee's franchise activities and operations. 4.10.030 Basic service. "Basic service" means the simultaneous delivery by franchisee to television receivers (or any other suitable type of audio -video communication receivers) of A. All signals of over -the -air television broadcasters authorized by the.FCC to be carried by a cable television system as defined by the 7CC; B. Local government access channels; C. Education access channels; D. Public access channels; E. Lease channels; and F. Additional service at the option of the company; however, pav or subscription television as defined by the FCC shall not be considered part of the basic service. 4.10.040 Basic subscriber receipts. "Basic subscriber receipts" means any and all income, compensation, fees and other consideration received directly or indirectly by the Franchisee from subscribers in payment For the basic service of the cable television system. -17= TBM/TITLE4 4.10.060. Cable television system or system. A. "Cable television system" or "system" means a system of.antennas, cables, wires, lines, towers, waveguides, microwaves, microwave, laser beam, fiber optics, master antenna system, multiple,distribution system, satellite, or any other conductors, converter, equipment or facilities desired and constructed for the purpose of producing receiving amplifying and distributing audio, video, voice, data signals, digital signals, fiber optic signals, and other forms of electronic or electrical signals, located in the City, and constructed or used for one or more of the following purposes: 1. Collecting and amplifying local and distant broadcast television or audio signals and distributing and transmitting them; 2. Transmitting original cablecast programming not received through television broadcast signals;. 3. Transmitting television pictures, film and video tape.programs not received through broadcast television signals, whether or not encoded or processed to permit reception by only selected receiver; 4. Transmitting and receiving all other signals: digital, voice and audio-visual; r 5. Any other applications used in transmitting audio and/or visual signals. B. "Cable television system or "the system" also means "community antenna television system" (as'that term is used in Section 53066 of the Government Code of the State of California), "CATV system," "cable system" or "cable communications system." C. An exception to the above definition is any state or interstate common carrier over which the City has no jurisdiction. 4.10.100 Department. "Department" means the Public Works Deoart:«ent o- the City. 4.10.110 Director. "Director" means Public. Works Director of the City or assignee.. -18- TBM/TITLE4 4.10.120 FCC.. "FCC" means the Federal Communications Commission, its designee or any successor thereto. 4.10.130 Franchise. "Franchise" includes the term "license." 4.10.140 Franchisee or grantee. "Franchisee" or, "grantee" means the person to whom the franchise is'granted, and any person to whom it lawfully may be assigned. 4.10.150 Franchise payment period. "Franchise payment period" means the period from the effective date of the ordinance granting the franchise through December 31st of the year granting the franchise, and each calendar year thereafter, during the term of the franchise. . 4.10.160 Franchise oronerty or facilities. "Franchise property" or "facilities" means any and ail property of the franchisee, including, but not limited to, service connections with the franchisee's facilities, whether installed by the franchisee or not, erected, constructed,. installed, laid, operated or :maintained in the Citv pursuant to any right or privii.ege granted by the franchise. 4.10.170 Franchise report period. "Franchise report period." in all cases :Weans the period from the effective date of the ordinance granting the franchise through December 31st..of the year of granting the franchise and each calendar year thereafter, during the term of the franchise. 4.10.180 Head -end. "?lead -end" means the electronic processing center for distribution of.the signals received from the master antenna. 4.10.190 Lease receipts. "Lease receipts" means any and all income, compensation, fees and other consideration received directly or indirectly by franchisee for the -lease or rental of franchise property, and compensation for any service in connection therewith including but not limited to studio and equipment rental and production costs of any channel permitted or designated by the FCC to be so leased or rented. 4.10.200 Leased channel. "Leased channel" means a channel on the cable system on which the franchisee shall provide open, widespread, and reasonable access to persons _19- TBM/TITLE4 • who desire to use said channel for commercial purposes, as defined in Section 612 of .the Cable Act.. 4.10.210 Non -basic service. "Non -basic service" means anv communication service other than basic service provided over its system by franchisee directly oras a carrier for its subsidiaries, -affiliates or any other person engaged in communications services including, by way of. example but not limited to, pay or subscription television,. burglar alarm data or other electronic intelligence transmission; facsimile reproduction, meter reading and home shopping. 4.10.220 Non -basic service receipts. "Non -basic service receipts" means any and all income, compensation, fees and other consideration received directly or indirectly by the franchisee in payment for non -basic service provided over its system b.v franchisee. 4.10.230 Public easement. "Public easement includes, but is not limited to, any easement created by dedication to the public, the City, or any public entity, for public -utility purposes or -any other purpose whatsoever. 4.10.240 Revenue Collector. "Revenue Collector" means the Director of Finance of the City or assignee. 4.10.250 Service area. "Service area" means that area of the City in which the franchisee is authorized to construct and operate, and orovide service connections for, a cable television system pursuant to the terms and conditions of the franchise. 4.10.260 Subscriber or user. "Subscriber" or "user" means any person or entity lawfully receiving for any purpose any service of the franchisee's cable television system, including the ultimate recipient of any distribution of franchisee's service. 4.10.270 Subscriber revenues. "Subscriber revenues" means any and ail income, compensation, fees and other consideration received directly or indirectly by franchisee from the following sources: A. Installation fees, disconnect and reconnect tees and fees for regular cable benefits, including the transmission of broadcast signals and access and local origination channels, if any., derived from its operations within the authorized franchise area; 3. 3asic subscriber receipts; -20- TBM/TITLE4 C. Non -.basic service receipts; D. Advertising receipts; E. Lease receipts; F'. Income derived from per -program or per -channel charges;. G. Any other income from any source derived from franchise operations. Chapter 4.12 ' GENERAL REQUIREMENTS 4.12.010 Title for citation. The ordinance codified in Division 2 shall be Known and may be cited as the "Master Cable Television System Franchise Ordinance" or "Master CATV Ordinance." 4.12.020 Purnose of Division 2 -provisions. It is the ournose of the ordinance codified in this Division 2 to standardize practices in the cable television industry., to provide for. the unified administration of cable television franchises, to regulate rates to the extent allowable by federal, state and local laws when necessary for the public good, and to regulate the operation of franchises for the ourpose of protecting and promoting the public health, safety and welfare in the interests of the subscriber, franchisee, and the public. 4.12.030 Continuation of provisions. The provisions of this Division 2, insofar as.thev are substantially the same as existing ordinance provisions relating to the same subject :,tatter, shall be construed as restatements and continuations thereof and not as new enactments. 4.12.040 Provisions incornorated by reference. In addition to the terms and*ccnditions .set out in this Division 2, the franchise is.granted under the same terms and conditions contained in Division l of this Title, as if they were contained in this Division 2. In the event the terms and conditions hereof conflict with the terms and conditions of Division 2 of this title, the terms and conditions hereof shall control. -21- TBM/TITLE4 �. 4.12.060 Statutory provisions applicable. All franchises for a cable television system.shail be granted pursuant to Section.53066 of the Government Code of the state of California. 4.12.080 Rights reserved to the City. A. The rights reserved to the City under this Division 2 are.in addition.to all other rights of the City, whether reserved by this Division 2 or authorized by law, and no action, proceeding or .exercise of a right shall affect any other rights which may be held by the City. Franchisee, by acceptance of the franchise, agrees to be bound thereby and to comply with any action or requirement of the City in its exercise of any such right or power. B. City shall have the right to waive any provision of the franchise, except those required by federal or state regulation, if the Director determines: 1. That it is in the public interest -to do so; or 2. That the enforcement of such orovision will impose an undue hardship on the franchisee or the subscribers. C. The City shall have the power and right at ail times for the duration of the franchise to require franchisee to conform to rules and recuiations coverning the operation of cable television systems now or hereafter adopted by the City Council. 4.12.090 Terms and conditions cenerally. Every franchise granted by the City after the effective date of this ordinance., to construct from time to time and, for the period covered by the franchise, to maintain and operate a cable television and to maintain, operate, renew,.repair and remove lines and cables for the transmission of television and radio signals., tocether with all appurtenances and service connections necessary or convenient Lor the provision of a cable -television system in, under, along or across any and all service areas, highways, public properties and public easements, except as otherwise provided in the ordinance granting the franchise, shall be granted upon and be subject to the rules, regulations, restrictions and terms and conditions of this Division 2, and the rules, regulations, restrictions, terms and conditions set forth in the ordinance granting the franchise. IPVIC TBM/TITLE4 ff, . 