HomeMy WebLinkAbout1993-08-24 - AGENDA REPORTS - REQUEST RIGHTS TRACT 34430 (2)AGENDA REPORT
?CItyMa gerA proval
Item to be presented b
Carl Newton
CONSENT CALENDAR
DATE: August 24, 1993
SUBJECT: June 25, 1993 Request from David Breler, related to vested rights for Tract
34430
DEPARTMENT: City Attorney
BACKGROUND
On June 25, 1993, staff received a letter from Mr. David Breler questioning the City's ability to
Impose fire facility fees at building permit stage for each single family home located within Tract
34430. Mr. Breler represents the Santa Ciarita Company, the project developer. The letter argues
that the City had previously extended the project a vested right to proceed and that the Imposition
of fire fees at building permit stage is in conflict with vested rights. The fire fees were adopted after
the tract map was approved and recorded.
Generally, a vested right allows an applicant to proceed on a project under rules In effect at the
time the application was deemed complete. This vested right does have an expiration date (two
years from recordation, If an extension Is not granted). The final map for this project recorded In
1988.
In summary, staff and the City Attorney disagree with this argument as this vested right has expired
on the map, thereby allowing the City to Impose the fee.
Staff recommends that the City Council:
Review and file the August 17, 1993, letter from the City Attorney to the Council and direct
the City Attorney to send the letter to Mr. Breler.
ATTACHMENTS
January 25, 1988 letter to City Council from the City Attorney re: vested rights - Tract 34430
June 25, 1993 letter to City Attorney from Mr. David Breler
August 17, 1993 letter from City Attorney to the City Council
GAH:GEA:
councirarvest.gea
APPROVED
Agenda Item:.
AGENDA REPORT
ity Manager Approva
Item to be presented by:
J.
Carl Newton
CONSENT CALENDAR
DATE: August 24, 1993
SUBJECT: June 25, 1993 Request from David Brier, related to vested rights for Tract
34430
DEPARTMENT: City Attorney
BACKGROUND
On June 25, 1993, staff received a letter from Mr. David Breier questioning the City's ability to
Impose fire facility fees at building permit stage for each single family home located within Tract
34430. Mr. Breier represents the Santa Clarita Company, the project developer. The letter argues
that the City had previously extended the project a vested right to proceed and that the Imposition
of fire fees at building permit stage Is In conflict with vested rights. The fire fees were adopted after
the tract map was approved and recorded.
Generally, a vested right allows an applicant to proceed on a project under rules in effect at the
time the application was deemed complete. This vested right does have an expiration date (two
years if an extension is not granted).
In summary, staff and the City Attorney disagree with this argument as this vested right has expired
on the map, thereby allowing the City to Impose the fee.
RECOMMENDATION
Staff recommends that the City Council:
Review and file the August 17, 1993, letter from the City Attorney to the Council and direct
the City Attorney to send the letter to Mr. Brier.
January 25, 1988 letter to City Council from the City Attorney re: vested rights - Tract 34430
June 25, 1993 letter to City Attorney from Mr. David Breler
August 17, 1993 letter from City Attorney to the City Council
GAH:GEA:
counciharvest.gea.
LAW OFFICES
BURKE, WILLIAMS & SORENSEN
fill WEST 51%TM STREET. SUITE 2500
LOS ANGELES, CALIFORNIA 90017
12131 236-0600
MARTIN J BURNC'
ROBERTV WARDEN
JAMCS T. BRADSHAW. JR'
NIM E. MCNPLLY
MARX C.... IR'
MA.IANN UMµ GOOONINO
MARTIN L SURNC'
TIMOTHY B. M109NER
CARL N. NCAT.N'
RITA J MVNSON
J ROBERT FLANORICN'
STEVEN 1 GAW50N
NORMAN E. GAART
TERRY P. NAUFMAMN
COWARO M. FON-
STEPHEN R. ONSWT
OCNM19 P BURN.'
JOAN E. CAVANAVGN
LCIANO C. DOLLEY'
MAR. O. X .SLC•
COLIN LANNANO
PETER O. TREMSLAY
MEIL F. I.L.'
