HomeMy WebLinkAbout1998-10-06 - AGENDA REPORTS - CODE ENFORCEMENT SERVICES (2)CITY OF SANTA CLARITA
INTEROFFICE MEMORANDUM
TO: Mayor and Councilmembers
FROM: George A. Caravalho, City Manager
DATE: October 6, 1998
SUBJECT: CITY PROSECUTOR/CODE ENFORCEMENT SERVICES
RECOMMENDED ACTION
Receive staff report and discuss the City's prosecution and code enforcement
objectives and alternatives. .
The City has available to it a number of alternatives by way of pursuing prosecution
of municipal code violations and achieving code enforcement. A discussion of those
alternatives is set forth in Attachment A to this staff report.
ALTERNATIVE ACTION
Other action as determined by .Council.
FISCAL IMPACT
Variable. A more aggressive and pro -active code enforcement prosecution program
would increase costs. Utilization of Administrative Nuisance Abatement Procedure
could generate revenues.
ATTACHMENT
Santa Clarita City Prosecutor / Code Enforcement Alternatives
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Santa Clarita City Prosecutor./ Code Enforcement Alternatives
A well-designed code enforcement program is an essential municipal function reflecting the
attitude of a city towards the quality of life for its residents. Most cities have adopted code
enforcement measures, such as nuisance abatement ordinances. Santa Clarita is among
the first cities in the state to adopt an administrative citation procedure. It is important
that all such ordinances be periodically updated, whether they are designed for criminal,
civil, or administrative enforcement.
I. The Process
The goal of code enforcement is to obtain voluntary compliance by property owners
with local codes. In our experience seventy to eighty percent of the property owners will
voluntarily comply after contact by city enforcement offices.
Once it is determined that a code violation exists, staff must conduct a detailed
investigation. During this stage, the city attorney should be only minimally involved.
However, the city attorney does consult with code enforcement staff to ensure that a
suspected violation can be proven in a court of law. Detailed narrative logs of all code
enforcement activity, such as interviews and site inspections, must be kept. .It is highly
recommended that photographs be taken. The importance of detailed documentation and
photographs cannot be overstated. These records are not only the investigative report but
are a means to support claimed abatement costs which the city will try to recover at the
conclusion of a case.
An important tool at the disposal of city staff is the inspection warrant. If a
property owner or tenant will not consent to an inspection by a city inspector or code
enforcement officer, the officer may seek an inspection warrant from the Municipal Court.
The warrant allows the officer or inspector to enter onto the property to further investigate
alleged violations. Because the warrant must be supported with probable cause, our office
has assisted cities in preparing and obtaining inspection warrants which meet the legal
standards.
II. Enforcement Options
If voluntary compliance cannot be obtained, the matter typically proceeds to the
second stage which involves a city attorney office conference. Another fifteen to twenty
percent of the violations will be corrected at this stage. As to the remaining violations, a
decision has to be made to select the appropriate option. The three primary methods of
eliminating violations of municipal codes are (1) an administrative public nuisance
abatement proceeding; and/or (2) a criminal prosecution, and/or (3) a civil action for
injunctive relief. The facts in each case will determine the most appropriate remedy.
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A. Administrative Nuisance Abatement Proceeding Or Citation
Procedure.
In most cases where voluntary compliance is not- forthcoming, an administrative
nuisance abatement hearing is most appropriate. Although the administrative .
enforcement procedure is fairly new, those cities which have embarked upon a program of
administrative enforcement have found it to be a cost-effective -- and, frequently, a
revenue -generating -- alternative to either criminal prosecution or a civil action for an
injunction. The procedure for conducting such a public hearing should be set forth in the
city's municipal code. At thehearing, the hearing officer will' -accept relevant testimony
from all interested persons. Upon the conclusion of the hearing, if a public nuisance exists,
the hearing officer issues an administrative order of abatement. The order can be enforced
by City forces and/or by a civil action. A city can recover its costs of abatement, including
attorney's fees, if the municipal code contains a provision for such recovery.
