HomeMy WebLinkAbout1995-01-10 - AGENDA REPORTS - CDBG RESID REHAB EARTHQUAKE (2)AGENDA REPORT
NEW BUSINESS
DATE: January 10, 1995
SUBJECT: CDBG Residential Rehabilitation Earthquake Repair Programs
DEPARTMENT: Community Recovery Agency
BACKGROUND
On August 23, 1994, the City Council concurred with the need to procure specialized technical
consultant services to develop specific programs, guidelines, and procedures for addressing
Santa Clarita's residential earthquake repair needs. As a result, Requests for Proposals (RFP)
were solicited from professionals with demonstrated experience in developing and
implementing housing programs for local governments. Upon completion, these programs,
guidelines, and procedures will provide direction for both immediate housing rehabilitation
activities being undertaken by the City pursuant to federally funded earthquake rehabilitation
grants and future redevelopment funded housing programs.
The RFP was broad in its scope, specifying that the, selected specialist would develop a
comprehensive housing division organizational framework, strategy, and specific activity
programs. All of the above would be tailored to a specific needs assessment for the
community of Santa Clarita. The RFP sought a specialist with the ability to provide for
immediate programs and activities, funded by Community Development Block Grant (CDBG),
and Home Investment Partnerships Program (HOME) funds. Long term, the efforts
undertaken would provide a foundation and direction for other activities which might be
funded through redevelopment's funds or other sources of residential housing improvement,
including the community reinvestment act and assessment districts.
An essential aspect of the recommended housing programs development process would be.
the incorporation of an effective citizen -based ad hoc committee which functions in a policy
advisory role to the City Council during the early formation stages of each program. The
definition of possible future roles for groups such as Habitat for Humanity and other
philanthropic organizations would also be considered.
PROCESS
The announcement of the RFP was advertised in local papers, and in redevelopment and
housing trade journals. Over a dozen firms contacted staff for copies of the RFP. Of these
Z -e -f- ` Agenda Item:
firms, five submitted proposals, which were reviewed at the staff level. Reference checks
were made of the five firms, and four firms were asked to compete in the interview phase of
the selection process.
A panel was assembled to interview the most qualified firms. The panel consisted of Bart
Aikman of Transworld Bank, Brad Berens of the Santa Clarita Valley Senior Center, Diane
Newberry of the Santa Clarita Valley Association of Realtors, and City Councilmembers
Clyde Smythe and Jan Heidt. Don Duckworth, Community Recovery Agency Consultant and
Sarona Becker, Administrative Analyst, observed the panel interviews. Panelmembers were
provided with copies of each proposal prior to the interviews, and were encouraged to ask
questions regarding any part of any proposal or presentation.
On December 1, 1994, the panel participated in a half-day interview process involving the
following four housing firms: Comprehensive Housing Services, Inc. of Fountain Valley;
GRC-Copenhaver Inc., in cooperation with Goldfarb & Lipman from Diamond Bar, Rosenow
Spevacek Group based in Santa Ana, and QUAD Consultants of Bakersfield and Visalia.
These firms were "short listed" based on their reputations and experience with similar
housing implementation and analysis-type projects.
The team of GRC-Copenhaver Inc and Goldfarb & Lipman was selected by the panel to
undertake the comprehensive housing strategy based on several factors. GRC-Copenhaver
has considerable experience in both the redevelopment and housing arenas, specifically
completing housing programs and projects in the Cities of Brea, Claremont, Cypress, La
Mirada, and Stanton. GRC-Copenhaver is currently assisting the Community Recovery
Agency with technical redevelopment assistance, which provides the firm with a working
knowledge of the unique housing issues facing the City, The law firm of Goldfarb & Lipman
project team for Santa Clarita includes the former Chief Housing Attorney for the U.S.
Department of Housing and Urban Development Office in San Francisco.