4.12.100. Franchise arant not exclusive. The granting of the franchise shall not be construed to prevent the City from granting any identical or similar franchise to any person other than the franchisee. .4.12.110 Acceptance of franchise. The franchisee shall, within 30 days after the passage of the ordinance granting the franchise, file with the City, an. express and unconditional written acceptance of the terms and conditions of said ordinance. 4.12.120 Term of the franchise. Unless,the ordinance granting the franchise provides otherwise, the term of the franchise shall be 15 years. 4.12.130 requirements. Insurance and indemnification A. 1. The franchisee shall, at its sole expense, indemnify, defend and save harmless the Citv, its agents, officers and employees from and against any and all liability, expense, including defense costs and legal fees, and claims for damaces of anv nature whatsoever, including but not limited to, bodily injury, death, personai injury, or property damage, including property of the franchisee, arising from or connected with either directly or indirectly, franchisee's activities, operations or services hereunder, including any Workers' Compensation suits, liability or expense, arising from or connected with services performed on behalf of franchisee by any person pursuant.to this franchise. 2. Nothing herein shall be deemed to prevent the parties indemnified and 'held harmless from participating in the defense of any litigation by their own counsel at the franchisee's sole expense. Such participation shall not under any circumstances relieve the franchisee from its duty of defense against liability or of paying any judgment entered against such company.. B. Without limiting franchisee's indemnification of City, franchisee shall provide and maintain at its own expense during the term of the franchise, the following programs of insurance covering its operations hereunder such insurance shall be provided by insurer(s) satisfactory to Director and satisfactory evidence of such programs shall be delivered to the City, on or before the effective date of the franchise. Insurance policies and certificates evidencing coverage shall name the City, its officers, agents, and employees as additional insureds in respect to -23- TBM/TITLE4 franchisee's operations under the franchise. Such evidence shall specificall.y identify the franchise and shall contain express conditions that City is to be given written notice by registered mail at least 60 days iri advance of any modification or termination of any program of insurance: 1. Liability. Such insurance shall be primary to and not contributing with any other insurance maintained by City, shall name the City, its officers, agents, and employees as additional insureds, and shall include, but not be limited to: a. Comprehensive General Liability Insurance endorsed for Premises -Operations, Products/ Completed Operations, Contractual, Broad Form Property Damage and Personal Injury with a combined single limit of not less than $1,000,000.00 per occurrence. If the above insurance is written on a Claims Made Form, such insurance shall be endorsed to provide an extended reporting period of not less than five years following termination of the policy. b. Comprehensive Auto Liability Insurance endorsed for all owned, non -owned, and hired vehicles with a combined single limit of at least $1,000,000.00 per occurrence. C. Said amounts of coverage shall be subject to review and adjustment by the City, at City's sole option, at any time during the term o.f the franchise. In the event of such adjustment, franchisee agrees to provide such amounts as are determined by Citv, within 30 days after written notice to do so from the City. 2. Workers' Compensation. A program of Workers' Compensation Insurance in an amount and form to meet ail applicable recruirements of the Labor Code of the State of California, including Employers Liability Insurance with a $150,000.00 limit, covering all persons providing services on behalf of franchisee and all risks to such persons under the franchise. Franchisee may provide, if applicable, a certificate of consent to self -insure, issued by the Director of Industrial Relations of the state of California. Should franchisee utilize the self-insurance provision of this section, and franchisee's certification of consent to self -insure expire or be revoked, franchisee shall be recuired to provide a program of Worker's Compensation Insurance prior to or upon said expiration or revocation. CNIC TBM/TITLE4 C. Franchisee shall furnish the Director, prior to commencement of any franchise operations, either certified copies of said policies required by subsection B of this section,.or a certificate.of insurance for each of the required policies executed by the company issuing the policy,. certifying that the poli:cy is in force. D. No franchise operations shall commence until franchisee has complied with aforementioned provisions of this section, and any such operations shall be suspended during any period that franchisee fails to maintain said policies in full force and effect. E. It shall be the franchisee's obligation to provide evidence of current insurance policies. . 4.12.140 Performance bond recuirements. A. On or before the effective date of the ordinance granting the franchise, franchisee shall furnish the Director with a bond, payable to the City, in a form and executed by a corporate surety acceptable to City and licensed to transact business as a surety in the state of California. Such a bond shall be maintained in full force. and effect at all times during the term of the franchise and shall be in favor of the City in the penal sum of $50,000.00, or.such other sum as may be specifically provided for in the ordinance granting the franchise. Said bond to be conditioned upon faithful performance by franchisee of the terms and conditions of the franchise and shall provide that, in case of any breach of condition of the bond, the whole amount of the penal sum shall be deemed to be liquidated damages and shall be payable to the City by. the principal and sureties of the bond. If said bond is not filed as aforesaid, the award of the franchise may be set aside and the ordinance granting the franchise rep_eaied and any monev paid in consideration for said award of franchise shall be deemed forfeited. The _performance bond may be required in addition to a letter of credit or establishment of a security fund. The rights reserved with respect to said performance bond are in addition to all other rights of the -City. B. The amounts of said bond shall be subject to review and adjustment by th,e City, at City's sole discretion, at any time during the term of the franchise. In the eventof such adjustment, franchisee agrees to renew said bond., in an amount as determined by the City, with sureties to be approved by the City, within 30 days after written notice to do so from the City. -25- TBM/TITLE4 C. Said performance bond.shall continue to exist for one year following the Director's approval of any sale, transfer,. assignment or other change.of ownership of the franchise,, or of the expiration or termination of the franchise, only for the purpose of assuring franchisee's faithful performance under the terms and conditions of the franchise _prior to the date of approval of said change of ownership, or of expiration or termination. The Director may release said bond prior to the end of the one-year period upon satisfaction by franchisee of all said obligations under the franchise. D. No franchise operations shall commence until franchisee has complied with the aforementioned provisions of this section, and any such operations shall be suspended during any period that franchisee fails to maintain said bond in full force and effect. 4.12.160 Grant and forfeiture conditions. A. Any franchise is granted on the conditions and shall be held and enjoyed upon each and every condition contained in the ordinance granting the franchise and each and everv:condition contained in this Division 2, and shall be strictly construed against the franchisee. 3. Tn addition to all other rights and towers retained by the -City under this Division or otherwise, the Citv reserves the richt to suspend or revoke and terminate a franchise and all rights and privileges of a franchisee in the.event of.a material breach of its terms and conditions. yn interpreting this section, material provisions shall include all labeled as such and all others, which, under all the facts and circumstances indicated, are a significant provision of the franchise agreement. A material breach by franchisee shall include but shall not be limited to the following: 1. Violation of any material provision of the franchise or any material rule, order, regulation or determination of the City made oursuant to the franchise; 2. Attempt to evade any material provision of the franchise or practice anv fraud or deceit upon the City or its subscribers or customers; 3. Failure to begin or complete system construction, reconstruction or system extensions as provided under the franchise; -26- TBM/TITLE4 4. Failure to provide the types of facilities,,equipment or services promised; 5. Material misrepresentation of fact in the application for or negotiation of the franchise. C. The Revenue Collector, prior to any suspension or revocation and determination of the franchise, shall give to the franchisee not less than ten days' notice in writing of any default thereunder. If the franchisee does not within the noticed period begin the work of compliance or, after such a beginning does not prosecute the work with due diligence to completion, the City Council shall hold a hearing at which the franchisee shall have the right to appear and be heard. Notice of said hearing shall be.given to franchisee not less than ten days before said hearing. D. Upon the conclusion of the hearing, the City Council may determine whether such conditions are material and essential to the franchise and whether the franchisee is in default with respect thereto and may declare the franchise susoended or revoked and terminated. No "evoca- tion and termination shall become effective less than 30 days after the City Council's decision to revoke and terminate; and no lapse of time, expenditure or anv other thing shall be deemed to give the franchisee anv vested right or interest in the continuation of.the franchise granted. 112.1.67 Costs of technical assistance. Franchisee shall Day the costs incurred by -he City for any technical assistance deemed necessary by t:he City for obtaining_ independent verification of tec:.nical compliance with ail franchise imposed standards. 