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HomeMy WebLinkAbout2011-05-24 - AGENDA REPORTS - SOLID WASTE FRANCHISE FEE (2)Agenda Item: 14 CITY OF SANTA CLARITA AGENDA REPORT UNFINISHED BUSINESS City Manager Approval: Item to be presented by: Robert Newman DATE: May 24, 2011 SUBJECT: RESOLUTION ADJUSTING RATES FOR RESIDENTIAL SOLID WASTE FRANCHISE SERVICES AND APPROVAL OF PROPOSED AMENDMENTS FOR COMMERCIAL AND RESIDENTIAL FRANCHISE AGREEMENTS TO ADDRESS THE FINDINGS OF THE FINANCIAL AUDIT INCLUDING AN EXTRAORDINARY RATE INCREASE AND TERM EXTENSION DEPARTMENT: Public Works RECOMMENDED ACTION 1. City Council adopt a resolution for the Sixth Amendment to the Agreement between the City of Santa Clarita and USA Waste of California, Inc., (Waste Management) for residential solid waste management services, allowing an increase in their rates by 2.64 percent based on the formula outlined in their Franchise Agreement. 2. Authorize the City Manager to execute the amended and restated commercial and residential Franchise Agreements, which include all previously approved amendments, an extraordinary rate increase, and new programs as described in this staff report, subject to City Attorney approval. BACKGROUND In November 2003, the City Council selected USA Waste of California, Inc., (Waste Management) as the exclusive solid waste hauler for residential waste services. Pursuant to Section 6.3 of the Franchise Agreement, Waste Management may request a rate increase for the next rate year (in this case, July 1, 2011, through June 30, 2012). The hauler may only request a rate increase if a request is made in writing by the first of April, and follows specific guidelines for a rate increase as outlined in Section 6.4 of the Franchise Agreement. The City received a written request on March 29, 2011, from Waste Management (attached), illustrating a proposed adjustment to the residential collection rates. Pursuant to Section 6.3 of the Franchise Agreement, City Council's discretion for regular rate increases is limited to determining, based on substantial evidence, whether the requested maximum rate adjustment meets the requirements as set forth in the Franchise Agreement. Burrtec's Franchise Agreement for commercial solid waste services does not provide for annual rate adjustments for rate years that begin in 2011 and 2012. Attached is a summary of the Rate Adjustment Methodology for this rate increase described in Section 6.4, calculations following the formula, and a matrix outlining maximum rate changes. Based on the formula, the rate increase for Fiscal Year 2011-12 will be 2.64 percent, which is less than the annual rate cap of 5 percent. If approved by City Council, staff will work with Waste Management in providing proper notification of the rate increase to residential customers. The new rate structure would begin on July 1, 2011, and would not affect the diversion programs they currently provide. In 2008, the franchise waste haulers approached the City with concerns that they were losing revenue. At that time, the haulers requested an extraordinary rate adjustment and hired a third -party consultant. Under the City's management, Hilton Farnkopf & Hobson (HF&H) conducted a third -party audit during 2009 and 2010. City Council finalized the audit report in October 2010, and staff has been meeting with representatives of both haulers to determine solutions to address the findings of the financial audit. During the audit process, staff focused on the following three goals. • Maintain low rates • Increase diversion rates • Keep and maintain a high level of customer service for businesses and residents Waste Management offers various recycling programs for Santa Clarita residents including the sharps home delivery program, curbside pickup, manure, green waste, and clothing, bulky item pickup, and e -waste removal. Burrtec offers a free comprehensive commingled recycling program to Santa Clarita businesses, along with food waste recycling, mix waste processing, and litter abatement. HF&H determined through their audit process that both haulers demonstrated an annual loss while providing services to residents and businesses in the City. During 2007 and 2008, Burrtec lost 14 percent and 10 percent respectively. During 2007 and 2008, Waste Management lost 22 percent and 17 percent respectively. The haulers also provided 2009 and 2010 financial data. The, two years of data have not been verified by a third party, but they are consistent with the third -party audit results performed by HF&H. The data shows losses of 11 percent in 2009 and 13 percent in 2010 for Burrtec and 21 percent in 2009 and 20 percent in 2010 for Waste Management. In