ANALYSIS
During the January 10 meeting, the City Council will also consider the final statement for the
CDBG Emergency Supplemental Appropriation. Community input supported use of these
funds for residential rehabilitation/reconstruction programs. Council approval at this time
on both items will assist in making these expenditures and thus, the sought after housing
improvements, as quickly and effectively possible. The direction provided with respect to
CDBG programs would also provide an early framework for the Redevelopment Agency's
residential earthquake repair program in that the two efforts should be complimentary..
Staff is recommending that the City Council authorize a contract for professional services with
GRC-Copenhaver Inc., at a cost not to exceed $53,100. The source of funds for this contract
will be the CDBG Emergency Supplemental Appropriation, which is specially directed to
earthquake recovery. Attached is a proposed contract and scope of work which has been
agreed upon by GRC-Copenhaver Inc.
RECOMMENDATION
Staff recommends that the City Council authorize a contract with GRC-Copenhaver, Inc. to
perform a comprehensive housing division organizational framework, strategy, and specific
activity program for an amount not to exceed $53,100 dollars.
ATTACHMENTS
Proposed contract for services - GRC-Copenhaver, Inc.
Scope of Work"Exhibit A"
cdbg\ar011095.1
AGREEMENT FOR
HOUSING CONSULTING SERVICES
between the
SANTA CLARITA REDEVELOPMENT AGENCY
and
GRC-COPENHAVER, INC.
THIS AGREEMENT is made and entered into this day of 1995, by
and between the Santa Clarita Redevelopment Agency (hereinafter called "Agency'), and
GRC-Copenhaver, Inc., a California professional corporation (hereinafter called "Consultant').
RECITALS
WHEREAS, Agency desires to undertake a comprehensive housing division organizational
framework, strategy, and specific activity program necessary to implement the plans of the
Santa Clarita Community Recovery Program, which services require a level of staff support
presently unavailable to Agency; and
WHEREAS, Consultant represents that it is qualified to perform the services contained, it is
mutually agreed between the parties as follows:
NOW, THEREFORE, and in consideration of mutual covenants hereinafter contained, it is
mutually agreed between the parties as follows:
ARTICLE I. SCOPE OF SERVICES
Consultant shall perform professional services as are directed by the authorized Agency
representatives, and as described in the attached Exhibit A.
ARTICLE II. AMENDMENTS TO SCOPE OF SERVICES
Agency may request changes in the Scope of Services to be performed hereunder. Such
changes, including any increase or decrease in the rate of Consultant's compensation, shall
be mutually agreed upon by and between Agency and Consultant and shall be incorporated
in written amendments to this Agreement.
ARTICLE III. CONSULTANT'S COMPENSATION AND METHOD OF PAYMENT
For services provided pursuant to Article I, of this Agreement, Consultant shall be
compensated at the following hourly rates, payable within thirty (30) days following receipt
of Consultant's invoice:
Principals
$115.00 per hour
Senior Associates
$85.00 per hour
Associates
$65.00 per hour
Graphics Specialist
$45.00 per hour
Invoices will describe services provided and the time required for each service. Sum total of
all Consultant's invoices shall not exceed fifty-three thousand one hundred dollars
($53,100.00). Hourly rates indicated above also pertain to and include monies relating to travel
expenses. Travel -related costs shall not be billed to Agency as part of this agreement.
ARTICLE IV. TIME OF PERFORMANCE
Consultant agrees that it will diligently and responsibly pursue the performance of the
services required of him by this Agreement. If a delay beyond the control of Consultant is
encountered, a time extension mutually agreed upon in writing by Agency and Consultant
may be granted. Consultant shall present documentation satisfactory to Agency to
substantiate any request for a time extension.
ARTICLE V. COOPERATION BY AGENCY
All information, data, reports, records, and maps as are existing, available and necessary for
carrying out the work as outlined in the Scope of Services shall be furnished to Consultant
without charge by Agency. Agency shall cooperate with Consultant in every way possible
to facilitate, without undue delay, the work to be performed under this Agreement.