4.12.170 Sale, transfer, stock transfer, lease, assignment, hvoothecation or chance in control of C ranchise -- Conditions. A. 1. The franchisee shall not sell, transfer; assign, lease, hvpothecate, place in trust or change the control of the franchise or any part thereof, except with the prior consent of the City Council, and after payment of the fees recuired bv_ Section 4.14.025. The City Council's consent shall not be unreasonably withheld. As used in this section, "transfer" includes stock transfer and "control" includes actual working control in whatever manner exercised. -27- T13M/TITLE4 2. Franchisee shall inform the City- Council.of any pending sale, transfer, lease, assignment, hypothecation, placing in trust or change in control, except as excluded in subsection B. Transferor and transferee must file an application for City Council's consent to -transfer control of or assign the franchise as -set forth in subsections D and E. Such applications shall be accompanied by the fees required by Section 4.144025(A) and shall be signed by duly authorized representatives) and the signature(s).acknowledge.d(by a notary. 3. Fran Council a certified copy such sale, transfer, assi or change in control with such sale, transfer, assi or change in control. If not filed with the City C effective date of suchysa hypothecation, trust or c expiration of said.30 day to forfeiture and.the Cit ordinance repeal the fran 4. As a consent to such sale, tra hypothecation, trust or c may impose such additiona franchise and upon the gr deems to be in the public and conditions shall be e herein contained shall be franchisee the right to s hypothecate, place in tru franchise or any part the aforesaid. This section by operation of law, by v otherwise. lhisee shall file with the City if the duly executed instrument of nment, lease, hypothecation, trust n 30 days of the effective date of nment, lease, hypothecation, trust such dulv executed instrument is uncil within 30 days alter the e, transfer, assignment, lease, ange in control, then upon the the franchise shall be subject Council may, without notice, by hise. condition to the crantina of sfer, assignment,lease, ance in control, t_^.e Ci-•: Council terms ana conditions .:pon the ntee or as -4nich.tne Council _:Merest. Such aaait_onai terms pressed by ordinance. Nothing constr,:ea _o cranz to _ne il, transfer, assign, 'Lease, t or change control of the eof except in the manner ppiies to any assignment, whether luntary act of the _.ranchisee, or 4.12.180 Report recuirements. A. The franchisee, during the term of the franchise, within 60 days after the expiration of each calendar year, shall file with the Revenue Collector, one copy to each, of a report verified by the oath of the franchisee, or by the oath of a duly authorized representative of the franchisee, setting forth in detail the computation of.the amount of the franchise payment due for the immediately precea�ing calendar year For each physically separate transmission and distribution system, own TBM/TITLE4 S any portion of which is located within the franchise.area, the report shall contain: 1. A detailed profit and loss statement showing all gross receipts and expenses derived from the franchisee's franchise operations during the reporting period. 2: The total number of service connections in operation as of the last day of the calendar year. B. Franchisee shall also provide on request such additional data as is reasonably necessary in the opinion of the Revenue Collector to calculate or verifv the calculation of the annual payment required.bv Section 4.16.010. C. File with the Revenue Collector a report in duplicate showing: 1. The hermit number of each permit obtained for the doing of any work under the franchise for which a permit is required during the immediately preceding franchise report period; 2. The lineal length of lines and cables installed pursuant to each permit during the immediately preceding franchise report period. D. The City reserves the power to assess a penalty of $250.00 per day for eac:^ day beyond tie reporting period that the franchise.fails to rile any report required by this Section.4.12.180. 4.12.190 Liability and indemnification. A. Franchisee shall indemnify and hold City harmless from and acainst any and all loss, damages, liability, claims, suits, costs and expenses, including reasonable attorneys' fees, regardless of the merit or outcome of any such claim or suit, claimed or arising from any negligent or intentional act or omission of franchisee, its officers, empioyees, agents or subcontractors, arising from activities or work conducted pursuant to the franchise. 3. Franchisee shall indemnify, defend and save harmless the City, its officers, agents and employees, from and against any and all claims and losses whatsoever, including reasonable attorneys' fees, accruing or resulting to any and all persons, firms or corporations furnishing or supplying work, services, materials, equipment or supplies _29_ TBM/TITLE4 in connection with activities or work conducted or performed pursuant to the franchise and arising.out of such activities or work,.and from anv and all claims.and losses whatsoever, including reasonable attorneys' fees, accruing or resulting to any person, firm or corporation for damage, injury or death arising out of franchisee.'s franchise operations. 4.12.200 Additional terms and conditions. In addition to the provisions of Section 4.12.170, any time a franchisee applies for a.change in territory, service area, or bonding, the Council may impose such additional terms and conditions upon the franchisee and upon the grantee or assignee which the Council may deem to be in the public interest. Such additional terms and conditions shall be expressed by ordinance. 4.12.210 Permit recuired for certain work. Notwithstanding the granting of a "franchise, the franchisee shall not be authorized to do any work under the franchise for which the issuance of a permit is required unless such a permit .is issued for..such work. 4.12.230 Purchase of franchise property by City. A. The Citv upon termination or forfeiture of the franchise, or at any time during the term of the franchise or, after five vears from the effective date of the ordinance granting the franchise, shall have the option to purchase all or part of the franchise orooerty, upon making reasonable compensation therefor. City's right cc purchase the franchise prooerty hereunder shall not be construed as a waiver of any other rights City may Nave. In the event the City elects to purchase the franchise property in accordance herewith, the compensation shall be computed as provided in Part 3, Title 7, Chapter 9, Article 4 of the Code of Civil. Procedure of the state of California, provided further, that such purchase shall be at an equitable price, which shall not include compensation for loss of goodwill or any valuation of the.franchise itself or of any of the rights or privileges granted by the franchise. Other terms and condi- tions of the sale shall be mutually agreed upon by the parties. If a renewal of said franchise is denied; any acquisition of the cable system by the City shall be at fair market value, determined on the basis of the cable system valued as a going concern but with no value allocated to the franchise itself. -30- TBM/TITLE4 C. In the event the franchise is revoked and terminated and the City elects not to purchase the franchise property.hereunder, franchisee agrees to waive all claims for damages or compensation which it may have against the City as a -result of such revocation and termination; provided, however, franchisee does not hereby waive its rights to a judicial determination of the validity of such revocation and termination. 4.12.240 Fair employment practices -- Statutory provisions incorporated bv-reference. Franchisee shall not make any discrimination, distinction or restriction on account of color, race, religion, sex, ancestry or national origin contrary to the provisions of Section 51 of'the Civil Code of the state of California, which is incorporated herein by reference. All applicable provisions of -Sections 12900 through 12996 of the Government Code of the state of California (California Fair Employment and Housing Act) are hereby incorporated herein by reference. Franchisee further agrees to comp_iv with applicable antidiscrimination provisions of Section 634 of the Cable Act. 4.12.250 Access to trenches. A. in cases of new construction or property development where utilities are to be placed -underground, franchisee(s) shall, if practical, install underground cable at the same time and in the same trenches as `he public improvements (e.g., communications, eiectric, cas, water) are installed. 3.f franchisee is notified of the date the trenches are available and fails to install its conduit or cable within five working days of the date the trenches are available, and the trenches are thereafter closed after the five-dav period, the cost of new trenching is to be borne by the franchisee(s). C. The requirements of subsections A and B shall not apply unless the property owner offers franchisee the same terms with respect to availability and cost of trenching for undergrounding as are offered to other trench users, if any. D. In the event that a subdivider, property developer or an entity owned by, associated with or under the control of a subdivider or developer.has a franchise to provide cable services to an area including its property development(s), the franchisee shall be required to make access to the utility trenches in the developments) -31-- TBM/TI T'LE4 available to all franchisees authorized to provide cable services to an area including the development(s). Access shall be provided at the same terms with respect to availability and cost of trenching for undergiounding as is provided to other trench users, if .any. 4.12:260 Underaroundina of Cable. All Cable and, to the extent possible, all additional facilities shall be installed underground and in accordance with this Title. Chapter 14.14 APPLICATION FOR FRANCHISE 4.14.010 Filino. Any person desiring a franchise for a cable television system shall file an original application and eleven copies with the department. 4.14..015 Proprietary information. To the extent permitted by law, proprietary information may be kept confidential, if appropriately identified. in the event an applicant believes that the informationAt must submit in' its application should be treated confidentially by the City, it must so advise the department by letter prior =o.or with its application. If it is determined by zte City chat such information is not confidential, the applicant will be so notified and the information will be returned to the applicant at applicant's request. 