addition to reviewing the third -party financial data, staff also analyzed customer service since each franchise went into effect. Since Burrtec's franchise commenced in August 2004, there has been an average of less than one complaint a month from over 2000 businesses that operate in the City. Since Waste Management's franchise commenced in April 2006, there has been an average of eight complaints a month received among 36,000 single-family homes and 75 multifamily complexes, which house over 188,000 residents. Waste Management conducted a random survey of over 150 households for overall customer satisfaction. The findings identify that 93 percent of the respondents are either satisfied or extremely satisfied with Waste Management's service. Lastly, staff evaluated residential and commercial rates compared to the rest of Los Angeles County's jurisdictions. The City's single-family residential rate was ranked the 26th lowest rate among 88 cities in Los Angeles County in 2009 based on a third -party report. Staff conducted additional research and determined the City's rate in 2010 dropped to the 24th lowest rate among 88 cities in Los Angeles County. Burrtec's rate for a three cubic yard container with one collection per week was ranked the lowest commercial rate in Los Angeles County among 88 cities. Staff worked with Waste Management and Burrtec to develop amendments to the Franchise Agreements for City Council's review and consideration for approval. The Waste Diversion Subcommittee met on May 3, 2011, to receive information on the proposed amendments. The proposed amendments for each hauler are as follows: Waste Management's Proposed Amendments Term: Extends term of the franchise by 10 years to end June 30, 2023. Extraordinary Rate Increase: Allows two extraordinary rate increases of 1.5 percent beginning July 1, 2011, and July 1, 2012, and four extraordinary rate increases of 2.5 percent for rate years beginning on July 1, 2013, 2014, 2015, and 2016. During the years of the extraordinary rate increase, the rate cap will be limited to 6 percent. The existing language of the Franchise Agreement would be modified for extraordinary rate adjustments. Annual Rate MethodolM: Modifies the existing rate formula by substituting new indices for the Fuel, Disposal, and All Other categories. For the Fuel category, substitute a Department of Energy formula for compressed natural gas (CNG) in place of a diesel formula. For Disposal and All Other categories, substitute a Solid Waste Consumers Price Index (CPI) in place of a national All Urban Consumers CPI. New Programs: Provides collection and disposal of illegally dumped items in the City's rights-of-way or on public property by creating a fixed bulky item collection route. The collection route will be for areas where abandoned items are illegally dumped most often and will enhance response time. Enhanced Litter Abatement: Provides 8 hours of litter abatement per week. This increased service will help address litter in the public right-of-way. Split Recycling Containers: Offers multifamily complexes with limited space three -yard split containers. The compact split container has a partition to house both waste and recycled material to help residents increase their recycling. In addition, the multifamily rates would be aligned with the commercial rate of the same size container by July 1, 2013. Waste Management will then process the waste at a nondisposal facility and assist the City with increasing the diversion rate at multifamily complexes. Super Saver Rate: Allows residents the option to use a 35 -gallon cart in place of their current 96 -gallon cart. Residents who use this option will receive a 20 percent discount to their monthly collection rate and still be eligible for unlimited recycling carts. Collection Vehicles: Extends the age of their collection vehicles from 10 to 15 years on the condition the hauler meets all federal, state, and regional fleet requirements relating to clean air standards. Audit: Agrees to pay for a third -parry audit of their financial records after a local recycling facility is operating for one year to evaluate the facility's impact on their profitability. Lowest Rate: Residential rates must remain lower than all cities and unincorporated areas with franchise residential services in the North Los Angeles County area as defined by Southern California Association of Governments (SLAG). Burrtec's Proposed Amendments Term: Extends term of the franchise by 5 years to end June 30, 2018. If Burrtec completes the recycling facility during that period, the term of the contract would extend an additional 15 years to June 30, 2033; otherwise, Burrtec would receive