B. Criminal Prosecution.
The second option is a criminal prosecution, misdemeanor or infraction. The
relative advantages and disadvantages of criminal enforcement must be carefully
evaluated. A defendant charged with a misdemeanor is entitled to a jury trial, which can
be time-consuming and expensive.
A defendant who is convicted of a misdemeanor may be placed on up to three years'
probation. The city prosecutor can recommend a sentence to the judge which contains
terms and conditions to ensure future compliance. A defendant who is convicted of an
infraction can be ordered to correct existing violations, but cannot be placed on probation.
Because the courts are crowded, increasingly, judges do not want to hear cases involving
municipal code violations. Time delays in setting matters for trial may be encountered, or
outright judicial reluctance to entertain cases involving violations of municipal codes.
A final major consideration is that the city cannot recover its full costs in criminal
prosecutions. In certain circumstances, the city can receive an award of restitution to
recover staff costs, or can enter into a "civil compromise," pursuant to Penal Code § 1377,
wherein the defendant pays money directly to the city. However, a city is not' allowed to
recover the cost of city attorney services, but can recover only staff time expended in
investigation and prosecution of the offense.
C. Civil Actions.
The third option, a civil action for injunctive relief, should be reserved for cases
where the violation warrants such an action. A civil action is appropriate when significant
economic interests are involved, such as if the city wishes to shut down an adult business
or demolish a building. In such cases, it is advisable to conduct an administrative nuisance
abatement proceeding to create a record for the court to review.
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III. Discussion
Burke, Williams & Sorensen, LLP has successfully prosecuted several individuals
who maintain public nuisances. While the overwhelming majority of cases are concluded
prior to trial, the firm's prosecutors have successfully obtained convictions at both court
trials and jury trials. Successful prosecutions also include obtaining probation orders and,
when necessary, revoking probation and sending a chronic violator to jail.
Burke, Williams & Sorensen, LLP has also abated public nuisances through the
civil courts by obtaining court orders, including temporary restraining. orders, preliminary
injunctions, and abatement warrants, for cities. The civil court order compels a violator to
comply or allows the city itself to abate a public nuisance.
Counsel works carefully with city staff, including code enforcement officers, law
enforcement officers, fire officials, and building and safety staff; among others, to
determine which remedy is most appropriate, taking into account the efficient use of staff
resources, urgency and nature of the nuisance, and the history of the individual violator.
IV. Conclusion.
An effective code enforcement program involves evaluating the city's financial and
staff resources, an effective organizational structure appropriate for the city's needs, and
determining the extent of enforcement for particular violations. When voluntary
compliance cannot be informally achieved at the city staff level and the city prosecutor
must necessarily be involved, an effective city prosecutor evaluates the facts of each case to
determine the most effective means to achieve compliance.
Code enforcement is a necessary program but is one which puts the public and the
city in a confrontational mode. Accordingly, code enforcement must be concluded in an
even-handed. reasonable manner.
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About the Author
Elizabeth R. Feffer is a senior associate and trial attorney for Burke, Williams &
Sorensen, LLP. She presently serves as the City Prosecutor for the City of Downey. In
addition, since 1993, Elizabeth has represented approximately twenty public entities in the
enforcement of their municipal codes, in Los Angeles, Ventura, Orange, Riverside, San
Bernardino, and Santa Barbara Counties. She has enforced traditional municipal laws,
including property maintenance, building, zoning,. fire, and licensing codes, as well as red
light abatement laws to close properties at which chronic prostitution activities are
occurring.
Elizabeth actively. participates in ongoing legal and practical' training for code
enforcement officials throughout the state of California. She is a lecturer for the basic,
intermediate, and advanced level certification courses conducted by the Southern
California Association of Code Enforcement Officials' (SCACEO) through Rio Hondo
Community College. In addition, she was a lecturer at the 1997 California Association of
Code Enforcement Officials' annual educational seminar on the topic of enforcement
options.
Elizabeth has also served as a reserve police officer for the City of Montebello since
1990.
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