4.14.020 Contents of application. An application for a franchise for a cable celevision system snail be in the form as approved by the Director and which will include information regarding the designation of the specific area to be served by the franchise, identification of the applicant, financial information, financing pian for the operation, construction schedule, proposed charges to subscribers, proposed system configuration, forecast number of homes in service area, describe technical standards of the system, whether anolicant is acquiring other cable systems, ability of applicant to meet consumer needs, and other information required by the City. 4.14.025 Franchise orccessina fee. A. Upon submission of an application, the applicant/'franchisee shall pay to the Revenue.Collector a nonrefundable franchise processing fee as follows: -32- TSM/TITLE4 1. Initial grant -of franchise or renewal of existing franchise:. a. Franchise area containing less than 1,000 homes: $ 1,000.00*; b. Franchise area containing 1,000 to 5,000 homes: $2,500.00; C. Franchise area containing 5,001 to 10,000 homes: $5,000.00; d. Franchise area containing 10,001 or more homes: $7,500.00; plus $1.00 for each home over 10,000. *If the franchise area contains fewer than 100 homes franchise may receive credit for all or a portion of the processing fee. Said credit shall be applied to franchise fee payments required by Section 4.16.010. Granting the credit shall be at the sole discretion of the council and shall be based upon economic or technological considerations specific to the franchise area. 2. 'Consent to sale, transfer, transfer of stock, assignment, lease, hypothecation or :rust of franchise, not requiring modification of the franchise by adoption of an amending ordinance: $ 1,000.00. + 3. Modification of franchise requested by franchisee requiring the adoption of an amending ordinance: $2,500.00. 4. Consent to sale, transfer, transfer of stock, assignment or lease, or any other action requiring modification of franchise by adoption of an amending ordinance: S2,500.00. 5. Modification of franchise resulting from noncompliance with one or more provisions of the .franchise which requires the adoption of an amending ordinance: S2,500.00. B. Applicant may be required. to pay any additional costs incurred by City in the processing of appiicant's request for franchise, renewal, modification, consent to sale, transfer, transfer of stock, assignment, lease, hypothecation or trust of franchise. Such costs may include the costs incurred for hiring consultants to assist -33- TBM/TI7LE4 in evaluating the application. Such costs shall be paid by the applicant prior to final consideration of the request by the Director or the Council, as applicable. 4.14.040 Deposit of publication and notice costs. Upon receipt of an application for franchise, the Citv clerk shall estimate the cost of publication and posting of the notice of hearing, as provided herein, and shall.notify the applicant of the amount thereof. No further action will be taken on the application until the estimated cost of publication and posting has been deposited by the.applicant. 4.14.050 Public hearing -- Scheduling prerequisites. Upon receipt of the required deposit, the Clerk sha_ii set the application for a public nearing before the City Council. Notwithstanding the foregoing, no application for franchise shall be set for nearing unless it contains the information required by Section 4.14.020. .4.14.100 Posting and oublication costs. if the cost of publication and posting of notice of nearing exceeds the amount deposited by the applicant, the City snail bill applicant for the deficiency. The applicant shall pay the whole of such bill within 30 days after receict thereof. if the amount of the deposit exceeds the cost of publication and posting the City shall refund the difference to the applicant. Chapter 4.16 COMPENSATION 4.16.010 Franchise fee cavments to Citv. A. As consideration for the franchise granted, franchisee shall pay to the Revenue Collector in lawful money of the United States, during the life of the franchise, for each and every year, including the year of granting thefranchise, according to the "franchise payment period", five percent of its gross revenues derived from the authorized franchise service area(s). 3. Said franchise fee shall be computed as follows: �. Franchisee shall pay a minimum monthly fee as orovided in the ordinance granting the franchise; -34- TBM/TITLE4 �. • 2. percentage fee of the total minimum payment period. Annually the five percent of monthly fee(s) franchisee shall pay the its gross revenues less paid during the franchise C. Franchisee shall make the monthly fee required herein payable on the first day of -each month during the life of the franchise. Franchisee shall make the annual percentage payment concurrently with the filing of the reports required by Section 4.12.180. D. Commencing January lst after the first full calendar year of operational service to subscribers, the amount of the minimum monthly fee shall be subject to an annual readjustment on each January lst for the remainder of the term of the franchise. Franchisee shall recalcuiate the monthly fee amount to provide that said monthly fee amount shall be in an amount no 'less than 90 percent of -ne totai franchise fee payment due to the Citv for the preceding calendar year, said 90 percent amount to be prorated by 12 to determine the monthly fee amount to be paid during -he current year. E. Any overpayment of franchise Lees paid during the previous annual oavment period shall be credited to future franchise fees in succeeding franchise Lee oavment, years, and shall be deducted from -he monthly fee amounts or annual percentage amounts as required by the ordinance granting the franchise. At such rime as overpayment ,as been made, franchisee shall notify the City or franchisee's intention to deduct anv said overpaymenz(s) rrcm the current monthly fee amount(s) due and indicate the scheduling of any such deduction(s). F. In addition to the foregoing, the City reserves the right to change its Lees if after a public hearing it determines good cause is found and such action is not in conflict with federal laws, FCC rules and regulations or the laws of the State of California. 4.16.020 Initial construction charces. _n addition to the foregoing franchise fee payments, the rranchisee shall pav the Revenue Collector, within 60 days after the end of each calendar year, during the life of the franchise, an initial construction charGe for all new construction during said calendar year, calculated at a rate of S100.00 per mile or fraction thereof for all lines and cables laid during the preceding franchise payment period within the authorized franchise service area. -35- TBM/TITLES 0 • 4.16.030 Incorrect wavments. In amount paid is incorrect in the judgment.of Collector, it may order the payment of such or sums as -it may deem necessary. the event any the Revenue additional sum 4.16.040 Proration of payments. In the event of abandonment of facilities with the approval of the City or in the event of removal of such facilities by the fran- chisee, the payments otherwise due the City for occupancy of the roads or highways by such facilities shall be prorated. for the calendar year in which such removal or abandonment occurs as of the end of the calendar month in which removed or abandoned. 4.16.050 Additional charge for late oavmenn In the event franchisee Is to make any payments for the franchise on or before the dates due as hereinabove pro- vided, franchisee shall pay as additional consideration the following amount: a sum of money equal to 10 percent of the amount due. For each period of late payment of any fee extending beyond 30 days of the due date, in addition to the 10 percent late payment charge, an assessment of interest shall accrue at ten (10) percent oer month. The added charge(s) for late payment shall be added to, and be due and payable with, the next succeeding payment. The City shall not be obligated to notify the franchisee of the accumulation of late payment charges. 4.16.060 Recordkeeoina recuirements -- Examination authorized when. A. Franchisee shall keep and preserve, for a period of five years after the date of each franchise payment period, all records necessary to determine the amount of such franchise fees or other payments due under Sections 4.16.010 and 4.16.020. Franchisee, upon demand by City, shall make such records available for inspection and audit by City or its authorized representative, within the City. 3. At all reasonable times, the franchisee shall permit City, or its duly authorized representative, to examine all property of the franchisee erected, constructed, laid, operated or maintained pursuant to the franchise, together with any appurtenant prcperty of the franchisee, and to examine, audit, and transcribe any and ail books,. accounts, papers, maps and other records kept or maintained by the franchisee or under its control which relate zo the operations, affairs, transactions, property or financial" condition of the franchisee with respect to the franchise. -36- TBM/TI7LE4 • Chapter 4.18 CONSTRUCTION OF.FACILITIES 4.18.010 General recuirements. A. 1. The cable television system and all franchise property and appurtenances shall be constructed and maintained in an excellent condition, in conformity with the terms and conditions of the Highway Permit Ordinance, or any other ordinance, rule or regulation now, or as hereafter amended, adoD_ted or prescribed by the City, as may be applicable. All work involved in the construction, opera- tion, maintenance, repair and removal of the system shall be performed with due diligence and using first-class materials. 2. a. The franchisee shall at all times comply with all current applicable laws including but not limited to the following: National Electrical Safety Code (National Bureau of Standards); California Public Utilities Commission General Order 95 and General Order 128; Standards of Good Engineering Practices for :Measurements on Cable Television Systems (National Cable Television Association), and FCC standards. b. in addition, franchisee shall meet the standards submitted by the franchisee, which shall be included in the ordinance granting the franchise. 3. if at any time, it is determined by the City or any other agency or authority of competent jurisdiction that any Dart of the system, including,, without limitation, any means used to distribute signals over or within the system, is harmful to :he health or safety of any person, then franchisee shall, at ita own cost and expense, promptly correct all such conditions. 