only a 5 -year extension to June 30, 2023. Extraordinary Rate. Increase: Allows an extraordinary rate increase of 1.875 percent beginning July 1, 2012, and three extraordinary rate increases of 2.475 percent for rate years beginning on July 1, 2013, 2014, and 2015. During the years of the extraordinary rate increase, the rate cap will be limited to 6 percent. The existing language of the Franchise Agreement would be modified for extraordinary rate adjustments. Modify Rate Methodology: Modifies the existing rate formula by substituting new indices in line with Burrtec's operations. This includes reweighting the disposal component to 34 percent of the rate adjustment from 25 percent in line with findings in HF&H's audit. Lowering the All Other category from 25 percent to 16 percent of the formula. Substitute a Department of Energy formula for CNG in place of a diesel formula because Burrtec's trucks operate on CNG, and use a Solid Waste CPI for disposal in place of a National All Urban Consumers CPI. New Programs: Provides 90 -gallon carts for recycling to small businesses with limited space on their property. This new feature will allow businesses to divert more into recycling and potentially lower their monthly waste collection fee. Enhanced Litter Abatement: Provides 16 hours of litter abatement per month. This increased service will help address litter in the public right-of-way. Collection Vehicles: Extends the age of their collection vehicles from 10 to 15 years on the condition the hauler meets all federal, state, and regional fleet requirements relating to clean air standards. Audit: Agrees to pay for a third -party audit of their financial records after a local recycling facility is operating for one year to evaluate the facility's impact on their profitability. Assembly Bill 32 Compliance: Burrtec will comply with AB 32 mandatory commercial recycling requirements that are consistent with the Franchise Agreement. Recycling Fg acility: The Franchise Agreement would be modified to include the actual cost of the recycling facility based on fair -market value. Additionally, the ownership transfer would be adjusted to a 15 -year time frame. Lowest Rate: Commercial rates must remain lower than all cities and unincorporated areas with franchise commercial services in the North Los Angeles County area as defined by SLAG. Staff recommends the City Council authorize the City Manager to execute amended and restated commercial and residential Franchise Agreements that includes all proposed amendments and new programs described in this staff report. ALTERNATIVE ACTIONS 1. Authorize the appropriation of $250,000 from the General Fund to Expenditure Account 14601-5161.002, which will be used to hire a solid waste consultant to assist the City with preparing a new Franchise Agreement for commercial and residential services and direct staff to release a Request for Proposals for franchise commercial and residential solid waste collection services. 2. Other action as determined by the City Council. FISCAL IMPACT There is no fiscal impact associated with the recommended actions. ATTACHMENTS Resolution Sixth Amendment for Waste Management Waste Management's Request for Annual Rate Adjustment Rate Adjustment Methodology Proposed Amendment for Waste Management's Franchise Agreement Proposed Amendment for Burrtec's Franchise Agreement RESOLUTION 11- A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SANTA CLARITA, CALIFORNIA, APPROVING THE SIXTH AMENDMENT TO THE AGREEMENT BETWEEN THE CITY OF SANTA CLARITA AND USA WASTE OF CALIFORNIA, INC., (WASTE MANAGEMENT) FOR RESIDENTIAL SOLID WASTE MANAGEMENT SERVICES WHEREAS, the City is empowered under Section 7 of Article 11 of the California Constitution to make and enforce, within its limits, all police and sanitary ordinances and regulations not in conflict with general laws; and WHEREAS, in partial implementation of Section 7 of Article 11 of the California Constitution, California Public Resources Code Section 40059 authorizes the City to determine all aspects of handling of solid waste that are of local concern, including the frequency of collection, means of collection and transportation, level of services and nature, location, and extent of waste handling services; and WHEREAS, on November 20, 2003, the City and USA Waste of California, Inc., (Waste Management) entered into that certain "Agreement Between the City of Santa Clarita and USA Waste of California, Inc., for Residential Solid Waste Management Services" (the Agreement); and WHEREAS, pursuant to Section 6.3 of the Agreement, Waste Management is entitled to pursue -an annual adjustment to its maximum rates for the rate year commencing