I.S.F. P ..CNMAN
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CHARLES M. CAL ... 0.-
ANTHONY.. CONOOTTI
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PAUL C. ANDERSON
RAYMOND L FUENTES'
BRCNOA L DIEDERICN$
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TIMOTHY V P. GALLAOHE.
VIRGINIA R. PESOLA
JOHN J. WELSH
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MARY JO SNELTOAG.TCNE.
S. OEPCN STR %TSMA
JCF..EV NIGHTLINGER
DOM O.NIRCAER
PENNY PARTON
MICHELE R. VADON
TIMOTHY O. CREMIN
9COYT I. FICLD
GRE ... T 0. OMUI
MARY R.. U. GAlLe
N.HNCTN O. ROSCLL
RUFUS 4 YOUNG, JR.
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CAROL R. VICT..
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'FROFC5810N4. CORPORATION
1A POORSSIONAL ASSOCIATION ADMITTED IN MmSAS 0 NISSOOM
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AAOMITTEO IN CAVFORM4 6 WASMINOTON. 0.4
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IAX:6.5188.1
TELECOPIER: (2131 236-2700
HARRY C. WILLIAM.
401R-IOOT
ROYAL M. SORCNSEN
OOMHOB31
August 17, 1993
Mayor and Members of the City Council
City of Santa Clarita
23920 Valencia Boulevard, Suite 300
Santa Clarita, California 91355
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AUG 1 71993
LYNN LZ, HMMS
"NACtoR of CommunFIV nA••
VENTURA COUNTY OFFICE
2310 A ....... A DRIVE
SUITE 1
CAMARILLO. CALIFORNIA OSOO
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ORANGE COUNTY OFFICE
3200 S.ISTOI STRCET
SUITE 690
COSTA MESA, CALIFORNIA 02620
17.1 0983550
BURNE, WILLIAMS, SORENSEN 6 SAAR
LIGHT.. RLA2.
2300 COLLAGE BOULEVARD
BUITC 220
...RING RPR.. KANSAS BE...
10131330-BR10
WRITERS DIRECT DIAL
(213) 236-2708
OUR FILE NO. 02012-017
Re: Response to June 25, 1993 Letter of David Brier,
Esq. regarding Rancho Financial Associates
Dear Mayor and Members of the City Council:
This letter addresses the issues raised by David H. Breier,
Esq, representing Santa Clarita Company, the successor to Rancho
Financial Associates, Ltd. ("Rancho"), in a letter dated June 25,
1993. In his letter, -Mr. Breier wrote that heisof the opinion
that fees to fund fire protection facilities are not assessable
at the time building permits are obtained for the lots on Vesting
Tentative Tract No. 34430. The conclusion of this response is
that the City Attorneyfs office disagrees with Mr. Breier's
opinion.
On January 25, 1988, the City Attorney's office wrote an
advisory opinion to the City Council ("Advisory Opinion") which,
in part, reached the conclusion that Rancho had acquired a vested
right to proceed with that portion of the Project which is
described within Vested Tentative Map 34430 and CUP 85-147. The
City 'Council subsequently confirmed the Advisory Opinion.
This letter will review the Advisory Opinion and then
provide an analysis of whether fees to.fund fire protection
facilities are assessable at the time building permits are
obtained for lots located on the property of Vesting Tentative
Mayor and Members -of the City Council
August 17, 1993
Page 2
Tract No. 34430. This letter concludes that such fees are
assessable at -the time building permits are obtained:
1. Advisory Opinion Letter
The Advisory Opinion noted that vested rights may be
acquired under either the common law or by statutory law.
California common law dictates that when an owner of
property performs substantial work and incurs substantial
liability in good faith reliance upon a permit issued by the
government, that owner acquires a vested right to complete the
project in accordance with the terms of the permit. (Avco
Community Developers Inc v South Coast Regional Commission
(1976) 17 Cal.3d 785, 791.) Once a right vests, the government
may not change its land use rules to prohibit the project which
was authorized by that permit. (Id.)
In following the above-stated.Avco rule, the Advisory
Opinion noted that the proper analysis to determine whether
Rancho's rights were vested, was to investigate (1) the type of
permit issued by the County of Los Angeles, (2) the expenditures
by Rancho, and (3) the good faith activity by both Rancho and the
newly incorporated City of Santa Clarita.