3. Franchisee shall not construct or install any poles, conduits or other cable television system facilities on.City highways until franchisee has secured the necessary permits from the City. C. Franchisee shall provide for at least a 50 -channel minimum capability, with return capability on as many channels as possible based on the configuration of the cable system, but with the requirement of a minimum of return capability on four channels. -37- TBM/TiTLE4 ! a 4.18.020 New installations or replacements. IA. New installations or replacements of franchise property and appurtenances and ail other facilities neces- sary for the installation, operation, maintenance and safety of the cable television system shall be laid and maintained only pursuant to permit issued by the department. All such installations or replacements shall be reviewed by the Director as to the most desirable location in the roads, highways or public easements of the City, and the decision shall be final and binding on the franchisee. B. The provisions of this Code shall apply to all. work performed in City rights-of-way and City easements in connection with the franchise. all transmission and distribution lines and cables within City rights -or -way and City easements shall be laid and installed underground except where franchisee produces written evidence of permission to utilize existing pole systems, or where the Director finds that the remoteness of the area or other conditions justify exceptions to the rule. 4.18.030 Highway work -- Terms and conditions. The work of constructing, laying, replacing, maintaining, repairing, abandoning or removing all franchise oroperty and appurtenances in, over, under, along or across any .nignway shall be done to the satisfaction of the Directcr at ":e expense of the franchisee, and in accordance wizn ail terms. and conditions of this Code. 4.18.040 Plan of service area -- Recorts and :naps. Within 60 days frcm the effective date. of the ordinance granting the franchise, the franchisee shall submit to the Director a pian for designated service within the authorized service area of the franchise indicatina the date on which franchisee expects the installation of the system will oe completed and available for service to subscribers in the various oarts of said area. The pian shall include a map which details the phases, if anv, of construction. Franchisee shall furnish the Director with monthly progress reports. Thereafter, franchisee shall furnish maps indicating in detail the location of the existing construction, and olanned construction, if any, within 30 days of request by the Director. 4.18.050 Semi-annual completion statement. The franchisee, during the period of construction shall submit, semiannually to the City a summary of the total number of service connections in operation during the preceding six calendar months. IBM TBM/TITLE4 4.18.060 aDDurtenances. 40 Relocation of franchise property and A. The City reserves the right to change the grade, to change the width or to alter or change the location of.any highway over which the franchise is granted. If any of the franchise property or appurtenances heretofore.or hereafter constructed, installed or maintained by the. franchisee pursuant to the franchise on, along, under, over, in, upon or across anv highway.are located in a manner which prevents or interferes with the change of grade, traffic needs, operation, maintenance, improvement, repair, construction, reconstruction, widening, alteration or relocation of the highway, or any work or improvement upon the highwav, the franchisee shall relocate permanently or temporarily any such franchise property or appurtenances at no expense to the Citv upon receipt of a written request from the Director to do so, and shall commence such work on or before the date specified in such written recuest, which date snail be not less than 30 days from receipz of such written recuest. Franchisee shall -hereafter diligently prosecute such work to completion; should francnisee neaiect or fail to relocate its facilities in a time_v r7anner after receipt of anv such notice, ,"ranchisee shall be responsible for and shall reimburse the City for anv and ail additional costs or expenses incurred by county due to or resuiting from such delay in relocation of facilities. B. The City reserves the right to lav, construct, renair, alter, relocate and maintain subsur=ace or other facilities or improvements of any tune or description in a governmental but not proprietary capacity within -he highways over which the=rar.chise is granted. If the City finds --'-at the location or relocation of such facilities or improvements confiicts with -he franc ise property or appur-enances '_aid, constructed or maintained under the franchise, whether such franchise orooerty was laid, constructed or maintained before cr after -he facilities of the Citv were laid, the franchisee of such=ranchise shall at no expense to the Cita on or before the date specified in a written request from the director, which date shall not be less than 30 days after -he receipt of such Notice and request to do so, commence :pork to change the location either oermanentiv or temporarily_ of ail franchise oroperry and anpurtenances so conflicting wit^, such_mprovements to a permanent or temporary location in said :niahways, to be approved by the director; and thereafter diligently prosecute sucn work to completion. Should franchisee nealect or fail to relocate its facilities in a timely manner after receipt of any suc:n notice, francnisee shall be -39- T5M/TITLE4 responsible for and additional costs or resulting from such 4.18.070 shall reimburse the City for any and all expenses incurred by the City due to or delav in relocation of facilities.' Removal or'abar.donment of facilities. A. At the expiration, revocation or termination of the franchise or of the permanent discontinuance of the use of all or a portion of its franchise property, the franchisee shall, within 30 days thereafter, make written application to the Director for authority either to abandon all or a portion of such franchise property in place; or to remove all or a portion of such franchise pronerty. Such application shall describe the franchise oroperty desired to be abandoned and its location with reference to City highways, and shall describe with.reasonable-accuracy the physical condition of such franchise property. The Director shall determine whether anv abandonment or removal wnicn is thereby proposed may be effected without detriment to the public interest and under what conditions such proposed abandonment or removal may be effected. The Director shall then notify the franchisee of nis determinations. S. Within 30 days after receipt of such notice, the franchisee shall apply for a permit from the department to abandon or remove franchise orcoerty. C. The franchisee shall, wit`.i: 60 days after obtaining such permit, commence and dilicently_ prosecute to completion the work authorized by -he permit. 4.18.080 Costs of Removal ?aid by Grantee. A. If any facilities to be abandoned "In Place" subect to prescribed conditions shall not be abandoned in accordance with all such conditions, t. ^.e director may make additional appropriate orders, including an order tb:at the franchisee shall remove any or ali such facilities. The franchisee shall comply with such additional orders. B. In the event that the ranchisee fails to comply with the terms and conditions of abandonment or removal as may be required by this Division 2, and within such time as may be prescribed by the Director, then the City_ may remove, or cause -o ce removed, such facilities at the franchisee's expense. The franchisee snail pay to the MOZ TBM/TITLE4 10 City the cost.of. such work plus the current rate of overhead being charged by the City for reimbursable work. C. If at the expiration, revocation or termina- tion of the franchise, or of the permanent discontinuance of the use bf all or a portion of its franchise property, the franchisee,' within 30 days thereafter, fails or refuses to make written application for the above-mentioned authority, the Directbr shall make the determination as to whether the franchise property shall be abandoned in place or removed. The Director shall then notify the franchisee of the determination. The franchisee shall thereafter compiv with the provisions of subsections B and.0 of. Section 4.18.070. Chapter 4.20 SERVICE, RATES AND CONSUMER PROTECTION 4.20.010 Establishment and furnishina of service -- Procedures and costs. A. Franchisee shall, within one year after acceptance of franchise, obtain all necessary oermits, certifications and autnorizations as may be required in the conduct of its business. Francnisee snail notify _ e Director and Revenue Collector when all such per—its, authorizations and certificaticns _ave been obtained. Should franchisee be unable to comply with _ne requirements of this subsection within the time soecifiea :nerein, _ne franchise herein granted shall become nul_ and void and franchisee shall have :o rights thereunder, crcvided, however, that City Council may for aced cause shown by franchisee grant extensions of time to como_1v_ with this requirement. B. Within 90 days after obtaining the necessary permits, certifications and autncrizations, franchisee shay_ commence construction and installat or, of the cable televi- sion system. _rancL-1isee shall notify _he Director and Revenue Collector, in writing within 10 days thereof of the date of commencement of construction and installation work. C. The franchisee sha11 extend and complete the cable television system zhrouginout. the designated service area with reasonable dilicence. ;iithin two nears after compiving with the requirements c.f subsection A, franchisee shall be capable of providing basic service to every residence within the franczise service area notwithstanding -41- TBM/TITLE4 e • the provisions of subsection D; provided, however, that the City Council may for good cause shown by franchisee grant extensions of time to comply with this requirement. D. Upon a reasonable request for basic service to any residence within franchisee's service area, franchisee shall promptly .furnish the requested service to such residence; service shall be provided to a.residence passed by franchisee's cable plant within 30 days of request for service. Notwithstanding the above, if the franchisee can show that permits or other authorizations must be obtained or that the provision of such service is impractical, technically unfeasible, economically noncompensatory or will impose an undue hardship, the Director may waive or defer franchisee's obligation to provide service to such residence - E. 1. For ourooses of determining compliance with the provisions of this section, and to provide for a reasonable and nondiscriminatory policy governing provision of cable service to franchise service areas, franchisee shall provide service to new subscribers at the normal installation charge and monthly rate for customers of that classification under the following terms and conditions: a. (1) Where the new subscriber, is located within 100 feet of existing aerial or underaround trunk or distribution feeder cable or a group of 10 or more new subscribers are within 1320 feet, or a group of 100 or more new subscribers are within 3280 feet; and (2) Where the number of homes to be passed by such new extension cable olant bears the same or oroo_ortional ratio to the total amount of new cable plant as the average number of homes passed per mile of existing cable giant; or b. Tn tine alternative, the ordinance granting the franchise may spec'_fv the number of homes to be passed oer mile (for aerial and underaround construction) which shall require mandatory provision of service. 