ARTICLE VI. DESIGNATED REPRESENTATIVES
The following individuals are hereby designated as representatives of Agency and Consultant
respectively to act as liaison between the parties:
Redevelopment Agency;
Donald R. Duckworth - Community Recovery Agency
Consultant
Stephen A. Copenhaver - President
Any change in designated representatives shall be promptly reported to the other party in
order to ensure proper coordination of the project.
ARTICLE VII. STANDARDS OF PERFORMANCE
Consultant shall comply with all applicable laws, ordinances, and codes of the federal, state,
and local governments while performing the services described herein in a good, skillful, and
professional manner.
ARTICLE VIII. OWNERSHIP OF DOCUMENTS
All reports, files, and other material prepared under this Agreement shall be and remain the
property of the Agency.
ARTICLE IX. LEGAL REVIEWS
All legal reviews of documents prepared by Consultant are the responsibility of the Agency.
ARTICLE X. AUTHORITY OF CONSULTANT
Consultant shall be an independent contractor and shall not incur or have the power to incur
any debt, obligation, or liability whatsoever against Agency.
Consultant shall, as required, represent the Agency as its agent in contracts, solicitations, and
negotiations concerning the implementation of the Santa Clarita Recovery Program, but
Consultant shall be without authority to bind Agency in any way with respect to terms,
conditions, sale prices, times of performance, or any other matter related to Agency's legal
liability or performance with respect to the implementation of the Santa Clarita Recovery
Program.
ARTICLE XI. TERMINATION
Either party may terminate this Agreement upon thirty (30) days' written notice to the other.
In the event of such termination, Consultant shall be compensated for all services performed
and expenses incurred to the date of notice of termination as described in a written report to
Agency prepared by Consultant, less any amounts previously paid by Agency.
ARTICLE XII. NOTICES
Notice by Agency to Consultant shall be deemed delivered if sent by certified mail, return
receipt requested to GRC-Copenhaver, Inc., 1340 Valley Vista Drive, Suite 120, Diamond Bar,
California 91765. Notice by Consultant to Agency shall be deemed delivered if sent by
certified mail, return receipt requested to the Community Recovery Agency, Santa Clarita
Redevelopment Agency, 23920 Valencia Boulevard, Suite 300, Santa Clarita, California 91355.
ARTICLE XIII. CONFLICT OF INTEREST
Consultant represents and agrees that Consultant has not employed any person to solicit or
procure this Agreement, and has not made, and will not make, any payment of any agreement
for the payment of any commission, percentage, brokerage, contingent fees, or other
compensation in connection with the procurement of this Agreement. Consultant further
represents and agrees that he has not now, and will not, acquire any interest, direct or
indirect, present or prospective, in any of the property acquired by Agency, during the term
of this Agreement. Consultant further represents that it has not employed, and will not
employ in connection with work to be performed hereunder, any person having an interest,
direct or indirect, in any of the property acquired by Agency during the term of this
Agreement and Consultant will notify Agency of and will not work on any projects which
may represent or appear to represent a conflict of interest with any other municipal client of
Consultant.
ARTICLE XIV. INSURANCE REQUIREMENTS
Consultant shall obtain and maintain during the life of this Agreement automobile liability,
including owned, hired, and non -owned vehicles, except as may be stricken out by Agency.
Endorsement shall be obtained for the policies providing the above insurance for the
following provisions:
1. Additional Insureds
"The Santa Clarita Redevelopment Agency, Santa Clarita, California, its elected
and appointed boards, officers, agents, and employees are additional insureds
with respect to this subject project and contract with Agency."
2. Notice
"Said policy shall not terminate, nor shall it be canceled, nor the coverage
reduced, until thirty (30) days after written notice is given to Agency."