The Advisory Opinion first discussed whether the permit
issued by the County of Los Angles in this matter, CUP 85-147,
constituted a sufficient permit to grant a vested right under the
common law. The Advisory Opinion noted that courts have held
that building permits are generally required to establish a
vested right, but that a conditional use permit might be
sufficient to vest rights if it is sufficiently specific. (See
Avco, at 793-794.) The Advisory Opinion noted that no case has
decided the level of specificity required in a conditional use
permit, and thus relied heavily on the fact that Rancho also had
a vesting tentative map under statutory law to reach the
conclusion that Rancho had a sufficient permit to receive a
vested right under common law. The Advisory Opinion noted,
however, that approval of a Final Map alone is not a sufficient
permit to give rise to a vested right.
With respect to the last two requirements of obtaining a
vested right, -the Advisory Opinion observed that Rancho appeared
to have made substantial expenditures (based on information
received from Rancho) and to have acted in good faith.
Mayor and Members of the City Council
August 17, 1993
Page 3
Therefore, Rancho appeared to have acquired vested rights with
respect to the lots on CUP No. 85-147.
As noted above, a vested right may also derive from the
statutory law of vesting tentative maps. (Government Code
Sections 66498.1 to 66498.8.) The Advisory Opinion noted that
"inasmuch as statutory law is good law . . . Rancho has a vested
right (under Government Code Sections 66498.1 to 66498.8] as to
that portion of the Project which comes within the Vested
Tentative Map.'t
2. Analysis
Mr. Breier has asked our office to confirm his opinion that
fees to fund fire protection facilities are not assessable at the
time building permits are obtained for lots located on the
property of Vested Tentative Tract No. 34430. The City
Attorney's office disagrees with Mr. Breier and will not.so
confirm his opinion for the following reasons.
First, the statutory vested rights have expired. Government
Code Section 66452.6(g) provides that the rights conferred by a
vesting tentative map shall not last for more than two years from
recordation of the final map unless extended. With respect to
Vested Tentative Tract No. 34430, it is not alleged that any of
the circumstances exist which would extend such rights.
Second, any common law vested rights have also expired
because, as discussed above, our office in 1988 relied heavily on
the fact that Rancho also had a vesting tentative map under
statutory law to reach the opinion that Rancho had a sufficient
permit to receive a vested right under common law. Because the
statutory vested rights from the vested tentative map have
expired, the common law rights, if any, have also expired.
Third, even if the common law vested rights have not
expired, such rights would not include a right to be free from
the imposition of fees such as those required to fund fire
protection facilities. The vested rights doctrine is based on
the doctrine of estoppel which may be applied against the
government where justice and fairness require it. (Santa Monica
Pines. Ltd. V. Rent Control Board (1984) 35 Cal.3d 858, 866-867.)
"An equitable estoppel requiring the government to exempt a land
use from a subsequently imposed regulation must include (1) a
promise such as that implied by a building permit that the
proposed use will not be prohibited by a class -of restrictions
ux:6sisa.1
Mayor and Members of the City Council
August 17, 1993
Page 4
that includes the regulation in question and (2) reasonable
reliance on the promise by the promisee to the promisee's
detriment." (Id.) In Santa Monica Pines, the court doubted
whether.an approval of a subdivision map for condominium
conversion could lead to a vested exemption from a subsequently
enacted rent control law requiring a removal permit.
In this matter, the County of Los -Angeles did not approve
a building permit, but rather a conditional use permit and a
vesting tentative map. The promises implied by the approval of a
conditional use permit and a vesting tentative map are less
extensive than those implied by a building permit and would not
include a right to be free from the imposition of fees such as
those required to fund fire protection facilities.