2. _n --e event therequirements of subdivision E.I. are not met, franchisee shall provide service to new subscr_bers at zhe normai monthly rate for customers of that classification and the installation cost per subscriber snail be determined as follows: a. rlithin l0 days of request from a potential subscriber, franchisee shall. provide a written -42- TBM/TITLF.4 cost estimate to potential subscribers whose residence or commercial place of business is located in excess of 100 feet from- the closest trunk or feeder cable. This estimate, is to indicate franchisee's cost for labor and material _plus 10 percent for overhead costs for excessive footage from energized trunk source and/or concealed wiring and/or nonstandard underground drops. In addition, the estimate may include the costs of use of utility.poles for aerial cable, if applicable. - b.. In the event there are less than the average number of homes per Tile to be passed by cable than are at present in the total olant, cable service will be supplied at a cost based on the following Lormuia for both aerial and underground construction: i *Cost oer mile to construct average homes oer mile in plant for overhead or under- ground as may -be applicable ii. Cost oer mile to construct subscribers requesting 'service iii. Cost oer subscriber less franchisee's cost = Franchisee's share = Cost cer subscriber = Subscriber's cost *"Cost oer mile to construct" .,;eans t: -:e turnkev orice as supolied.by the cable. manufacturer of the newest version of their ecuioment oresent'v Dein_ used by Lra,nchisee in the system. Such cost to construct will include the :house drops. _. The franc_n.isee sha'' not be responsible for providing service in =ose areas meeting the density. recuirements herein or in the ordinance granting the Lranchise if the franchisee is precluded by the orooerty owner, instrument of record, or contract from providing cable services or constructing and installing Lacilities and equipment. 4.20.020 Service to oublic facilities. Franchisee shall, upon written request Lrcm the City, provide and maintain, at no cost to City, at _east one cable television. -43- TB.M,/TITLE4 drop and free basic service to -each City facility, whether an owned or a leased facility, facilities utilized by public agencies with which the City contracts for services, each law enforcement facility, fire. station, public school or other public facility located within the authorized franchise service area. 4.20..030 Service to private nonprofit schools. A.. Franchisee shall provide and maintain, at no cost to Citv or school, at least one cable television drop and free basic service to each private, nonprofit school site within the authorized franchise service area. B. As used in this section, "private, non profit schools" means schools that satisfy the requirements of Section 12154 of the Education Code of the State of California, and which are exempt from taxation under Section 214 of the Revenue.and Taxation Code of the State of Ca1iforn.i-a. 4.20.035 Emergency override. The franchisee shall incorporate into its cable television system the capability_ to permit tine City in times of emergency to override -he audio portion of all channels smuitaneousiv. _n addition, if feasible, the franchisee may be required to designate a channel, which may be a PEG channel, to oe used =cr emergencv broadcasts of both audio and video.. The C ranchisee shall cooperate with the Citv the ase and operation of the emergencv audio override system. e Franchisee shall cooperate with the City to provide all necessary equipment .n times of emergency. 4.20.040 Interconnection with other systems. A. The City reserves the right to require the franchisee to interconnect its cable television system with any other cable. television system operating within the City. For good cause shown, City may waive or defer this requirement to interconnect, or grant reasonable extensions of time to comply with this requirement. B. For the purpose of this section,. "interconnection" shall be defined as reception of' or connection to Inose electronic signals wnicn are delivered to the franchised cable television system by any foreign source for distribution via the cable television system. Such electronic signals shall be in a format acceptable -44- T3M/TITLE4 (within the state-of-the-art technology) for unattended processing into radio freauency energy for retransmission into the cable television system. .4..20.050 Signal auality responsibility_. Franchisee shall.retain full resaonsibiiity"for the quality of cable television service to all recipients of redistributed service (i.e., through microwave, master antennae or satellite -redistribution) Franchisee shall be presumed to have retained such responsibility together with all obligations arising from the franchise, including but not limited to charges to the ultimate recipient for service. 4.20.060 Compliance with FCC Rules and Reculations. Franchisee shall at all times comply with the rules and regulations governing community antenna television system (CATV) operations promulgated by the FCC. 4.20.070 Exclusive City use channel Franchisee shall dedicate one channel for exclusive use by the Citv. 4.20.071 Use of Facilities and Eauinment. In addition to exclusive Cizy use channel. as provided for in Section 4.20.070, Franchisee shall provide Citv with the facilities and ecuioment as necessary for PEG programming. 4.20.080 Public, educational and aovern:mental use (PEG) channels. A. _n addition to exclusive City use channel as provided for in Sec -ion 4.20.070, franchisee s�:all cecicate a minimum of six channels for public, educational and govern��:ental uses. Use of each type of said c^.annels snail be in accordance with City policies and procedures. City reser-ves _he right to cnange, ceiete or amend sucn policies and.orccedures during the term of the franchise. B. If fewer than six PEG channels are to be activated" initially, activation of channels bevond those recuired for initial activation shall be acccrainQ_ to a formula which snall be expressed in the ordinance granting the franchise. C. �. Channels actuated for public or educational access uses shall contain daily notice of the name, address and telephone number of the party to contact for information regarding access uses, and advisement that other channels, if any, are available for PEG uses. The language of the notices shall be approved by the Revenue -45- TBM/TITLE4 r V . a ' 9 Collector, prior to carriage, and the notices shall be provided on a scheduled basis as determined by the Revenue Collector. 2. In addition, in the event that not all PEG channels are activated and utilized for PEG uses, the franchisee sriall issue periodic written notice (at least once a year) to subscribers informing them that additional channels are dedicated for public, educational and governmental uses and are temporarily being used for other programming purposes until needed for community and governmental uses. information shall.aiso be provided regarding whom to contact regarding PEG uses. D. Franchisee may utilize PEG channels dedicated for, but not yet utilized for, PEG uses, for programming of their choice until such time as utilized for PEG uses; provided, however, that orier to franchisee's use of any such PEG channel(s), franchisee give 60 days written notice' by certified mall to zte Revenue Collector or such use. The Revenue Collector shall aive franchisee 60 days prior written notice of intention to use such channei(s).for PEG use(s). Provided, however, should franchisee utilize such channels) with programming which provides for local advertising, franchisee shall be required to provide PEG informagionai notices as required in subsection (C)(1) on any such channel. E. Underutilized PEG channels activated for PEG uses may also be utilized by .franchisee for compatible type programming subject to rules and procedures established and as may be modified by the City throughout the term of the franchise. F. Franchisee shall not be permitted to use a dedica=ed PEG channel if other charnel capacity on :he system has not been programmed. G. The Revenue Collector may for good cause waive or modify the requirements of this section. 4.20.085 PEG orovisions -- Not fee or oavments in kind. Franchisee shall agree that :he orovision of PEG channels, free cable drop, free basic service, equipment and emergency services, as specified in Sections 4.20.020, 4.20.030, 4.20.035, 4.20.070, 4.20.071, and 4.20.080, shall not be considered as within the meaning of the term. "franchise fee" or "payments in kind" as used in Section 622(8) of the Cable Act. -46- TBM/TITLB4 4.20.090 Return capability for exclusive City use channel and PEG channels. When required by the Revenue Collector, franchisee shall provide return capability channel(s) for use in connection with the exclusive City use channel and/or PEG channel(s). Said return capability may be provided on PEG channels. 4.20.095 Leased access channels. Franchisee shall provide leased access channels as required pursuant to Section 612 of the Cable Act. Total system capacity shall be calculated inclusive of PEG channels. Franchisee shall submit information regarding leased access channel rates to Citv when requested. Leased access channel rates shall be available for public inspection. 4.20.097 Local public broadcasting channel requirements. To the extent authorized by law, every franchisee shall carry a public broadcast station(s) on a cable channel within channels.2 through 13, inclusive, or on its current broadcast channel identification number, or on a cable channel number as otherwise agreed to by the Revenue Ceilecto_ and the Franchisee. Franchisee 7nav not c^.anae the cable channel placement of the public broadcast station(s) without the Revenue Collector's written aoorcval. his recuirement shall apply to all franchises granted, renewed, assigned or modified after the effective tate of the ordinance codified in this section. 