on July 1, 2011, to June 30, 2012; and WHEREAS, the City and Waste Management desire to amend the Agreement by increasing the maximum rates as outlined in Sections 6.3 and 6.6 of the Agreement. NOW, THEREFORE, the City Council of the City of Santa Clarita, California, does hereby resolve as follows: SECTION 1. The City Council does hereby find, determine, and declare pursuant to California. Public Resources Code Section 40059(a)(1) and Section 7 of Article 11 of the California Constitution that the public health, safety, and well-being require approval of that certain "Sixth Amendment to Agreement Between the City of Santa Clarita and USA Waste of California, Inc., for Residential Solid Waste Management Services" (the.Sixth Amendment), a copy of which is attached. The City Manager is authorized to execute the Sixth Amendment on behalf of the City and such Sixth Amendment is hereby approved. SECTION 2. The City Clerk shall certify to the adoption of this Resolution. PASSED, APPROVED, AND ADOPTED this day of 2011. MAYOR ATTEST: ACTING CITY CLERK DATE: STATE OF CALIFORNIA ) COUNTY OF LOS ANGELES ) ss. CITY OF SANTA CLARITA ) I, Kevin Tonoian, Acting City Clerk of the City of Santa Clarita, do hereby certify that the foregoing Resolution was duly adopted by the City Council of the City of Santa Clarita at a regular meeting thereof, held on the day of 20115 by the following voter AYES: COUNCILMEMBERS: NOES: COUNCILMEMBERS: ABSENT: -- COUNCILMEMBERS: 2 ACTING CITY CLERK STATE OF CALIFORNIA ) COUNTY OF LOS ANGELES ) ss. CITY OF SANTA CLARITA ) CERTIFICATION OF CITY COUNCIL RESOLUTION I, , Acting City Clerk of the City of Santa Clarita, do hereby certify that this is a true and correct copy of the original Resolution 11- adopted by the City Council of the City of Santa Clarita, California on , 2011, which is now on file in my office. Witness my hand and seal of the City of Santa Clarita, California, this day of 2011. Acting City Clerk By Deputy City Clerk 3 SIXTH AMENDMENT TO AGREEMENT BETWEEN THE CITY OF SANTA CLARITA AND USA WASTE OF CALIFORNIA, INC., (WASTE MANAGEMENT) FOR RESIDENTIAL SOLID WASTE MANAGEMENT SERVICES. This SIXTH AMENDMENT TO AGREEMENT BETWEEN THE CITY OF SANTA CLARITA AND USA WASTE OF CALIFORNIA, INC., (WASTE MANAGEMENT) FOR RESIDENTIAL SOLID WASTE MANAGEMENT SERVICES, (Sixth Amendment) is entered into this day of 20111 between the City of Santa Clarita, California, a California municipal corporation (City) and USA Waste of California, Inc., a California corporation to amend that certain "Agreement Between the City of Santa Clarita and USA Waste of California, Inc., for Residential Solid Waste Management Services" (the Agreement), dated November 20, 2003. RECITALS WHEREAS, the City is empowered under Section 7 of Article 11 of the California Constitution to make and enforce, within its limits, all police and sanitary ordinances and regulations not in conflict with general laws; and WHEREAS, in partial implementation of Section 7 of Article 11 of the California Constitution, California Public Resources Code Section 40059 authorizes the City to determine all aspects of handling of solid waste that are of local concern, including the frequency of collection, means of collection and transportation, level of services and nature, location, and extent of waste handling services; and WHEREAS, on November 20, 2003, the City and USA Waste of California, Inc., (Waste Management) entered into that certain "Agreement Between the City of Santa Clarita and USA Waste of California, Inc., (Waste Management) for Residential Solid Waste Management Services" (the Agreement); and WHEREAS, pursuant to Section 6:3 of the Agreement, Waste Management is entitled to pursue an annual adjustment to its maximum rates for the rate year commencing on July 1, 2011, to June 30, 2012. NOW, THEREFORE, the City and Waste Management in consideration of their mutual promises, amend the Agreement as follows: 9 SECTION 1. Exhibit "2" of the Agreement, entitled "Initial Maximum Rates" shall be amended to contain the following maximum rates starting on the rate year commencing on July 1, 2011, and ending June 30, 2012: • Standard Service Rate $18.37 per month • Reduced Rate for no Greenwaste Services $16.37 per month Y Reduced Rate for Senior/Lifeline Customers $14.70 per month • Mobile Home Service Rate $13.78 per month The multifamily rates will be as follows: Container Costs Street Litter Carts Number of Weekly Pickups $16.57 Refuse Overage Extra Pickup Size 1 2. 