Even if common law vested rights currently exist, they would
not exempt building permits on lots under CUP 85-147 from the
imposition of fees required to fund fire protection facilities
for additional reasons. Mr. Breier cited dicta from the case of
(1988) 44 Cal.3d 839 to support his position that fees would
impair Rancho's vested rights. However, the court in Russ did
not actually address the issue of whether fees would impair
vested rights, therefore, its language on this issue is not
binding precedent. other cases which have addressed the issue of
subsequently enacted fees have consistently upheld a local
government's right to impose such fees when building permits are
obtained. (Fontana Unified School District v City of Rialto
(1985) 173 Cal.App.3d 725; Laguna Village. Inc. V. County of
Orange (1985) 166 Cal.App.3d 125; McLain Western #1 v. County of
San Diego (1983) 146 Cal.App.3d 772 (holding that the county was
entitled to impose a school facilities fee even though the
development had been granted tentative -map approval and final
maps were recorded prior to the adoption of the school fee
ordinance).) In spite of the fact that; as Mr. Breier notes,
none of these cases examined a situation where vested rights had
arisen, their holdings are instructive.
In Fontana, the court held that a city could impose school
fees as a condition to obtaining building permits even though the
city had approved the.tentative map before the enactment of the
school fees ordinance. The court reasoned that the builder must
comply with all current laws in obtaining a building permit
because the issuance of a building permit was -not merely a
ministerial act. (Fontana, 173 Cal.App.3d at 732 (citing Avco,
17 Cal.3d at 795, for the general proposition that a builder must
LAX:651U.1
Mayor and Members of the City Council
August 17, 1993
Page 5
comply with the laws which are in effect at the time a building
permit is issded).) By this:reasoning, since Rancho never
obtained building permits, the City could impose school fees as a
condition to the issuance of such permits.
Further, in Laguna Village, a case with facts similar to the
present matter in that a tentative map and a conditional use had
been approved, the court also upheld the imposition of school
fees as a condition for building permits even though the school
fees ordinance had been enacted after the tentative.map and
conditional use permit had been approved.
Finally, it appears that Rancho has not expended actual
building costs on the 163 lots at.issue. Since vesting of rights
requires actual reliance (see Avco, 17 Cal.3d at 791), the fact
that Rancho did not build on the lots at issue would make it less
likely that they have vested rights.
3. Conclusion
Therefore, it appears that fees to fund fire protection
facilities are assessable at the time building permits are
obtained for lots located on the property of Vesting Tentative
Tract No. 34430.
If you have any questions or comments, please do not
hesitate to contact me.
cere
CARL K. NEWTON
of BURKE, WILLIAMS & SORENSEN
cc: George Caravalho, City Manager
Lynn Harris, Deputy City Manager/Community Development
Timothy.B..McOsker, Esq.
Elizabeth M. Calciano, Esq.
wc:6sisa.t
Ll
DAVID H. BREIER
IRWIN E. SANDLER
SANDLER•& BREIER
ATTORNEYS AT LAW
10050-WILSHIRE BOULEVARD, SUITE 1075
LOS ANGELES, CALIFORNIA 90024
June 25, 1993
Carl Newton, Esq.
BURKE, WILLIAMS & SORENSON
One Wilshire Building
624•South Grand Avenue
Los Angeles, CA 90017
TELEPHONE 13101 474-7600
FAX 13101 474-7404
Re: Vesting Tentative Tract No. 34430
Final Tracts Numbered 43519, 43518 and 45284
Dear Mr. Newton:
We represent Santa Clarita Company, the..suocessor to Rancho
Financial Associates Ltd. ("Rancho"), with
referenced tracts. The purpose of this
whether you agree in our opinion that the
by our client as successor to Rancho ma]
imposition of fees adopted pursuant to
(authorizing the establishment of a fee t
facilities).
respect to the above -
letter is to inquire
vested rights acquired
ce it exempt from the
Ordinance No. 92-15
D fund fire protection
On January 25, 1988 you wrote to the City Council an advisory
opinion, a copy of which is attached hereto for your convenience.
In that advisory opinion you concluded that Rancho had a vested
right to proceed with development of the land identified as Vesting
Tentative Tract Map No. 34430. You also indicated that the City
Council may confirm the conclusions of that advisory opinion.
Subsequent to that letter the City Council did confirm the
conclusions and thereby granted to Rancho a vested right to
complete its project.
Since the time that the City Council confirmed your conclusion
regarding the vested rights acquired by Rancho, Santa Clarita
Company succeeded to Rancho's interest. Santa Clarita Company.,
along with its predecessors, developed the property to accommodate
the residential development authorized by the tract by grading,
constructing roads and installing utilities. In addition, Santa
Clarita Company, along with its predecessors, have constructed
approximately 63% of the residential units authorized by the tract
approval.