4.20.100 Standards for service -- `4inimum recruiremen.ts. A. The City may require franchisee to deliver to subscriber terminals to those television broadcasts and cablecast signals .which are now or hereafter authorized fer carriage by the FCC. The signals produced by the system shall be of ,high quality throughout the system with no difference perceptible to viewers whether in close proximity to the head -end or at the farthest extensicn of the trunk line. 3. Franchisee shall distribute in color those televis.ion signais which it receives in color. The system, as installed, shall be capable of passing standard black and white and color video channels with associated audio signals without material degradation and with no phase shift and no effect on color fidelity and intelligence. C. 1. Franchisee shall render such service to subscriber as will meet 'technical and performance requirements of the franchise. At a minimum, franchisee -47- TBM/TITLE4 shall provide the.broad categories.of services and mix, quality, and level of programming represented to the City in the application and'made a part of the franchise agreement. 2. As an aid to City in monitoring signal strength and quality, franchisee shall provide City with copies of all FCC Signal Performance Reports. Should.the FCC no longer require signal performance reports, franchisee shall make and submit such performance tests and reports in response to written request by the City. Any time the signal does not meet.FCC standards or the standards of franchisee's an as incorporated in the ordinance granting the franchise, franchisee shall make a pro rata rebate, in money or in services, to each subscriber based upon the percentage by which the signal.falls below standard ana upon the length of time that such condition nas existed. Such rebate shall be made to the satisfaction of each subscriber, or of Citv if agreement with the subscriber cannot be reached. D. Franchisee shall provide program origination if so recuired by the FCC or the ordinance granting the franchise. E. Franchisee shall render efficient service, making repair oromptly and interrupting service only for good cause and for the shortest possible time; anv scheduled interruptions, insofar as possible, ahail be preceded by notice given to subscriber at least 24 hours in advance and shall occur during periods of minimum use cf the system. F. Franchisee must retain and '-ave available emergency personnel capable of performing emergency repairs and maintenance 24 hours a day, every day, _ncluding weekends and holidays. The Revenue Collector may waive or modify this requirement if franchisee can demonstrate that it is not economically feasible to provide such emergency personnel. G. Franchisee shall notify the Revenue Collector within 48 hours of when the cable television system is down, when the system is having difficulties which may affect services to the subscriber, or when franchisee's telephone lines are out of service, in order that the Revenue Collector is able to advise those subscriber who contact the City due to inability to reach the cable operation In addition, franchisee shall advise the Revenue Collector, by telephone and in writing of all scheduled maintenance which will cause disruptions to service, and of any outages cf more than four hours duration. TBM/TITLE4 H. A line item on each bill to the subscriber shall describe any credits for interruptions, and credit(s). shall automatically be given on a pro -rata basis to any sub- scriber(s)-affected by interruption(s) of service for more than two hour due to actions or outages under the contr.ol of the franchisee, exclusive of scheduled repairs or maintenance that franchisee has provided advance notice of to subscriber; for such interruption(s) of service not under the control of the franchisee, credit(s) shall be given .on_a pro -rata basis upon the.request of the subscriber(s). . I. Franchisee shall maintain and upgrade the system and services to -reflect feasible_technical.and economic deveioo_ments occurring during the term of the franchise which will benefit the public in terms of new and more effective and efficient service and to orovide a state-of-the-art cable television system which meets the interests and needs of the community during the-erm-of the franchise. ,ranchisee shall provide and maintain continuous service to subscribers unless allowed :t.erwise by the FCC. Franchisee may petition the FCC to authorize the suspension or abandonment of service upon such reasonable terms and conditions as may be prescribed by the FCC. A coov of any such petition snail be filed with the countv-enaineer concurrently with the filing of the oetition with the FCC. K. Upon recuest of subscriber or ootent'al subscriber, franchisee stall provide a mornina (be -Fore 12 noon) or afternoon (after 12 noon) service call or instal- lation appointment. Should `ranchisee be unable to keep the appointment, subscriber shall be notified at the earliest possible opportunity, and shall be rescheduled cn a priority basis. 4.20.110 _nstal_aticn -- Technical documentation. franchisee snail provide the Revenue Collector with complete technicai documentation of the cable television system as installed. Said documentation shall include, but is not limited -o, head -end equipment and location, satellite location and tecnnicai parameters, and the backbone cable routine but need not include each subscriber drop. Such documentation shall be sent to the Revenue Collector within 60 days of initiation of subscriber service and shall be updated as necessary. -49- TBM/TTTLL 4 0 4.20.120. Subscriber complaints " Investigation, resolution and recordkee ing. A. Response to subscriber complaints shall be initiated within one business day of receipt and the resolution of subscriber complaints shall be effected by the franchisee not later than three business days after receipt of the complaint. Should a supervisor not be available when requested'by a subscriber, a supervisor shall return the subscribers telephone call at the earliest possible time and in no event later than the end of the next business day. If a subscriber has notified franchisee in writing that a bill is in dispute, franchisee shall not terminate service pending resolution of the dispute, nor shall the account be turned over.or reported to a collection agency, provided that the remaining balance of the bill is current. A bill shall not be considered to be in dispute solely by reason of nonpayment by subscriber. S. upon complaint by any subscriber, franchisee shall have the burden to satisfy the Revenue Collector that a signal is being delivered which is of sufficient strength and quality to meet standards contained in the FCC rules and regulations, as well as the City standards in effect during the term of the franchise. The Revenue Collector may, upon consideration of the complaint and evidence supplied by franchisee, order that the franchisee award :he appropriate credit to the complaining subscriber. C. Franchisee shall maintain a written complaint record containing the following information: 1. Date and time of subscriber complaint; 2. Identification of the complainant by name, address and telephone number; .3. Description of one nature of the complaint; 4. A record of when and what action was taken by franchisee to resolve the complaint. D. The complaint record shall be kept at franchisee's local office for a period of two year after receipt of any such complaint. A copy of said complaint record shall be submitted by franchisee to the Revenue Collector upon franchisee's application for extension of �1t TBM/TITLE4 r service area(s), modification, transfer or renewal of franchise and within 10 days following receipt of a written request therefor from the Revenue Collection. 1. If required by the Revenue Collector, said complaint record shall contain a semi-annual (through June 30th and through December 31st) breakdown indicating the total number of complaints received for the preceding reporting period, and'shall indicate the major classifications of complaints as follows: construction, billing customer relations%service, miscellaneous. E. Throughout the term of the franchise, franchisee shall maintain an outage log showing the date, approximate time and duration, type and probable cause of all head -end, trunk or distribution line service failures. The log shall also include information relating to routine testing or scheduled :maintenance outages. A copy of said outage log shall be submitted by franchisee to the Revenue Collector within 10 days foiiowing receipt of a written request therefor from the City. 4. 20.122 Special tests and reports. When complaints have been i-nade, evidence indicates an unresolved controversy or significant noncompliance with franchise standards, or when circumstances exist which, in _ne judgment of the Revenue Collector, cast doubts upon the reliability or quality of cable service, `he Revenue Collector may require franchisee, at Franc^:'see's cost, to test, analyze and provide a written report ori the performance of the system. Said renort.shall be delivered to the Revenue Collector, no later than _4 days after franchisee is notified, in writing, of the -eauired ren_ort and shall include the following _..=ormation: nature of the ccmniaints which precipitated the sa_ecial tests; what system component was tested, the equipment used, and procedures employed in said testing; the results of such test; and the met.ca in which said complaints were resolved. -he Revenue Collector may require that tests and analyses be supervised by an independent professional encineer acceptable to the City. The cost of such tests shall be borne by the franchisee. The tests shall be Forwarded to the Revenue Collector with a report interpreting the results of 'the tests and recommending actions to be taken. 4.20.124 Subscriber=erminal test requests. Franchisee shall, union reasonable request cr complaint by a subscriber, gerForm such tests as necessary at the sub- scriber's terminal to establish whether a signal of requisite quality is being delivered to the subscribers -51- T3M/TITLE4 a premises. The results of.such test(s) shall be given to the subscriber as soon as the test is completed and evaluated, and in no event later than 10 days after the test is conducted. Results of such tests will be submitted to the Revenue Collector, upon request. 