3. Limits
The policy limits shall have minimum coverage per occurrence as follows:
$100,000 - Property Damage;
$250,000 - Injury to One Person/Any Once Occurrence; and
$500,000 - Injury to More Than One Person/Any One Occurrence
In addition to the insurance coverage in the paragraphs above, Consultant shall obtain and
maintain, during the life of this Agreement, Workers' Compensation Insurance in statutory
amount. All of the endorsementswhich are required above shall be obtained for the policy
of Workers' Compensation Insurance. Consultant shall provide to Agency certificates of
insurance showing the insurance coverage described in the paragraphs above, in a form and
content approved by Agency, prior to beginning work under this Agreement.
ARTICLE XV. INDEMNIFICATION CLAUSE
Neither party hereto shall be liable for any damages proximately resulting from the negligent
or wrongful actions or omissions of the other parties, employees, agents, or contractors
performing under this Agreement, and each party shall indemnify, defend, and save harmless
the other party from such damages or liability.
ARTICLE XVI. ENTIRE AGREEMENT
This Agreement shall constitute the entire Agreement between the parties. Any amendments
to or clarification necessary to this Agreement shall be in writing and acknowledged by both
parties to the Agreement.
ARTICLE XVII. MISCELLANEOUS
A. Attorney's Fees
If either party to this Agreement is required to initiate or defend or, is made a
party to any action or proceeding in any way connected with this Agreement,
the prevailing party in such action or proceeding, in addition to any other relief
which may be granted, whether legal or equitable, shall be entitled to
reasonable attorneys' fees. Attorneys' fees shall include attorneys' fees on any
appeal, and in addition, the party entitled to attorneys' fees shall be entitled to
all other reasonable costs for investigating such action, taking depositions and
discovery and all necessary costs the Court allows in such litigation. All such
fees shall be deemed to have accrued on commencement of such action and
shall be enforceable whether or not such action is prosecuted to judgment.
S. Staff
Consultant agrees that each task as outlined in the work program shall be
staffed by members of Consultant's team who are qualified and have the
necessary experience to competently perform the task in a manner satisfactory
to Agency.
C. Subcontracts
Consultant shall not employ subcontractors to perform the tasks required in the
work program other than the Law Firm of Goldfarb and Lipman.
D. Non-Liabilityof Agency and City Officers and Employees
No officer or employee of Agency or City shall be personally liable to the
Consultant, or any successor in interest, in the event of any default or breach
by Agency or the City for any amount which may become due to Consultant
or its successor, or for breach of any obligation of the terms of this Agreement.
E. California Law
This Agreement shall be construed and interpreted both as to validity and to
performance under the laws of the State of California. Any and all legal
actions concerning any dispute, claim, or matter arising out of or in relation to
this Agreement shall be instituted in the Superior Court of the County of Los
Angeles, State of California, or any appropriate Court in such County.
Consultant covenants and agrees to submit to the personal jurisdiction of such
Court in the event of such action.
5
IN WITNESS WHEREOF, Consultant and Agency have signed this Agreement on the date set
forth hereinabove.
Attest:
Agency Secretary
Date
Approved as to form
City Attorney
co=ecov\houcon2.gm
City of Santa Clarita
Executive Director
GRC-COPENHAVER, INC.
M
Stephen A. Copenhaver, President
ll
EXHIBIT "A"
Scope of Work
Earthquake Rehabilitation Program Scope of Work
and Schedule
Task 1
Define Rehabilitation Needs and Standards - through the
analysis of the earthquake damage assessment process
and other secondary sources, formulate the need for
minor rehabilitation, substantial rehabilitation, housing
demolition and replacement, mobile home park and
neighborhood infrastructure needs. This analysis should
be performed for both single-family and multi -family
housing. Develop minimum rehabilitation and
affordability standards.
Task 2
Rehabilitation Financing Plan - Determine the level of
funding available through the CDBG and Home
Programs, redevelopment, and all other public and
private financing sources for the earthquake
rehabilitation program. Develop model for meeting
rehabilitation goals based upon the identified need and
the available funding.