Santa Clarita Company now desires to sell 163 lots to an
another builder and a question has arisen as to whether fees
Carl Newton, Esq.
June 25, 1993
Page 2 of 3
to fund fire protection facilities are assessable at the time that
building permits are obtained.
In our opinion, such fees are not assessable against
development that has. obtained a vested right prior to the time the
ordinance imposing those fees was adopted. We base our opinion on
the language of the Supreme court of California in the case of Russ
Building Partnership v. City and Count of San Francisco, (1988)
44 Ca1.3d 839; 750 P.2d 324. This case involved the development
of a large commercial building in San Francisco -where the developer
had expended substantial sums constructing the building and also
incurred substantial obligations pursuant to contracts. After
substantial funds were expended on the project, but before
completion, the City of San Francisco passed a "Transit Impact
Development Fee" requiring developers to pay fees at the time
building permits were approved. The developer obtained his
building permit prior to the time the ordinance -was adopted;
however, the building permit provided notice that the developer may
be subject to a transit fee in the event an ordinance were. adopted.
In deciding the case, Associate Justice Broussard stated,
"Plaintiffs had been issued building permits,
had began construction, and had made a
substantial financial commitment to their
projects almost. two years before the City
enacted the TIDF Ordinance. Thus, they had a
vested right to complete the buildings and
occupy them under the conditions contained in
the permits. It is c7 aar rt, -4- ; � ,U_
conaition application of the latter enacted
TIDF Ordinance to Plaintiffs would impair
their vested rights and violate due process."
(emphasis ours)
We feel that this case is on all squares with the position of
Santa Clarita Company in that Santa Clarita Company's predecessor
acquired a vested right to complete its project, including the
vested right to obtain building permits without further regulations
being imposed.
We do not believe the subsequent District Court of Appeal
cases dealing with the issues of subsequently enacted fees would
apply in Santa Clarita Company's case. That is, such cases as
Carl Newton, Esq.
June 25, 1993
Page 3 of 3
McLain Western v. County of San Diego (1983) 146 CA.3d 772, 194 CR
594, donotapply to Santa Clarita's case since the McLain case
dealt with a fee that was imposed prior to a building permit being
obtained; and, therefore, prior to the builder acquiring a vested
right. Other cases such as McLain dealt with the same issues.
However, in Santa Clarita Company's case, a vested right was
obtained and therefore the language of Justice Broussard in the
Russ case should apply.
We would appreciate your reviewing this letter and your
advisory opinion and advising us if you agree with our opinion.
Your cooperation will be appreciated, and should you have any
questions please do not hesitate to contact the undersigned.
Very truly yours,
SANDLER & BREIER
By
DAVID H. BREIER
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LO$ ANGELES'. CAUpORNIG 90011
January 25, 1988
Mayor and Members of the City Council
City of Santa Clarita
21021 Soledad Canyon Road, #101
Santa Clarita, CA 91351
Re: Rancho Financial Associates' Vested Rights
Dear Mayor and Members of the City Council:
3.. '$ •JS GG
This letter is in rezponse to a request for an
advisory opinion as to whether the City may enter into an
agreement with Rancho Financial Associates, Limited (Rancho)
to affirm any vested right in the Pamplico and Open Crest
Drive Project (Project). It is our opinion that the City
Council cannot, and should not, enter into any agreement
which purports to limit its police power to regulate land
use, other than a development agreement pursuant to law.
However, the City may by minute action confirm the contents
of this letterwhich recites the applicable law and reaches
the conclusion that Rancho has acquired a vested right.
With this letter, the City attorney for the City of
Santa Clarita advises the City that, based upon the
statutory law, common law and information supplied to this
office by the developer, Rancho has acquired a vested right
in that portion of the Project which comes within the
"Vested Tentative Map" and the remaining portions for which
it has acquired building permits, and Rancho may proceed in
1
Mayor and Members of the
City Council
City of Santa Clarita
January 25, 1988
Page 2 .
substantial compliance with the Project. So long as Rancho
proceeds with the Project as planned, the City may not
withhold final map approval.