4.20.126 Periodic review of system aualitv.. The Revenue Collector shall have the right to conduct periodic reviews of the performance and quality of the system during the term of the.franchise. The record of subscriber complaints, the record of performance tests and other tests or surveys conducted shall be included in the review. 4.20.130 Notice and information to subscribers. A. Prior to or at the time of installation, franchisee shall provide each new subscriber with written information regarding: 1. A listing of all services, packages and rates.available at the time, including billing options and dispute procedures, refund procedures, and company policies regarding_ disconnection and reconnection services and charges; a. if franchisee :has elected to utilize line item charges for franchise fees, copyright and otter fees as oermitted under Section 634 of the Cable.Act, any such listings, whether written or oral, .shall disclose to the prospective subscriber the total costs associated with receiving cable services. Prior to the issuance of any such notices, a copy shall be submitted to the Revenue Collector for review and approval of the notices. 2. The availability of any devices required by federal, state or local law, such as, but not limited to, parental lock box device and a switching device ("A,/B" switch), and any fees or charges associated with receiving the devices; 3. The address, telephone number and hours of business of franchisee's local office for service and resolution of complaints for the franchise area; 4. identification of the City, including address and telephone number, as the referral agency, in a form of language to be provided by the Revenue Collector; 5. A separate, written notice containing information regarding protection of subscriber privacy -52- TBM/TITLE4 rights as specified under Section 631 of she Cable Act. Said notice to subscribers retarding protection of privacy rights shall be issued in a separate,.written notice at least once a year thereafter; 6. Other appropriate information regarding franchisee's system as required by the Revenue Collector. B. Franchisee shall also provide a separate, written notice to all subscribers every six months or as required by the Revenue Collector, which identifies the department as required in subsection (A)(4). 1.. Semi-annually, the Revenue Collector shall provide the.language of the notice to be issued to new and current subscribers. Failure -o circulate the notice every six months as recuired in this subsection 3 shall result in the franchisee being assessed a fine of one dollar per subscriber oer.:,,cnth until such time as notification is made -o subscribers as.reeuired. C. 1. The notices required in subsections (A)(5) and (3) of Section 4.20.130 :nay be incluced.in r_:^e mailing of the subscriber's .billing statement, bur- spall not be accompanied by any promotional materlals. 2. Franchisee shall place :^e Revenue Collector on a :nailing list for the notices required in subsections (A)(5) and (3') of this Section 4.20.130. 4. 20.140 Local business office reau _4 - erne nts. A. Franchisee shall maintain a local business OL -ice wi-=^.in the City and provide the Revenue Collector with the name, address and telephone number of t_he persons) who will ac- as the franchisee's agent(s) for eenerai management of the system and to receive complaints regarding quality 0 service, equipment malfunctions, and similar matters. Franchisee shall advise City of a chance of franchisee's agent s) within five working days of any such chance. The focal office shall be open to receive.inquiries or complaints from subscribers during normal business hours. A toll-free p^one number snail be available to all subscribers located within t_".e franchised area for the reDcrtinQ of service probiems.on a 24 hours per day, seven days oer week, 365 days per year basis. 3. Franchisee shall provide sufficient teleohone lines, either adequately staffed or with answering capability, providing, at the minimum, emergency referral -53- TBM/TITLE4 �. 41 • . information. Franchisee shall return calls for services or complaints received during normal business hours within Lour business hours of receipt, ana shall promptly investiaate and resolve all calls for service and complaints. During periods when answering service or machine is used,. franchisee shall provide on-call-o_ersonnel who shall contact the answering serviceimachine, at a minimum, every four hours to check on requests for service and complaints. C. In order to. determine whether sufficient teleohone lines are Drovided, the Revenue Collector may require that a busy study, traffic study or other study be conducted, at franchisee's expense, if any, by the local telephone companv. Should franchisee have its own teleohene equipment which can report on telephone line(s) usage, the franchisee may submit such report from its own system. D. Should the Revenue Collector determine that insuffi.._ent telephone lines or _nadea_uate staff exists, franchisee snail take necessary steps to ensure that adequate te-eD_hcne lines or staffing are available for normal, daily activities. Consideration shall be given for periods of promotional activities or cutages. The MIOnthly billing period shall be ccnsidered as a normai, daily activity for purposes of determining adequate telephone lines and/or staffing. 4.20.150 Pates and rate clances =xceot to the extent oreemoted by _eceral or state laws and regulations, the procedures ana s.tanaaras set =ort:n i. `his section shall prevail exceD_t as modified by the ordinance granting the franchise. ?,.For new and newly renewed franchises, during the first year of operational service offered to subscriber, franchisee shall charge a subscriber no more for its services than the rates and charges initially approved by the City Council when cranting the Francnilse. Franchisee shall not change rates or charges unless such chances are approved or authorized in the manner provided in this section. B. 1. For existing franchises and after the first year of operative service to subscriber, for new and newly renewed franchises, Franchisee shall rotiLv the Revenue Collector.of any proposed change in rates or charges. The notification shall include a written list. showing the rates and charges currently in effect and the proposed changes. The notice shall also include the ustificatioh(s) for the proposed change(s). -54- TBM/TITLE4 r d; 2. Within.30 days after submission of franchisee.'s proposed changes, the Revenue Collector, in his or her sole discretion, shall either approve or disapprove of the proposed changes, or any of them, and shall notify franchisee of the decision. To the extent that any proposed change is disapproved, the Revenue Collector shall set forth in writing findings of fact for disapproval. 3. Franchisee shall not take any action to change rates or charges until authorized to do so by the Revenue Collector, or as a result of an appeal taken as indicated in this section. C. Franchisee may, within 10 days after mailing of the notification of decision, appeal such decision to the Citv Council. Upon receipt of the appeal, the Council may take any one of the following actions: 1. Approve the decision; 2. Refer the matter back to the Revenue Collector with or without instruction; 3. Set the matter for public ':earing before itself; such public hearing shall be held de Novo as if no hearing previously had been neia. 4..20.160 Notice to subscriber of discontinuance of service for nonrDayment. Franchisee sna11 oroviae at east 60 days written notice to a subscriber prior to discontinuance of service for nonpayment. The notice shall contain the date, time and place by which payment must be made in order to prevent disconnection of service. 4.20.165 Restoration of service disconnected in erre-. -- No charce tc subscriber. n the event franchisee has improperly or inadvertently disconnected cable services to a subscriber, franchisee snail arovide for restoration without charge to subscriber within two business days of discovery of disconnection. + 4.20.170 designation of franchisee Lees and other line items on subscribers' statements -- Required notices. Franchisee shah notify subscribers at least 30 days.prior to.the first inclusion of franchise fees and/or other line items on their statements, as permitted in Section 622(o) and (g) of the Cable Act. Said notice shall explain the election to use lire item designations and the effects such designations shall have on the total costs associated with receiving cable services. No such notice shall be issued to -55- TBM./TITLF.4 subscribers until the City has reviewed and approved the notice. Any designation of franchise fees as a separate line item on the.statement shall use the term "franchise fee. 4.20.180 Requirements of notice of or000sed changes in rates, charges, tier.inq or carriage. Whether or not the franchise is subject to rate regulation by the Cit,, franchisee shall provide notice to subscribers and the City. of chances in rates, charges,.tiering or carriage as provided herein: A. Franchisee shall notify all subscriber, in, writing, of any proposed changes in subscriber rates, charges, tiering or carriage at least 60 days in advance of the effective date of such oronosed changes. In no event shall a subscriber be billed.for service at the increased rate or charge prior to the delivery of the notification to the subscriber. B.. Franchisee shall notify the Revenue Collector, in writing., of any proposed changes in subscriber rates and charges, tiering or damage at least 90'cays in advance of the effective date of such proposed chances. Tl -ie notification to the Revenue Collector shay_ _-:clude a _:st showing the rates and charges currently in effect anc _he proposed changes. Only those rates and c::narces -nat are on file with the department may be charged to subscribers. C. If it is impractical or impossible for franchisee to orovide above notifications cue to conditions beyond franchisee's control, franchisee shall give reason- able notice to subscribers and the Revenue Collector. D. In the event of a rate increase, retiering or other change(s) in service by Franchisee, subscribers may. downgrade or disconnect service without charge; provided, however, that charges may be imposed for failure to return converter boxes, remote controls or other equipment owned by the franchisee. . 4. 20.190 Preference to certain subscribers prohibited. Franchisee shall not grant any preference or advantage to any person or group, nor subject any person or group to prejudice or disadvantage as to rates, charges, services, service facilities, rules and' regulations or in any other resnect relative to the rights granted under the franchise. Nothing in this section shall prohibit the franchisee from offering limited, promotional specials, nor from offering bulk or discount billings. -56-