Task 3
Program Development - Formulate draft earthquake
rehabilitation programs based on the needs and available
financing for submission to the community and the City
Council for approval. Program development to include an
analysis of program alternatives including costs and the
timing required to implement. Custom programs need to
be defined for each of the primary categories of housing
needs. Priorities will be required due to the limited
funding that will be initially available.
Task 4
Oreanizational Requirements - Define the organizational
framework required to administer the housing program
for the earthquake rehabilitation efforts and determine
the most cost and time effective means of addressing
housing programs.
Task 5
Marketing Plan - Formulate a marketing plan to inform
the community and the eligible residents of the steps to
be taken to participate in the program.
Task 6
Implementation Program - Develop the administrative
procedures, legislative authority and documents required
to immediately implement the earthquake rehabilitation
programs. This work effort may include the identification
of several resources the City and Agency may use to
implement the program on the scale required to address
the scope of the housing needs within a short period of
time.
Long Range Housing Strategy, Programs and
Organizational Needs
Introduction
The long term housing needs of the City and Agency must
consider many factors including the future legislative
efforts of higher levels of government that continually
have attempted to legislate housing matters, existing
housing law with its many and sometimes conflicting
requirements for housing production, redevelopment law
that will require inclusive housing standards, privately
structured programs such as the tax credit program and
many more. Housing finance is very dynamic and at best
is a field that moves with both private capital markets
and the government programs. Municipal interest in
housing increased rapidly with changes in law and the
State of California has progressively made it more
difficult for local agencies to stay out of the housing arena
with recent state legislation beginning to carry with it
financial penalties.
Task 7
Housing Requirements and Goals - Organize and identify
all of the housing requirements now facing the City and
Agency in law and consolidate the goals and programs
within the General Plan, the CHAS, the Recovery Plan
and other documents.. Overlapping requirements will be
identified and the full scope of housing matters will be
presented.
Task 8
Housing Needs - Identify housing needs from all available
secondary sources such as the 1990 census, the 1993
housing survey, General Plan, CHAS, Recovery Plan, Fire
Department inspections, updated demographics, building
records, police incidents etc. Housing needs by type of
housing and household type will be determined to the
greatest extent possible. The affordability gap by type
and tenure of housing and common occupations will be
calculated and presented.
Task 9
Financing Plan - Determine the level of funding available
through the CDBG and Home programs, redevelopment,
other state and federal sponsored programs and identify
other public and private financing sources for housing
efforts.. Develop cash flow model for meeting housing
goals based upon the identified need and the available
funding.
Task 10
Proeram Development - Formulate housing program
alternatives based on the needs and available financing
for submission to the community and the City Council for
consideration and approval. Program development will
include an analysis of program alternatives by housing
type including typical program costs and the timing
required to implement. Programs need to be defined for
each of the primary categories of housing needs and
priorities will be required to be identified. Early
resolution of the approach to inclusive housing
requirements needs to be addressed to protect the City
and Agency from attempting to "catch up" to the
requirements which is difficult in growth areas. This
issue of inclusive housing can be very difficult in areas
with high housing value. Program development will also
include consideration of the capital improvement and
public safety programs so that the entirety of the City's
efforts are consistent. Neighborhood improvement type
programs would involve the cooperation of several City
departments.
Task 11
Organizational Requirements - Define the organizational
framework required to plan and administer the housing
program for the initial term of the housing strategy. This
effort will involve identifying and determining the most
cost and time effective means of addressing housing
programs and federal grant programs. Contract versus
in-house experience of other jurisdictions will be
considered. The usefulness of a city sponsored non-profit
housing development corporation will be explored and
cooperation with outside housing entities will be
reviewed.
Task 12
Community Participation Plan - The overall housing
program will require community participation and this
task will involve staff and the consultant in developing
the best means of involving the public in the development
of the housing program. Public involvement will be
required in both the plan formulation and approval
stages. Plan elements may include media efforts,
meetings with various interest groups, town hall
meetings, brochures, formation of a housing committee
etc.