Please note that the conclusions of this letter are
particular to Rancho and this Project due to the unique
nature and circumstances of the matter which is now before
the.Council. The body of.this opinion describes that unique
character.
This question comes before the City Council because
Rancho has entered into agreements with the William S. Hart
Union School District (Hart) for the formation of a
Community Facilities District (CFD) pursuant to the Mello
Roos Community Facilities Act (Act). By this agreement,
Rancho authorizes the CFD to issue bonds which will be paid
by Rancho to Hart and the Saugus Union School District
(Saugus).
The money becomes owing to Hart and Saugus only if
the 535 units of the Project are, in fact, constructed.
Hart and Saugus will receive approximately $2,500.00 per
unit, plus amounts imposed by the voters in the School
Districts by election. The latter component is being
contested by some parties and litigation is pending.
However, if the bonds issue, Rancho has agreed to waive any
rights to claim that the taxes have been illegally imposed.
Rancho is not willing to proceed with the.bond
issue unless it has reasonable assurances that the Project
may continue to completion, and that the new City of Santa
Clarita will not impair the.process by altering the
applicable !`arid use regulations or refusing to grant final
map approval.
Therefore, the issues of vesting, whether by common
law or statutory law, are crucial to the completion of the
Project and subsequent school financing. To answer the
question of vesting, one must look to acts which occurred
prior to the incorporation of Santa Clarita. The County of
Los Angeles approved and caused to be recorded Final Tract
Maps 34614, 35572, 435171 43518, and 44378. These lots are
designated for a total of 340 detached single family
residential lots. The County of Los Angeles also approved
Mayor and Members of the
City Council
City of Santa Clarita
January 25, 1988
Page 3
"Vested Tentative Tract No. 34430," a portion of which has
been recorded by the recordation of Tracts 43517, 43518 and
44378. In all, the County of.Los Angeles has previously
approved, whether by Final Map, -or Vested Tentative Map, the
construction of 535 single family residential dwellings.
According to information supplied by Rancho, a
Conditional Use Permit (CUP) was approved by the County
which authorized construction of 469 residential dwelling
units on land within Vesting Tentative Map 34430. Such
approval was based upon specific site plans, grading plans,
street scenes, park plans and renderings.of the homes to be
built.
Additionally, this office is informed that final
grading plans and soil studies have been approved, grading
permits have been issued for final grading of home sites,
park sites, a school site, and roads. Building permits have
been issued for the construction of 172 detached single
family homes.
Rancho contends that grading of the property is 75%
complete, foundations for 45 homes have been laid, and five
homes are in the framing stage. Additionally, this office'
is informed that materials are in order and delivery is
pending. Rancho has expended $7,600000.00 for grading and
construction in reliance upon final construction approval by
the County of Los Angeles.
VESTED RIGHTS
._ A. Common Law
California common law dictates that when an owner
of property performs substantial work and incurs substantial
liability in good faith reliance upon a permit issued by the
government, that owner acquires a vested right to complete
the project in accordance with the terms of the permit.
Once a right vests, the government may not change its land
use rules to prohibit the project which.was authorized by
that permit. (Avco Community Develoers, Inc. v. South
Coast Recional Commission, 17 Cal. 3 785 (197 ).)
f
Mayor and Members of the
City Council
City of Santa Clarita
January 25, 1988
Page 4 _
Following from the Avco rule, the proper analysis
to determine whether a right is vested, is to investigate
(1) the type of permit issued by the County of Los Angeles,
(2) the expenditures by Rancho, and (3) the good faith
activity by both Rancho and the newly incorporated City of
Santa Clarita.
1. Permit Requirement
As for the government permission, there is some
authority to indicate that unless all permits are received,
the expenditure of funds will not vest any rights.
(Billings v. California Coastal Commission, 103 Cal. -App.
3d 729 (1980).) However, the leading case in development of
vested rights, Avco, holds a less absolute rule on what
permits are req= ri ed. In that case, the property owner had
obtained a zoning and subdivision map approval and was
building the infra structure.for the project. Although no
building permits had been issued, $2,750,000.00 had been
expended and incurred. The California Supreme Court ruled
that, by these facts, no matter how much money had been
spent, the lack of any building permits disallowed a vested
right, and the development could not proceed without
California CoastalCommissionapproval.