3 4 5 6 7 1.5 yd $55.38 $110.79 $166.17 $221.55 $276.93 $332.34 1 $387.72 2 yd $59.05 $118.07 $177.12 $236.16 $295.18 $354.21 $413.26 3 yd $66.35 $132.64 $199.00 $265.32 $331.64 $397.98 $464.31 4 yd' $73.61 $147.26 $220.86 $294.47 $368.11 $441.74 $515.35 Special Services Costs Street Litter Carts $16.29 per set per month Restart Charge $16.57 Refuse Overage Extra Pickup $5.53 per pickup Locking Bin $11.05 per bin per month Bulk Billing Discount 8% Extra Bulky Item Pickup $22.10 per pickup Additional Bin Cleanings $38.67 per cleaning Extra Bin Empties $38.67 per empty Compactor Rates 2x comparable bin rate Late Fees 1.5% per month Emergency Services $77.36 per hour Manure Collection 100% of comparable multifamily bin refuse rate Prepayment Discount TOne month free with 11 months prepaid (Signatures on next page) 2 f0 IN WITNESS WHEREOF, the parties have executed this Agreement as of the date first above written. CITY OF SANTA CLARITA A California Municipal Corporation Ken Pulskamp, City Manager ATTEST: Kevin Tonoian Acting City Clerk APPROVED AS TO FORM: Joe Montes City Attorney 3 State of California County of On Date Place Notary Seal Above WASTE MANAGEMENT [CEO, President, Chairman of the Board or any Vice President] And By: [The Secretary, any assistant secretary, CFO or any assistant treasurer] before me, Here Insert Name and Title of the Officer Name(s) of Signer(s) who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws. of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal. Signature 4 Signature of Notary Public I t k March 29, 2011 Mr, Robert Newman Public Works Director City of Santa Clarita 23290 Valencia Boulevard Ste. 300 Santa Clarita, CA 91355 RE: 2011 Rate Adjustment Review Dear Mr. Newman: Pursuant to Article 6 of our. current franchise agreement, Waste Management respectfully requests an adjustment of the service rates based on the rate adjustment methodology outlined in the agreement. While we are submitting this request consistent with contractual requirements, we are hopeful that this adjustment will be included in the overall resolution package related to the third party financial audit completed in 2008 that will bring additional value and sustainability services to ratepayers and the City while solidifying our long term partnership. Waste Management is proud to be a sustainability partner to the City of Santa Clarita and we are committed to assisting the City in complying with State mandates, increasing diversion, being stewards of the environment and being active participants in the community. We would like to take this opportunity to highlight just a few of our mutual successes in 2010 accomplished in partnership with City Staff. Through enhanced public education and the implementation of innovative new programs, diversion in the residential 'waste sector increased six percent in the past two years. WM and the City have paved the way for a future zero waste city by providing free programs to residents to eliminate waste such as commingled recycling, the WM Sharps Home Delivery Program, Clothes for Community and the City of Santa Clarita Green Guide. o Waste Management has worked very closely with the City to develop an effective, sustainable Multi -Family program that is easy for residents to use and for property managers to administer. This comprehensive program has not only provided savings to property managers through a reduction in disposal costs but has also earned the City recognition from key organizations including CalRecycle and the American Publics Works Association. This program has resulted in more than 100 site visits, recycling consultations, and workshops as well as new and enhanced multi -family recycling programs at more than sixty complexes in the City. /3 THINKGREEW ® Waste Management helped schools increase recycling up. to 50% ;as a result of district audits to save thousands of dollars in associated maintenance costs. In addition to regular recycling support and outreach, Waste Management actively seeks and receives grant funding to support school sustainability efforts. Examples include the WM — Keep America Beautiful funding recently received to support local school districts. over the years, Waste Management has provided valuable programs including Santa Clarita Valley's First Sharps and Medical Waste Round - Up event, to meet the unique needs of senior citizens. Senior citizens continue to receive additional value through special drop off programs along with the Sharps Home Delivery Program providing residents with a convenient way to responsibly dispose of needles, lancets, syringes and other sharps, as well as a significant senior discount on waste and recycling collection services. Waste Management has participated in many community and business events each year and has targeted efforts towards increasing diversion, public education, sustainability and