Task 13
Implementation Program - Develop the administrative
procedures, legislative authority and policy and contract
documents required to implement the housing program.
This work effort will include scheduling and will include
the identification of resources the City and Agency may
use to implement the program on the scale required to
address the scope of the housing needs within a short
period of time.
Task 14
Trainin - The housing program and strategy will involve
the training of in-house staff in the ultimate programs
adopted by the City and Agency.
Task 15
Project Reports - Project reports in the form of staff
reports for each work task will be prepared summarizing
the results of Task 7 through Task 13.
Work Schedule and Budget
The need for the earthquake rehabilitation program is
immediate due to the fact that several months have
passed since the earthquake. In view of this situation, we
are suggesting that Task 1 through Task 6 be completed
in eight (8) weeks. This will require significant attention
on GRC's part and abbreviated review periods by the City
of Santa Clarita. Our proposal is to complete a draft
Program Report ready for submission to the City Council
at the end of this period and a final report within two
weeks following City Council consideration. Acceptance
of the final report will lead to program implementation
activities commencing shortly after January 1, 1995.
Work would proceed on the long range housing program
following the formulation of the earthquake rehabilitation
program. The above scope of work timeframe would be
highly dependent on the schedule for community
participation. However, we would anticipate that the
long range program would realistically require 6 months
to complete. The timeframe for each individual task in
months following commencement is illustrated below
after each task. The Community Participation timeframe
is the time required for preparation, actual community
participation efforts will be on-going in nature. The
timeframe and budget is highly dependent on the
thoroughness of the effort and the quality of the reports.
GRC is prepared in the contract phase to negotiate the
desired level of effort.
The proposed budget includes eleven (11) meetings for
GRC staff and assumes data availability from secondary
sources. Budget also includes legal support for the review
of program elements. Additional meeting and work to be
billed at the hourly rates. Meeting time for Goldfarb &
Lipman will be billed hourly. Out of pocket expenses will
be billed at 110% of actual cost. This proposed budget is
good for 60 days and the proposed professional work will
be performed at the "not to exceed" price of $53,100.
Proposed Budget and Schedule
Task
BudLeet
Earthauake
Rehabilitation Provram
Task 1
Needs and Standards
$3,000
Task 2
Financing Plan
2,000
Task 3
Program Development
5,500
Task 4
Organizational Requirements
2,500
Task 5
Marketing Plan
1,200
Task 6
Implementation Program
6,500
Long Range
Housing Strategy. Programs and
Organizational
Needs
Task 7
Housing Requirements /Goals
2,500
Task 8
Housing Needs
3,000
Task 9
Financing Plan
2,800
Task 10
Program Development
12,500
Task 11
Organizational requirements
2,500
Task 12
Community Participation Plan
1,800
Task 13
Implementation Program
4,500
Task 14
Training
5,000
Task 15
Reports (included in the above)
N/A
Total
$53,100
The proposed budget includes eleven (11) meetings for
GRC staff and assumes data availability from secondary
sources. Budget also includes legal support for the review
of program elements. Additional meeting and work to be
billed at the hourly rates. Meeting time for Goldfarb &
Lipman will be billed hourly. Out of pocket expenses will
be billed at 110% of actual cost. This proposed budget is
good for 60 days and the proposed professional work will
be performed at the "not to exceed" price of $53,100.
r
Hourly Rates
GRC-Copenhaver, Inc.
The hourly rate for each staff member is as follows:
Principal
$115.00
Senior Associate:
$85.00
Associate:
$65.00
Graphics Specialist:
$45.00
The fees for either fixed -cost or on a time -and -materials
basis exclude out-of-pocket expenses and authorized out-
of-town travel, long-distance telephone, facsimile,
mileage, printing and related charges. These charges will
be billed at actual cost plus 10%
Goldfarb & Lipman
The hourly rate for each staff member is as follows:
M. David Kroot $175.00
Roger A. Clay, Jr. $175.00