However, possibly crucial to the instant question,
the Avco Court did not decide.whether the building permit is
an.absolute necessity prior to rights vesting in all
cases. The court stated:
"[T]he commission concedes.that it
does not deem a building permit to be an
abs6lute requiremerit under all
circumstances for acquisition of a vested
right. It suggests that in rare
situations the government may grant
another type of permit, such as a
conditional use permit, which affords
substantially the same specificity and
definition to a project.as a building
permit, and that -in such instances a
builder might acquire a vested right even
though the document was not designated a
building permit. We need not decide
Mayor and Members of the
City Council
City of Santa.Clarita
January 25, 1988
Page 5
whether a governmental approval of the
type referred to by the commission
constitutes an exception to the rule
pronounced in Spindler and Anderson for
the proposed exception would not apply
here because none of the permitsobtained
related to identifiable.buildings."
(Avco, at 793-794.)
Rancho has supplied this office with a copy of.CUP
No. 85-147, which appears to have described the construction•
and the entire project with some specificity. It is the
opinion of this office that the CUP, coupled with the fact
of the Vested Tentative Map, discussed below, satisfies the
first prong of the vested rights test. However, this office
advises that the Rancho situation is unique in that the CUP
is accompanied by the Vested Tentative Map. No case has
decided what level of specificity is required by the dicta
in Avco.
The CUP is important because lower courts have held
that the approval of Tentative and Final Maps does not
affect the ability of the government to regulate the
issuance of subsequent building permits. In other words, a
vested right may be denied based upon permits which are not
building permits. However, the City cannot deny a Final Map
when the Tentative Map has been approved and the builder has
expended great sums of money io improve the land. In such a
case, Final Map approval is a ministerial act. (Youngblood
v. Board of Supervisors, 22 Cal. 3d 644 (1978).)
As for the building permits on the properties which
do not come within the Vesting Tentative Map 34430, is
discussed below, the City of Santa Clari.ta has not reviewed
the actual permits, but is prepared to rely upon the
statements of Kenneth Battram of Rancho Financial
Associates, Ltd. in a letter to the City Attorney; Carl K.
Newton, dated January 130 1988. That letter stated as to
the existence of building permits as follows:
(1) With respect to Final -.Tract Map 34614,
building permits were issued -by the County on
September 30, 1987.
J
Mayor and Members of the
City Council
City of Santa Clarita
January 25, 1988
Page 6
(2) With respect to Final Tract Map 35572,
building permits were issued by the County on
October 9, 1987.
(3) With respect to Final Tract Map 43517,
building permits were issued by the County on
October 9, 1987. However, this tract is part of
the Vesting Tentative Map, which is discussed
below.
(4) With respect to Final Tract Map 43518,
building permits were issued by the County on
December 1, 1987. However, this tract is also part
of the Vesting Tentative Map.
(5) With respect to Final Tract Map 44378,
building permits were issued by the County on
December 1, 1987. This tract is also part of the
Vesting Tentative Map.
Of the above tracts, this office would have a question as to
the 66 units of Tracts 34614 and 35572. If, as stated by
Mr. Battram, all of the permits are issued on these
properties, then this first prong of the vested rights test
is satisfied.
However, if not all -of the permits for the complete
residential units have been issued, the City is not prepared
to conclude that all rights in the Project have vested. For
example, if only grading permits have been issued, it is our
opinion that there can only be a vested right to grade.
Rancho, the possessor of the permits, is the party in the
best position to evaluate whether or not this office would
conclude that all rights have vested with respect to these
66 lots.
2. Substantial Expenditures
As for the second prong of the analysis, the
expenditures must be substantial. (Aires Development
Company v. California coastal zone Conservation Commission
48 Cal. App. 3d 534 (1975).) "Su stantial' meth
quantity and comparison. Therefore, even if $7,000,000.00
is not a large percentage of the total expenditure, that
Mayor and Members of the
City Council
City of Santa Clarita
January 25, 1988
Page 7
amount may still be determined significant. (Cooper v.
County of -Los Angeles, 49 Cal. App. 3d 34 (1975) (Cooper I),
Cooper v. County of Los Angeles, 69 Cal. App. 3d 529 (1977)
(Cooper II).)