community safety. Some highlights of this involvement include the Santa Clarita River Rally, Santa Clarita Earth Arbor Day Celebration, Neighborhood Clean Up Events, sponsorship and support for the Santa Clarita Sheriffs Boosters, Gibbons Conservancy, the SCV Food Pantry and the Santa Clarita Valley Senior Center. As a company, we are dedicated to making a difference for the environment and the communities that we serve. Thank you for your favorable consideration. We look forward to discussing this request in further detail. Sincerely, Sandra Pursley Public Sector Services Manager Waste Management Enclosures: Rate Calculations Distribution: Travis Lange Mark Patti Susan Moulton Ci$y of Banta Clarlta Waste fiflariamment Rat®Adiustment Cal Watldns201112012 ---_------ - - ..... .... Cost C Wet iottno Rate Adjustment Index Deo -09 C+ec-90 Chan Percent Cha Chan Labor Fuel 3036 PCU58211.55211- 116.1 117.9 ': 1.8 1.550% Equipment 5% WPU057303... ..: ::.. i53'o PCU33621133621 1 205.1 261.7: . 56.6.27.596°,6 `.;1.38% Dis sal:: . 25°�6 CPI = All ::. 215.7 15.949 . 218:5 :219179 ::' ..::: 2.8 .: 3 23 ,1.298% 0.1996 :. ... i 496% 0 3796 All Other Total 25% CPI'- All: 215.949 219.179 :;. 3.23 <: 1.49696 :",0.19% 100% .W% ---_------ - - ..... .... Lahr Producer Price Index Ind ustr + Data Series, Catalog oam enacted on March 2011(1:44:12 PM) Producer Prtoe index IndustryData Fuel - Producer Price Index Industry Data Series Catalog: Oats exbaded on: March 22, 2011(1:56:44 PM) .............. All Other;. Consumer Price Index -All Urban Consumers Data extracted on March 10, 2010 (6:01:02 PM) Series Id: CUUR0000$A0 Not Seasord y Ad*ted Area: U.S. CRY everape item: AD Mems Base Period: 1982.84=100 . ,, YeOr Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Annual HALF!, HALF2 2009 211.143 212.193 212:709 213.240 213.856 215.693 215.351 215.834 215.969 216:.1 T7 21H 330 215 949< 214.537 213.139 215.935 2010 216.687 216.741 217:631 218.009 218.478 217.985 218.011 218.312 218.439 218.711 218 803 X219 1.79 218,056 217.535 218.576 2011 220:223 _,,,:: : :., µ .:.:.-::, .._ Equipment - Producer Price Index Industry Data Data extrW , on: Mardi 1:, 2011(4:35:53 PM) Producer Price Index Industry Data Series id: PCJ336211336211 Industry: Molar vehicle body maudactu" Product Motor vehicle body maradactu ft Base Gale: 198212 Year Jan Feb Mar Apr May Jun 12009 217.5 217.2 218.8 216.0 216.2 216.3 .2010 216.5 216.6 216.6 2173 21 TT 218.2 :2011 218.9 P.: Preftnary. AD Indexes are sub)ect tD revision four mmwths ager o ing P A*zt rd Aug Sep Oct Nov Dec .::. Annum 216.9 216:5 216,5 215.7 215 7 2 5" 216. 218.6 216.2 218.3 218..3 216.4.12165; 217 2011 ANNUAL RESIDENTIAL WASTE HAULER RATE ADJUSTMENT METHODOLOGY The formula for determining a rate increase is outlined in Section 6.4 of the Franchise Agreement as follows: Cost Category Weighting Rate Adjustment Index Labor 30% Producer Price Index, PCU4212#2, local trucking without a�r�enf storage, waste collection Fuel o 5 /o Producer Price Index, WPU057303 not seasonally adjusted, 0.0189 30% fuels and related products and power, #2 diesel fuel Equipment 15% Producer Price Index, PCU3713#139, truck and bus bodies, refuse and garbage (packer type) Disposal 25% Consumer Price Index for all urban consumers, all items index Fuel (CPI -U) — U.S. city average All Other 25% 50% of change in Consumer Price Index for all urban 0.2638 5% consumers, all items index (CPI -U) — U.S. city average Total 100% CHANGE IN CLASSIFICATION SYSTEM Since the Franchise Agreements were written, some changes had to be incorporated in the rate adjustment calculation. The United States Department of Labor — Bureau of Labor Statistics made a change in how they labeled certain Producer Price Indices. In the past, they used the Standard Industrial Classification (SIC) system to label the indices, but recently have made the shift from SIC codes to the North American Industry Classification System (NAICS). Therefore, the Producer Price Index (PPI) for labor and the PPI for equipment no longer exists in the format outlined in the Franchise Agreement. Per Waste Management's request, Hilton Farnkopf & Hobson contacted the Department of Labor to determine the most appropriate factors for replacing the previous ones. The PPI labeled as PCU4212#2 - "Local Trucking Without Storage, Waste Collection" was replaced with PCU56211-56211 - "Waste Collection. The PPI labeled as PCU3713#139 —" Truck and Bus Bodies, Refuse and Garbage (packer type)" was replaced with PCU336211336211 — "Motor Vehicle Body Manufacturing." To calculate the labor component, the PPI index labeled PCU56211-56211 - "Waste Collection" was used. 2011 Annual Rate Adjustment Cashat+�gnry iec 