Furthermore, the type of expenditure and its timing
is important. Only that which is spent after gaining a
permit should be considered. Additionally, only actual
construction costs, and not development costs, such as land,
options, and planning, should be considered. (Raley v.
California Tahoe Regional Planning Agency, 68 Cal. App. 3d
Based upon the foregoing law and information
supplied by Rancho, it would appear that Rancho has expended
substantial amounts of money in reliance upon permits issued
to it by the County.
3. Good Faith Reliance
Finally, the issue of vesting must be evaluated in
the context of the.good faith actions of the developer.
Judging from the case.established by Rancho, the developer
appears to have proceeded based upon the assurances by the
County, in that Rancho has not attempted to "hurry" the
project passed the regulating power of Santa Clarita.
Rancho has sought the legal Opinions of its attorney and
attorneys representing Hart. Furthermore, Rancho now seeks
assurances from the City.
This opinion letter also raises the issue of the
good faith of the City of Santa Clarita. Should the Council
decide to confirm these conclusions, any action taken by -'he
City in contravention of this opinion could be regarded as
suspect. By this letter, if it is made available to the
developer for the purposes of an assurance, the City.could
succeed in vesting Rancho with more of a right than it would
otherwise have. As you can see, our attempt to evaluate the
vested right, and our conclusion that there is a vested
right, could become a self-fulfilling prophecy.
Mayor and Members of the
City Council
City of Santa Clarita
January 25, 1988
Page 8
B. Statutory Law
While the above material has reviewed the common
law doctrine of vesting rights, there is also the question
of the Vesting Tentative Map of Tract 34430. In 1984, the
Legislature of California created a procedure for approving
tentative maps which vest the'iight of the developer to
proceed with the Project. (Government Code $§66498.1-
66498.8.) Agencies may now approve Vesting Tentative Maps,
which allow the developer to go forward with substantial
compliance with specified ordinances, policies and standards
in effect at the time of approval. In the Rancho -situation,
the ordinances and policies are those of the County of Los
Angeles.
Basically, the Vesting Tentative Map is the same as
any other tentative map, except the words "Vesting Tentative
Map" are printed on its face. (Government Code SS66424.5
and 66452.) Rancho has a map which is labeled "Vested
Tentative Map" relating to Tract 34430 and a Conditional Use
Permit 85-147, authorizing construction of 469 units on that
Map. The slight variation in the language does not appear
to effect the applicable legal conclusions.
An exception to. the statute provides that a Vesting
Tentative Map does not limit the ability of the City to
impose reasonable conditions on subsequently issued permits,
including building permits. (Government Code S66498.1(e).)
However, as Mr. Battram states in his letter to the City
Attorney, the permits have already been issued for that
property.. If he is incorrect, some conditions may still be
set by the City, so long as there is a direct relationship
between the—burden and the benefit.
Inasmuch as the statutory law is good law, and not
unconstitutional under a theory that the police power of a
local.government is given away, Rancho has a vested right as
to that portion of the Project which comes within the Vested
Tentative Map. As yet, no case has been adjudicated which
raises the constitutionality of Government Code g$66498.1,
et seq., and there is no reason for Santa Clarita to so
challenge the law regarding this matter.
Mayor and Members.of the
City Council
City of Santa Clarita
January 25, 1988
Page 9
CONCLUSION
In conclusion, it is the opinion of this office
that Rancho has a vested right to proceed with that portion
of the Project which is described within Vested Tentative
Map 34430 and CUP 85-147. Furthermore, assuming that Rancho
has obtained all building permits with respect to the 66
detached single family homes planned for Tracts 34614 and
35572, Rancho has expended a substantial amount of money in
good faith reliance.upon those permits, and thereby has
acquired a vested right to proceed with the Project in
compliance with policies and ordinances as of the date the
permits were issued.
The City may confirm the conclusions.of this
advisory opinion and issue the same to Rancho -in an effort
to fulfill their request for assurances.
If you have any questions regarding this matter,
please do not hesitate to contact me.
S erely,
-Carl K. Newton
of BURKE, WILLIAMS & SORENSEN
CKN/TSM/LTR5454