2009 llQQ change �4'+�gtlEt�ng a�r�enf 116.1 118.3 0.0189 30% 0.57% (PCU5Labor -5621 1) Fuel 205.1 259.2 0.2638 5% 1.32% (V1IPU057303) Equipment 215.7 218.4 0.0125 15% 0.19% (PCU336211336211) Disposal 215.949 219.179 0.0150 25% 0.37% (CPI -U US City Average) All ther OC 215.949 219.179 0.0150 25% 0.19% (CPI -U US ty Average) Total 100% 2.64% /7 Proposed Amendment for Waste Management's Franchise Agreement Term of Contract 10 -year agreement extension to June 30, 2023 Extraordinary Rate Increase Extraordinary Rate Increases i 1.5% increase for rate years 2011 and 2012 C 2.5% increase for rate years 2013, 2014, 2015, and 2016 O 6% rate cap for rate years with extraordinary rate increases • Modify Extraordinary Rate language as outlined in Section 6.6 in the Franchise Agreement Rate Adjustment Method Modify the existing annual rate methodology in the following areas • Fuel -DOE Clean Cities CNG Formula • Disposal and 50% of the All Other -Solid Waste CPI index • Calculate change for each index using annual averages New Collection Programs Implement New Programs • Fixed bulky item collection route for areas with abandoned items • 8 hours per week of litter abatement • Offer 3 -cubic -yard split recycling and trash containers for multifamily complexes with limited space for recycling Super Saver Cart Provide a Super Saver Cart (35 -gallon cart) for residents that generate minimal trash. The rate will be 20% lower than the standard rate Late Fees Adjust late fee language to require resident to pay their quarterly bill within 15 days after the end of the service period. Customers will be charged standard late fees of 1.5% or a minimum of $3.00. After an additional 15 -day period, the customer's account will be suspended Multifamily Container Rates Align multifamily rate with the commercial rate of the same size container by July 1, 2013, and require waste loads from multifamily complexes to be taken to a permitted nondisposal facility for select load processing to maximize diversion Multiple Discount Program New customers will be eligible for one discount unless they are a Senior/Lifeline Customer, which may have one additional discount Collection Vehicles Waste Management will replace their vehicles every 15 years if they meet the alternative fuel requirements as set forth in the existing Franchise Agreement Future Audit Waste Management will pay for an audit after the recycling facility is operating for one year to evaluate the facility's impact on their profitability Future Rates Residential rates must remain lower than all cities and unincorporated areas with franchised residential services in the North Los Angeles County Area as defined by Southern California Association of Governments IF Proposed Amendment for Burrtec's Franchise Agreement Term of Contract Extend the term of the agreement • 5 -year extension to June 30, 2018 • If recycling facility is not completed, an additional 5 -year extension: to June 30, 2023 • If recycling facility is completed, an additional 15 -year extension to June 30, 2033 Extraordinary Rate Increase Extraordinary Rate Increase • 1.875% increase for rate year 2012 • 2.475% increase for rate years 2013, 2014, and 2015 • 6% rate cap for rate years with extraordinary rate increases • Modify Extraordinary Rate language as outlined in Section 6.6 in the Franchise Agreement Rate Adjustment Method Modify the existing annual rate methodology in the following areas • Fuel -DOE Clean Cities CNG Formula • Disposal and 50% of the All Other -Solid Waste CPI index • Reweight the Disposal and All Other Categories to 34% and 16% respectively • Calculate change for each index using annual averages New Collection Programs Implement the following new programs • 16 hours per month of litter abatement • Offer 90 -gallon recycling carts for businesses with limited space Collection Vehicles Burrtec will replace collection vehicles every 15 years if they meet alternative fuel requirements as set forth in the existing Franchise Agreement Recycling Facility Modify Franchise Agreement language • Actual cost of the recycling facility based on fair -market value • Adjust ownership transfer to a 15 -year time frame AB 32 Compliance Burrtec will comply with AB 32 mandatory commercial recycling requirements that .are consistent with the Franchise Agreement. Future Audit Burrtec will pay for .an audit after the recycling facility is operating for one year to evaluate the facility's impact on their profitability Future Rates Commercial rates must remain lower than all cities and unincorporated areas with franchised commercial services in the North Los Angeles County Area as defined by Southern California Association of Governments Iq